BWFG

SEC source: 0001140361-18-010112 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Of the Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-18-009601 · doc1.xml · nonDerivative · entry 5

Chivily Christine · CIK 0001665699 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

F2 · ownership.direct: 1,500 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 750 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 750 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009601 · doc1.xml · nonDerivative · entry 4

Chivily Christine · CIK 0001665699 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

F2 · ownership.direct: 1,500 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 750 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 750 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009605 · doc1.xml · nonDerivative · entry 4

Gruseke Christopher R · CIK 0001422086 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F3 · ownership.direct: 10,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 5,000 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 5,000 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009605 · doc1.xml · nonDerivative · entry 3

Gruseke Christopher R · CIK 0001422086 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F3 · security: 10,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 5,000 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 5,000 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

F3 · ownership.direct: 10,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 5,000 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 5,000 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009608 · doc1.xml · nonDerivative · entry 3

Waitz Laura · CIK 0001718796 · EVP & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F2 · ownership.direct: 3,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 1,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009608 · doc1.xml · nonDerivative · entry 2

Waitz Laura · CIK 0001718796 · EVP & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F2 · ownership.direct: 3,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 1,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009603 · doc1.xml · nonDerivative · entry 5

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F3 · ownership.direct: 3,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 1,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009603 · doc1.xml · nonDerivative · entry 4

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F3 · ownership.direct: 3,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 1,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009607 · doc1.xml · nonDerivative · entry 5

Ivanov Penko Krassimir · CIK 0001577827 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F3 · ownership.direct: 5,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 2,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 2,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009607 · doc1.xml · nonDerivative · entry 4

Ivanov Penko Krassimir · CIK 0001577827 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F3 · ownership.direct: 5,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 2,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 2,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-008793 · doc1.xml · nonDerivative · entry 4

Ivanov Penko Krassimir · CIK 0001577827 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 157

SEC source: 0001140361-18-008793 · doc1.xml · nonDerivative · entry 3

Ivanov Penko Krassimir · CIK 0001577827 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F3 · ownership.direct: Shares reported are held jointly with Spouse.

SEC source: 0001140361-18-008792 · doc1.xml · derivative · entry 5

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2018-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-18-008792 · doc1.xml · nonDerivative · entry 2

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,591

F4 · price: Range of reported sale price is $32.85 - $33.00. Reporting person agrees to provide individual transaction information to SEC upon request.

F1 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · balance_after: Of the Shares reported, 13,486 Shares are owned jointly with spouse.

F3 · balance_after: On 2/15/18 - 2,523 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the exercise cost for converting the stock options to common stock.

SEC source: 0001140361-18-008792 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · ownership.direct: Of the Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-18-006449 · doc1.xml · derivative · entry 5

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2018-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-18-006449 · doc1.xml · nonDerivative · entry 2

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,114

F4 · price: Range of reported sale price is $32.25 - $32.33. Reporting person agrees to provide individual transaction information to the SEC upon request.

F1 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · balance_after: Of the 58,114 Shares reported, 13,486 Shares are owned jointly with spouse.

F3 · balance_after: On 2/8/18 - 2,567 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the exercise cost for converting the stock options to common stock.

SEC source: 0001140361-18-006449 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · ownership.direct: Of the 58,114 Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-18-000381 · doc1.xml · derivative · entry 5

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-18-000381 · doc1.xml · nonDerivative · entry 2

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,681

F1 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · balance_after: Of the 55,144 Shares reported, 13,486 Shares are owned jointly with spouse.

F3 · balance_after: On 1/2/18 - 2,463 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the exercise cost for converting the stock options to common stock.

SEC source: 0001140361-18-000381 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · ownership.direct: Of the 55,144 Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-17-046040 · doc1.xml · derivative · entry 6

Drexler Blake S · CIK 0001607538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,788 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-17-046040 · doc1.xml · nonDerivative · entry 3

Drexler Blake S · CIK 0001607538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-17-046027 · doc1.xml · derivative · entry 4

Jones Daniel S · CIK 0001607574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,569 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-17-046027 · doc1.xml · nonDerivative · entry 2

Jones Daniel S · CIK 0001607574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: 1,300 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all Shares have vested

F2 · ownership.direct: 69,494 of Shares reported are owned jointly with Spouse.

SEC source: 0001140361-17-045409 · doc1.xml · derivative · entry 5

Lampert Todd · CIK 0001607630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,456 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-17-045409 · doc1.xml · derivative · entry 4

Lampert Todd · CIK 0001607630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,871 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-17-045409 · doc1.xml · nonDerivative · entry 1

Lampert Todd · CIK 0001607630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: 9,499 of Shares reported are owned jointly with Spouse.

F1 · ownership.direct: 1,400 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all Shares have vested.

SEC source: 0001140361-17-045045 · doc1.xml · nonDerivative · entry 3

Chivily Christine · CIK 0001665699 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,097

F1 · balance_after: 10,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 3,500 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 2,100 Shares have vested. 2,210 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1106 Shares have vested. 4,290 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 4,290 Performance Shares have vested.

F2 · balance_after: On 12/4/17 - 449 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover tax liability with respect to the vesting of restricted stock previously reported.

SEC source: 0001140361-17-045043 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,144

F1 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · balance_after: Of the 55,144 Shares reported, 13,486 Shares are owned jointly with spouse.

F3 · balance_after: On 12/4/17 - 771 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover tax liability with respect to the vesting of restricted stock previously reported.

