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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2012 Filed Jan 4, 2012 16:37 UTC GrantCommon Stock 2.5 $28.13 $70.32
Disclosure

SEC source: 0001181431-12-000720 · rrd329119.xml · nonDerivative · entry 3

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,261.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:37 UTC GrantCommon Stock 3.9 $28.13 $109.69
Disclosure

SEC source: 0001181431-12-000720 · rrd329119.xml · nonDerivative · entry 2

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,987.9

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:37 UTC GrantCommon Stock 977.7 $28.13 $27,498.79
Disclosure

SEC source: 0001181431-12-000720 · rrd329119.xml · nonDerivative · entry 1

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,984

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:38 UTC GrantCommon Stock 2.5 $28.13 $70.32
Disclosure

SEC source: 0001181431-12-000723 · rrd329121.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,041.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:38 UTC GrantCommon Stock 5.3 $28.13 $149.07
Disclosure

SEC source: 0001181431-12-000723 · rrd329121.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,591.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 46,701.6501 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 1,366.3 shares of common stock.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:38 UTC GrantCommon Stock 666.6 $28.13 $18,748.79
Disclosure

SEC source: 0001181431-12-000723 · rrd329121.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,586.3

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:38 UTC GrantCommon Stock 2.5 $28.13 $70.32
Disclosure

SEC source: 0001181431-12-000724 · rrd329122.xml · nonDerivative · entry 1

RICCIARDI LAWRENCE R · CIK 0001180462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,886.6

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 21:39 UTC
RODIN JUDITHDirector
GrantCommon Stock 2.5 $28.13 $70.32
Disclosure

SEC source: 0001181431-12-000727 · rrd329123.xml · nonDerivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,261.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 21:39 UTC
RODIN JUDITHDirector
GrantCommon Stock 2.4 $28.13 $67.50
Disclosure

SEC source: 0001181431-12-000727 · rrd329123.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,485.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 21:39 UTC
RODIN JUDITHDirector
GrantCommon Stock 666.6 $28.13 $18,748.79
Disclosure

SEC source: 0001181431-12-000727 · rrd329123.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,482.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 21:39 UTC GrantCommon Stock 2.5 $28.13 $70.32
Disclosure

SEC source: 0001181431-12-000729 · rrd329124.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,897.6

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:41 UTC GrantCommon Stock 2.1 $28.13 $59.06
Disclosure

SEC source: 0001181431-12-000733 · rrd329127.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,921.9

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:41 UTC GrantCommon Stock 2.5 $28.13 $70.32
Disclosure

SEC source: 0001181431-12-000731 · rrd329125.xml · nonDerivative · entry 2

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,261.1

F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2012 Filed Jan 4, 2012 16:41 UTC GrantCommon Stock 666 $28.13 $18,731.92
Disclosure

SEC source: 0001181431-12-000731 · rrd329125.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,760

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
December 11, 2011 Filed Dec 13, 2011 21:05 UTC
PANDIT VIKRAM SDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,118 $28.02 $283,506.36
Disclosure

SEC source: 0001181431-11-060191 · rrd327736.xml · nonDerivative · entry 1

PANDIT VIKRAM S · CIK 0001183417 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,615

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
October 27, 2011 Filed Oct 28, 2011 16:08 UTC
HAVENS JOHN PPresident and COO
SaleCommon Stock 50,000 $33.90 $1,695,035.00
Disclosure

SEC source: 0001181431-11-053751 · rrd324321.xml · nonDerivative · entry 2

HAVENS JOHN P · CIK 0001183832 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,379.1

F3 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $33.22 to $34.37. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 26, 2011 Filed Oct 28, 2011 16:08 UTC
HAVENS JOHN PPresident and COO
SaleCommon Stock 60,000 $30.41 $1,824,738.00
Disclosure

SEC source: 0001181431-11-053751 · rrd324321.xml · nonDerivative · entry 1

HAVENS JOHN P · CIK 0001183832 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,379.1

