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Nasdaq · USD

BWB

Bridgewater Bancshares Inc

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Tapewire entity
2317
SEC CIK
0001341317
Parsed reports
497

Last 12 months

Inside the activity.

1 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202603
Mar 202600
Apr 202601
May 202616
Jun 202602
Jul 202603
Aug 2026010
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2025 Filed Oct 1, 2025 21:06 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0001828123-25-000003 · form4-10012025_091047.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,280

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:01 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001733117-25-000003 · form4-10012025_091023.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,078

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:00 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0001733285-25-000003 · form4-10012025_091003.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,947

Read SEC document
September 30, 2025 Filed Oct 1, 2025 20:53 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0001733123-25-000003 · form4-10012025_081007.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,173,722

Read SEC document
September 30, 2025 Filed Oct 1, 2025 20:56 UTC GrantCommon Stock 582 $0.00 $0.00
Disclosure

SEC source: 0001733127-25-000003 · form4-10012025_081043.xml · nonDerivative · entry 1

Volk David J. · CIK 0001733127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582

Read SEC document
September 10, 2025 Filed Sep 12, 2025 21:07 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Exercise / conversionOption to buy · Derivative 54,882 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0001415889-25-024404 · form4-09122025_090958.xml · derivative · entry 5

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,118

Underlying: Common Stock · 54,882 shares

Expires 2027-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F5 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 21:07 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
Exercise / conversionCommon Stock 54,882 $7.47 $409,968.54
Disclosure

SEC source: 0001415889-25-024404 · form4-09122025_090958.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 21:01 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
Exercise / conversionOption to buy · Derivative 20,000 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0001415889-25-024401 · form4-09122025_090934.xml · derivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 20,000 shares

Expires 2027-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 21:01 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
Exercise / conversionCommon Stock 20,000 $7.47 $149,400.00
Disclosure

SEC source: 0001415889-25-024401 · form4-09122025_090934.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 21:33 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
PurchaseDepositary Shares 100 $19.48 $1,947.80
Disclosure

SEC source: 0001415889-25-023809 · form4-09052025_090940.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 5,495

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
August 26, 2025 Filed Aug 27, 2025 20:44 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
SaleCommon Stock 9,314 $16.05 $149,489.70
Disclosure

SEC source: 0001415889-25-023126 · form4-08272025_080816.xml · nonDerivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,339

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:44 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
SaleCommon Stock 1,332 $16.23 $21,615.30
Disclosure

SEC source: 0001415889-25-023126 · form4-08272025_080816.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,653

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.20 to $16.305, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
August 22, 2025 Filed Aug 22, 2025 21:04 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
SaleCommon Stock 6,040 $16.09 $97,197.49
Disclosure

SEC source: 0001415889-25-022772 · form4-08222025_090840.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 317,390

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.22, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

F2 · ownership.nature: Shares of common stock are held by Mr. Shellberg as trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.

Read SEC document
August 22, 2025 Filed Aug 22, 2025 21:20 UTC SaleCommon Stock 6,152 $16.40 $100,892.80
Disclosure

SEC source: 0001415889-25-022785 · form4-08222025_090814.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,496

Read SEC document
August 15, 2025 Filed Aug 15, 2025 21:29 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
SaleCommon Stock 1,687 $16.00 $26,994.02
Disclosure

SEC source: 0001415889-25-022103 · form4-08152025_090859.xml · nonDerivative · entry 2

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 323,430

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.02, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

F2 · ownership.nature: Shares of common stock are held by Mr. Shellberg as trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.

Read SEC document
August 14, 2025 Filed Aug 15, 2025 21:29 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
SaleCommon Stock 32,273 $16.03 $517,345.87
Disclosure

SEC source: 0001415889-25-022103 · form4-08152025_090859.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 325,117

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.13, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

F2 · ownership.nature: Shares of common stock are held by Mr. Shellberg as trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.

Read SEC document
August 13, 2025 Filed Aug 15, 2025 21:24 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
PurchaseDepositary Shares 100 $20.00 $1,999.99
Disclosure

SEC source: 0001415889-25-022100 · form4-08152025_090838.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 5,395

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 21:19 UTC
Baack Jerry J.Director · CEO
SaleCommon Stock 10,000 $16.01 $160,066.00
Disclosure

SEC source: 0001415889-25-021953 · form4-08142025_090830.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,214,361

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.12, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
August 06, 2025 Filed Aug 7, 2025 20:15 UTC SaleCommon Stock 7,500 $15.24 $114,262.50
Disclosure

SEC source: 0001415889-25-021248 · form4-08072025_040802.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,107

F1 · ownership.nature: Shares of common stock are held by Mr. Parish as co-trustee of the Douglas J Parish Revocable Trust, dated May 27, 2022. Mr. Parish possesses shared voting and investment power with respect to the shares of common stock held under the trust.

