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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 23,475 $55.44 $1,301,454.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 11

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,721.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 28,460 $45.73 $1,301,475.80
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 10

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,196.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 195 $55.44 $10,810.80
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 9

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,736.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 2,088 $55.44 $115,758.72
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 8

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,931.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 2,532 $45.73 $115,788.36
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 7

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,019.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 2,159 $55.44 $119,694.96
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 6

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,487.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 23,204 $55.44 $1,286,429.76
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 5

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,646.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 28,131 $45.73 $1,286,430.63
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 4

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,850.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 1,596 $55.44 $88,482.24
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 3

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,719.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 16,552 $55.44 $917,642.88
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,315.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 20,195 $45.44 $917,660.80
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,867.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 16:46 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 51,978 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0001181431-06-071434 · rrd140131.xml · derivative · entry 5

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,978

Underlying: Common Stock · 51,978 shares

Expires 2008-11-02

Read SEC document
December 19, 2006 Filed Dec 21, 2006 16:46 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 57,500 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0001181431-06-071434 · rrd140131.xml · derivative · entry 4

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,500 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 16:46 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 5,058 $55.44 $280,415.52
Disclosure

SEC source: 0001181431-06-071434 · rrd140131.xml · nonDerivative · entry 3

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,612.5

Read SEC document
December 19, 2006 Filed Dec 21, 2006 16:46 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 46,920 $55.44 $2,601,244.80
Disclosure

SEC source: 0001181431-06-071434 · rrd140131.xml · nonDerivative · entry 2

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,670.5

Read SEC document
December 19, 2006 Filed Dec 21, 2006 16:46 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionCommon Stock 57,500 $45.24 $2,601,300.00
Disclosure

SEC source: 0001181431-06-071434 · rrd140131.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,590.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 10,831 $0.00 Strike: $54.07 $0.00
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · derivative · entry 11

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,831

Underlying: Common Stock · 10,831 shares

Expires 2008-11-02

Read SEC document
December 18, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 11,983 $0.00 Strike: $44.82 $0.00
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · derivative · entry 10

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,983 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 898 $54.07 $48,554.86
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · nonDerivative · entry 6

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,672.9

Read SEC document
December 18, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 9,933 $54.07 $537,077.31
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · nonDerivative · entry 5

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,570.9

Read SEC document
December 18, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 11,983 $44.82 $537,078.06
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · nonDerivative · entry 4

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,503.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:27 UTC
Freiberg Steven JCo-CEO Global Consumer Group
GrantEmployee Stock Options (Right to Buy) · Derivative 2,068 $0.00 Strike: $53.11 $0.00
Disclosure

SEC source: 0001181431-06-070757 · rrd139760.xml · derivative · entry 6

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,068

Underlying: Common Stock · 2,068 shares

Expires 2009-10-19

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:27 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,282 $0.00 Strike: $44.22 $0.00
Disclosure

SEC source: 0001181431-06-070757 · rrd139760.xml · derivative · entry 5

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,282 shares

Expires 2009-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:27 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Tax withholdingCommon Stock 168 $53.11 $8,922.48
Disclosure

SEC source: 0001181431-06-070757 · rrd139760.xml · nonDerivative · entry 3

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,315.5

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:27 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Tax withholdingCommon Stock 1,900 $53.11 $100,909.00
Disclosure

SEC source: 0001181431-06-070757 · rrd139760.xml · nonDerivative · entry 2

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,483.5

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:27 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Exercise / conversionCommon Stock 2,282 $44.22 $100,910.04
Disclosure

SEC source: 0001181431-06-070757 · rrd139760.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,383.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 16:29 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $32.05 $0.00
Disclosure

SEC source: 0001181431-06-070758 · rrd139758.xml · derivative · entry 4

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2009-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 16:29 UTC Tax withholdingCommon Stock 3,017 $53.11 $160,232.87
Disclosure

SEC source: 0001181431-06-070758 · rrd139758.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,983

Read SEC document
December 15, 2006 Filed Dec 19, 2006 16:29 UTC Exercise / conversionCommon Stock 5,000 $32.05 $160,250.00
Disclosure

SEC source: 0001181431-06-070758 · rrd139758.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 9,698 $0.00 Strike: $53.11 $0.00
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · derivative · entry 9

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,698

Underlying: Common Stock · 9,698 shares

Expires 2008-11-02

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 10,706 $0.00 Strike: $44.21 $0.00
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · derivative · entry 8

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,706 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 787 $53.11 $41,797.57
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · nonDerivative · entry 3

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,520.9

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 8,911 $53.11 $473,263.21
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,307.9

Read SEC document
December 15, 2006 Filed Dec 19, 2006 21:31 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 10,706 $44.21 $473,312.26
Disclosure

SEC source: 0001181431-06-070760 · rrd139759.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,218.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 3,028 $0.00 Strike: $52.88 $0.00
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · derivative · entry 15

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,028

Underlying: Common Stock · 3,028 shares

Expires 2008-03-25

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 1,423 $0.00 Strike: $52.88 $0.00
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · derivative · entry 14

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423

Underlying: Common Stock · 1,423 shares

Expires 2008-03-25

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 2,659 $0.00 Strike: $52.88 $0.00
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · derivative · entry 13

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,659

Underlying: Common Stock · 2,659 shares

Expires 2008-11-02

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,328 $0.00 Strike: $43.98 $0.00
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · derivative · entry 12

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,328 shares

Expires 2008-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 1,566 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · derivative · entry 11

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,566 shares

Expires 2008-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,927 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · derivative · entry 10

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,927 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 260 $52.88 $13,748.80
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 9

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,065.2

F1 · balance_after: Includes 3.4488 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 2,768 $52.88 $146,371.84
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 8

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,321.8

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 3,328 $43.98 $146,368.44
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 7

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,089.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 124 $52.88 $6,557.12
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,761.8

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 1,299 $52.88 $68,691.12
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,885.8

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 1,566 $43.85 $68,668.63
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 4

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,184.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 232 $52.88 $12,268.16
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,618.8

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December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 2,427 $52.88 $128,339.76
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,850.8

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December 12, 2006 Filed Dec 14, 2006 21:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 2,927 $43.85 $128,348.07
Disclosure

SEC source: 0001181431-06-069737 · rrd139223.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,277.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2006 Filed Dec 14, 2006 21:07 UTC
Gerspach John CController
GrantEmployee Stock Options (Right to Buy) · Derivative 9,246 $0.00 Strike: $52.88 $0.00
Disclosure

SEC source: 0001181431-06-069738 · rrd139224.xml · derivative · entry 6

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,246

Underlying: Common Stock · 9,246 shares

Expires 2008-11-02

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.