F1 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.36 to $30.47. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:04 UTC GrantCommon Stock 2.5 $27.98 $69.95
Disclosure

SEC source: 0001181431-11-051440 · rrd321636.xml · nonDerivative · entry 3

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,758.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:04 UTC GrantCommon Stock 4.9 $27.98 $137.10
Disclosure

SEC source: 0001181431-11-051440 · rrd321636.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,614

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 18,391.5251 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 538.8 shares of common stock.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:04 UTC GrantCommon Stock 804.1 $27.98 $22,497.91
Disclosure

SEC source: 0001181431-11-051440 · rrd321636.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,609.1

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:04 UTC GrantCommon Stock 2.5 $27.98 $69.95
Disclosure

SEC source: 0001181431-11-051443 · rrd321638.xml · nonDerivative · entry 3

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,258.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:04 UTC GrantCommon Stock 3.5 $27.98 $97.93
Disclosure

SEC source: 0001181431-11-051443 · rrd321638.xml · nonDerivative · entry 2

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,006.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:04 UTC GrantCommon Stock 982.8 $27.98 $27,497.76
Disclosure

SEC source: 0001181431-11-051443 · rrd321638.xml · nonDerivative · entry 1

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,002.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:05 UTC GrantCommon Stock 2.5 $27.98 $69.95
Disclosure

SEC source: 0001181431-11-051445 · rrd321641.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,038.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:05 UTC GrantCommon Stock 5 $27.98 $139.90
Disclosure

SEC source: 0001181431-11-051445 · rrd321641.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,919.7

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 46,681.9 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 1,367.8 shares of common stock.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:05 UTC GrantCommon Stock 670.1 $27.98 $18,748.73
Disclosure

SEC source: 0001181431-11-051445 · rrd321641.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,914.7

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:05 UTC GrantCommon Stock 2.5 $27.98 $69.95
Disclosure

SEC source: 0001181431-11-051447 · rrd321642.xml · nonDerivative · entry 1

RICCIARDI LAWRENCE R · CIK 0001180462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,884.1

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 20:06 UTC
RODIN JUDITHDirector
GrantCommon Stock 2.5 $27.98 $69.95
Disclosure

SEC source: 0001181431-11-051449 · rrd321643.xml · nonDerivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,258.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 20:06 UTC
RODIN JUDITHDirector
GrantCommon Stock 2.1 $27.98 $58.76
Disclosure

SEC source: 0001181431-11-051449 · rrd321643.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,816.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 20:06 UTC
RODIN JUDITHDirector
GrantCommon Stock 670.1 $27.98 $18,748.73
Disclosure

SEC source: 0001181431-11-051449 · rrd321643.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,814.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 20:06 UTC GrantCommon Stock 2.5 $27.98 $69.95
Disclosure

SEC source: 0001181431-11-051450 · rrd321646.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,895.1

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:06 UTC GrantCommon Stock 2.5 $27.98 $69.95
Disclosure

SEC source: 0001181431-11-051451 · rrd321648.xml · nonDerivative · entry 2

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,258.6

F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects shares distributed to the Reporting Person in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:06 UTC GrantCommon Stock 670 $27.98 $18,745.93
Disclosure

SEC source: 0001181431-11-051451 · rrd321648.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,094

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2011 Filed Oct 4, 2011 16:07 UTC GrantCommon Stock 2.1 $27.98 $58.76
Disclosure

SEC source: 0001181431-11-051452 · rrd321651.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,919.8

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 16:21 UTC GrantCommon Stock 1.8 $38.56 $69.41
Disclosure

SEC source: 0001181431-11-040207 · rrd313856.xml · nonDerivative · entry 3

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,756

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F5 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 16:21 UTC GrantCommon Stock 3.4 $38.56 $131.11
Disclosure

SEC source: 0001181431-11-040207 · rrd313856.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,805

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 18,385.3766 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 538 shares of common stock.