SEC source: 0001140361-17-044600 · doc1.xml · derivative · entry 5

Fieber James A · CIK 0001607405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,875 shares

Expires 2017-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-17-044600 · doc1.xml · nonDerivative · entry 1

Fieber James A · CIK 0001607405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: 2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 2,800 Shares have vested.

F2 · ownership.direct: 5,663 of Shares reported are owned jointly with Spouse.

SEC source: 0001505732-21-000028 · wf-form5a_161280331843769.xml · nonDerivative · entry 8

Porto Carl M · CIK 0001650466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,879

F1 · balance_after: This Form 5/A is being filed to report shares purchased as a result of an automatic dividend reinvestment plan.

SEC source: 0001505732-21-000028 · wf-form5a_161280331843769.xml · nonDerivative · entry 4

Porto Carl M · CIK 0001650466 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Law Firm Pension Plan

Disclosed balance after: 4,036

F1 · balance_after: This Form 5/A is being filed to report shares purchased as a result of an automatic dividend reinvestment plan.

SEC source: 0001140361-17-041596 · doc1.xml · nonDerivative · entry 6

Drexler Blake S · CIK 0001607538 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA-401(k)

Disclosed balance after: 500

SEC source: 0001140361-17-041596 · doc1.xml · nonDerivative · entry 5

Drexler Blake S · CIK 0001607538 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA-401(k)

Disclosed balance after: 628

SEC source: 0001140361-17-041594 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,660

F1 · balance_after: 5,000 shares of restricted stock granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan and will vest in five equal annual installments of 20%, the first installment of 1,000 shares vested on March 22, 2012 and an additional 20% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 5,000 Shares have fully vested.

F2 · balance_after: 5,500 shares of restricted stock granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan and will vest in five equal annual installments of 20%, the first installment of 1,100 shares vested on March 21, 2013 and an additional 20% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 5,500 Shares have fully vested.

F3 · balance_after: 5,000 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in five equal annual installments of 20%, with the first installment of 1,000 shares vested on March 17, 2013 and an additional 20% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 5,000 Shares have fully vested.

F4 · balance_after: 6,500 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 6,500 Shares have fully vested.

F6 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 2,520 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 995 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F7 · balance_after: Of the 53,660 Shares reported, 13,486 Shares are owned jointly with spouse.

F5 · balance_after: On 11/6/17 - 563 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover tax liability with respect to the vesting of restricted stock previously reported.

SEC source: 0001140361-17-040443 · doc1.xml · nonDerivative · entry 4

Ivanov Penko Krassimir · CIK 0001577827 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 92

SEC source: 0001140361-17-040443 · doc1.xml · nonDerivative · entry 3

Ivanov Penko Krassimir · CIK 0001577827 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

F2 · ownership.direct: 461 Shares reported are held jointly with spouse.

SEC source: 0001140361-17-039805 · doc1.xml · nonDerivative · entry 5

Drexler Blake S · CIK 0001607538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,312

SEC source: 0001140361-17-039805 · doc1.xml · nonDerivative · entry 4

Drexler Blake S · CIK 0001607538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,684

SEC source: 0001140361-17-039521 · doc1.xml · nonDerivative · entry 2

Fieber James A · CIK 0001607405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,042

F3 · price: Range of reported sale price is $37.435 - $37.460. Reporting person agrees to provide individual transaction information to the SEC upon request.

F2 · ownership.direct: 5,663 of Shares reported are owned jointly with Spouse.

SEC source: 0001144204-17-049478 · v475756_4.xml · nonDerivative · entry 7

Lampert Todd · CIK 0001607630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,177

F2 · ownership.direct: 9,499 of Shares reported are owned jointly with Spouse.

SEC source: 0001144204-17-049478 · v475756_4.xml · nonDerivative · entry 6

Lampert Todd · CIK 0001607630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,277

F2 · ownership.direct: 9,499 of Shares reported are owned jointly with Spouse.

SEC source: 0001144204-17-049478 · v475756_4.xml · nonDerivative · entry 5

Lampert Todd · CIK 0001607630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,827

F2 · ownership.direct: 9,499 of Shares reported are owned jointly with Spouse.

SEC source: 0001140361-17-036046 · doc1.xml · nonDerivative · entry 1

Dineen David P · CIK 0001681144 · EVP, Head of Community Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

F1 · security: 7,500 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal installments of 25%, with the first installment to vest on July 11, 2017 and an additional 25% to vest on the anniversary of July 11th thereafter. 1,875 Shares have vested.

SEC source: 0001505732-21-000028 · wf-form5a_161280331843769.xml · nonDerivative · entry 7

Porto Carl M · CIK 0001650466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,866

F1 · balance_after: This Form 5/A is being filed to report shares purchased as a result of an automatic dividend reinvestment plan.

SEC source: 0001505732-21-000028 · wf-form5a_161280331843769.xml · nonDerivative · entry 3

Porto Carl M · CIK 0001650466 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Law Firm Pension Plan

Disclosed balance after: 4,028

F1 · balance_after: This Form 5/A is being filed to report shares purchased as a result of an automatic dividend reinvestment plan.

SEC source: 0001140361-17-032534 · doc1.xml · nonDerivative · entry 2

Ivanov Penko Krassimir · CIK 0001577827 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438

F2 · ownership.direct: 438 Shares reported are held jointly with spouse.