Tapewire

NYSE · USD

C

CITIGROUP INC

Export transactions ↓
Tapewire entity
2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 12,801 $0.00 Strike: $46.53 $0.00
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · derivative · entry 18

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,801 shares

Expires 2008-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 12,992 $0.00 Strike: $46.48 $0.00
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · derivative · entry 17

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,992 shares

Expires 2008-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 41,810 $0.00 Strike: $46.34 $0.00
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · derivative · entry 16

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,810 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 41,846 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · derivative · entry 15

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,846 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 1,041 $56.41 $58,722.81
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 12

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,177.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 10,558 $56.41 $595,576.78
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 11

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,218.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionCommon Stock 12,801 $46.53 $595,630.53
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 10

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,776.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 3,842 $56.41 $216,727.22
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 9

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,975.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 33,559 $56.41 $1,893,063.19
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 8

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,817.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionCommon Stock 41,846 $45.24 $1,893,113.04
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 7

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,376.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 1,060 $56.41 $59,794.60
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 6

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068,530.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 10,706 $56.41 $603,925.46
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 5

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,590.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionCommon Stock 12,992 $46.48 $603,918.83
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 4

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,296.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 3,460 $56.41 $195,178.60
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,304.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 34,347 $56.41 $1,937,514.27
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070,764.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionCommon Stock 41,810 $46.34 $1,937,546.48
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,111.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:20 UTC
Gerspach John CController
GrantEmployee Stock Options (Right to Buy) · Derivative 8,873 $0.00 Strike: $56.41 $0.00
Disclosure

SEC source: 0001181431-07-000410 · rrd140872.xml · derivative · entry 6

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,873

Underlying: Common Stock · 8,873 shares

Expires 2008-11-02

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:20 UTC
Gerspach John CController
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,848 $0.00 Strike: $46.47 $0.00
Disclosure

SEC source: 0001181431-07-000410 · rrd140872.xml · derivative · entry 5

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,848 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:20 UTC
Gerspach John CController
Tax withholdingCommon Stock 760 $56.41 $42,871.60
Disclosure

SEC source: 0001181431-07-000410 · rrd140872.xml · nonDerivative · entry 3

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,848.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:20 UTC
Gerspach John CController
Tax withholdingCommon Stock 8,113 $56.41 $457,654.33
Disclosure

SEC source: 0001181431-07-000410 · rrd140872.xml · nonDerivative · entry 2

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,608.7

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:20 UTC
Gerspach John CController
Exercise / conversionCommon Stock 9,848 $46.47 $457,664.13
Disclosure

SEC source: 0001181431-07-000410 · rrd140872.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,721.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:22 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 64,878 $0.00 Strike: $56.41 $0.00
Disclosure

SEC source: 0001181431-07-000414 · rrd140870.xml · derivative · entry 5

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,878

Underlying: Common Stock · 64,878 shares

Expires 2010-07-18

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:22 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 71,479 $0.00 Strike: $46.43 $0.00
Disclosure

SEC source: 0001181431-07-000414 · rrd140870.xml · derivative · entry 4

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,479 shares

Expires 2010-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:22 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 6,046 $56.41 $341,054.86
Disclosure

SEC source: 0001181431-07-000414 · rrd140870.xml · nonDerivative · entry 3

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,216.8

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:22 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 58,832 $56.41 $3,318,713.12
Disclosure

SEC source: 0001181431-07-000414 · rrd140870.xml · nonDerivative · entry 2

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,262.8

Read SEC document
December 28, 2006 Filed Jan 3, 2007 12:22 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionCommon Stock 71,479 $46.43 $3,318,705.64
Disclosure

SEC source: 0001181431-07-000414 · rrd140870.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,094.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3.448 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 2,503 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · derivative · entry 10

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,503

Underlying: Common Stock · 2,503 shares

Expires 2008-11-02

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 6,286 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · derivative · entry 9

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,286

Underlying: Common Stock · 6,286 shares

Expires 2008-11-02

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,763 $0.00 Strike: $45.69 $0.00
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · derivative · entry 8

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,763 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 6,974 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · derivative · entry 7

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,974 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 596 $55.44 $33,042.24
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · nonDerivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,013.2

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 5,690 $55.44 $315,453.60
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · nonDerivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,609.2

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 6,974 $45.24 $315,503.76
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · nonDerivative · entry 4

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,299.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 226 $55.44 $12,529.44
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,325.2

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 2,277 $55.44 $126,236.88
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,551.2

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:45 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 2,763 $45.69 $126,230.14
Disclosure

SEC source: 0001181431-06-071433 · rrd140132.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,828.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 25,363 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 26

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,363

Underlying: Common Stock · 25,363 shares

Expires 2008-07-22

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 8,281 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 25

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

Underlying: Common Stock · 8,281 shares

Expires 2008-11-02

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 25,659 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 24

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,659

Underlying: Common Stock · 25,659 shares

Expires 2008-11-02

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 2,283 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 23

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 2,283 shares

Expires 2008-11-02

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 18,148 $0.00 Strike: $55.44 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 22

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,148

Underlying: Common Stock · 18,148 shares

Expires 2008-07-22

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,184 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 21

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,184 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 28,460 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 20

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,460 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,532 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 19

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,532 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 28,131 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 18

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,131 shares

Expires 2008-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 20,195 $0.00 Strike: $45.44 $0.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · derivative · entry 17

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,195 shares

Expires 2008-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 706 $55.44 $39,140.64
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 15

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,440.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 7,575 $55.44 $419,958.00
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 14

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,146.9

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 9,184 $45.73 $419,984.32
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 13

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,721.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 21:46 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 2,184 $55.44 $121,080.96
Disclosure

SEC source: 0001181431-06-071435 · rrd140130.xml · nonDerivative · entry 12

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,537.9

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.