F5 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 16:21 UTC GrantCommon Stock 583.4 $38.56 $22,496.49
Disclosure

SEC source: 0001181431-11-040207 · rrd313856.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,801.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F5 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 16:22 UTC GrantCommon Stock 1.8 $38.56 $69.41
Disclosure

SEC source: 0001181431-11-040210 · rrd313875.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,036.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F5 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 16:22 UTC GrantCommon Stock 3.5 $38.56 $134.96
Disclosure

SEC source: 0001181431-11-040210 · rrd313875.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,244.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 46,666.2939 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 1,365.5 shares of common stock.

F5 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 16:22 UTC GrantCommon Stock 486.2 $38.56 $18,748.36
Disclosure

SEC source: 0001181431-11-040210 · rrd313875.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,241.1

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F5 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 16:23 UTC GrantCommon Stock 1.8 $38.56 $69.41
Disclosure

SEC source: 0001181431-11-040212 · rrd313876.xml · nonDerivative · entry 1

RICCIARDI LAWRENCE R · CIK 0001180462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,881.6

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 20:23 UTC
RODIN JUDITHDirector
GrantCommon Stock 1.8 $38.56 $69.41
Disclosure

SEC source: 0001181431-11-040213 · rrd313878.xml · nonDerivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,256.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F4 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

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July 01, 2011 Filed Jul 6, 2011 20:23 UTC
RODIN JUDITHDirector
GrantCommon Stock 1.4 $38.56 $53.99
Disclosure

SEC source: 0001181431-11-040213 · rrd313878.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,144.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

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July 01, 2011 Filed Jul 6, 2011 20:23 UTC
RODIN JUDITHDirector
GrantCommon Stock 486.2 $38.56 $18,748.36
Disclosure

SEC source: 0001181431-11-040213 · rrd313878.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,142.7

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

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July 01, 2011 Filed Jul 6, 2011 20:24 UTC GrantCommon Stock 2.3 $38.56 $88.69
Disclosure

SEC source: 0001181431-11-040214 · rrd313882.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,892.6

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

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July 01, 2011 Filed Jul 6, 2011 16:24 UTC GrantCommon Stock 1.5 $38.56 $57.84
Disclosure

SEC source: 0001181431-11-040215 · rrd313889.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,917.7

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

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July 01, 2011 Filed Jul 6, 2011 16:28 UTC GrantCommon Stock 1.8 $38.56 $69.41
Disclosure

SEC source: 0001181431-11-040219 · rrd313883.xml · nonDerivative · entry 2

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,256.1

F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reflects shares distributed to the Reporting Person in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.

F7 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

F8 · balance_after: Reflects shares distributed to the Reporting Person in accordance with an election made under the Issuer's Compensation Plan for Non-Employee Directors.

F9 · balance_after: Reflects 3,728 shares of deferred common stock which vested on 7/1/2011 and were transferred to the Reporting Person's Trust in accordance with his election.

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July 01, 2011 Filed Jul 6, 2011 16:28 UTC GrantCommon Stock 486 $38.56 $18,740.65
Disclosure

SEC source: 0001181431-11-040219 · rrd313883.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,424

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F7 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

F9 · balance_after: Reflects 3,728 shares of deferred common stock which vested on 7/1/2011 and were transferred to the Reporting Person's Trust in accordance with his election.

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July 01, 2011 Filed Jul 6, 2011 16:28 UTC GrantCommon Stock 1.8 $38.56 $69.41
Disclosure

SEC source: 0001181431-11-040221 · rrd313874.xml · nonDerivative · entry 3

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,256.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F4 · balance_after: Reflects 3,728.6 shares of deferred common stock which vested on 7/1/2011 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F5 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 16:28 UTC GrantCommon Stock 1.4 $38.56 $53.99
Disclosure

SEC source: 0001181431-11-040221 · rrd313874.xml · nonDerivative · entry 2

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,020

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: Reflects 3,728.6 shares of deferred common stock which vested on 7/1/2011 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F5 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.