Read SEC document
July 30, 2025 Filed Jul 31, 2025 21:05 UTC
Baack Jerry J.Director · CEO
SaleCommon Stock 20,000 $16.02 $320,400.00
Disclosure

SEC source: 0001415889-25-020755 · form4-07312025_090721.xml · nonDerivative · entry 1

Baack Jerry J. · CIK 0001733126 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,224,361

Read SEC document
July 17, 2025 Filed Jul 18, 2025 22:02 UTC
Salazar Lisa MCHIEF OPERATING OFFICER
OtherOption to buy · Derivative 1,931 $0.00 Strike: $12.94 $0.00
Disclosure

SEC source: 0001415889-25-020027 · form4-07182025_100704.xml · derivative · entry 2

Salazar Lisa M · CIK 0001756428 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,297

Underlying: Common Stock · 1,931 shares

Expires 2028-09-30

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2018.

Read SEC document
July 17, 2025 Filed Jul 18, 2025 22:02 UTC
Salazar Lisa MCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,931 $12.94 $24,987.14
Disclosure

SEC source: 0001415889-25-020027 · form4-07182025_100704.xml · nonDerivative · entry 1

Salazar Lisa M · CIK 0001756428 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 22:12 UTC GrantCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018777 · form4-07012025_100722.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,796

Read SEC document
June 30, 2025 Filed Jul 1, 2025 22:18 UTC GrantCommon Stock 617 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018789 · form4-07012025_100717.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,704

Read SEC document
June 30, 2025 Filed Jul 1, 2025 22:09 UTC GrantCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018772 · form4-07012025_100713.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,345,544

Read SEC document
June 30, 2025 Filed Jul 1, 2025 22:15 UTC GrantCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018783 · form4-07012025_100746.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,172,558

Read SEC document
June 30, 2025 Filed Jul 1, 2025 22:20 UTC GrantCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018791 · form4-07012025_100706.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,783

Read SEC document
June 30, 2025 Filed Jul 1, 2025 22:13 UTC GrantCommon Stock 617 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018779 · form4-07012025_100755.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,648

Read SEC document
June 30, 2025 Filed Jul 1, 2025 22:10 UTC GrantCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018774 · form4-07012025_100735.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,116

Read SEC document
June 17, 2025 Filed Jun 18, 2025 21:34 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
Exercise / conversionOption to buy · Derivative 20,000 $7.47 Strike: $7.47 $149,400.00
Disclosure

SEC source: 0001415889-25-017727 · form4-06182025_090608.xml · derivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 20,000 shares

Expires 2027-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 21:34 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
Exercise / conversionCommon Stock 20,000 $7.47 $149,400.00
Disclosure

SEC source: 0001415889-25-017727 · form4-06182025_090608.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 21:05 UTC
Salazar Lisa MCHIEF OPERATING OFFICER
SaleCommon Stock 3,737 $14.40 $53,812.80
Disclosure

SEC source: 0001415889-25-015802 · form4-06052025_090656.xml · nonDerivative · entry 1

Salazar Lisa M · CIK 0001756428 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,335

Read SEC document
May 14, 2025 Filed May 14, 2025 20:30 UTC SaleCommon Stock 2,200 $15.78 $34,706.98
Disclosure

SEC source: 0001415889-25-012881 · form4-05142025_080519.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,031

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $15.79, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
May 09, 2025 Filed May 12, 2025 20:15 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
SaleCommon Stock 9,477 $15.53 $147,204.35
Disclosure

SEC source: 0001415889-25-012647 · form4-05122025_040501.xml · nonDerivative · entry 2

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,985

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.65, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:15 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
SaleCommon Stock 636 $15.76 $10,021.01
Disclosure

SEC source: 0001415889-25-012647 · form4-05122025_040501.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,462

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $15.77, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.

Read SEC document
April 30, 2025 Filed May 1, 2025 21:20 UTC
Crocker Mary JayneEVP & CHIEF STRATEGY OFFICER
PurchaseDepositary Shares 190 $18.75 $3,562.50
Disclosure

SEC source: 0001415889-25-011668 · form4-05012025_090554.xml · nonDerivative · entry 1

Crocker Mary Jayne · CIK 0001732716 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 5,295

F1 · security: Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 21:29 UTC
Chybowski Joseph M.PRESIDENT & CFO
Exercise / conversionOption to buy · Derivative 2,500 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0001415889-25-010819 · form4-04162025_090437.xml · derivative · entry 3

Chybowski Joseph M. · CIK 0001732715 · PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,500

Underlying: Common Stock · 2,500 shares

Expires 2027-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 21:29 UTC
Chybowski Joseph M.PRESIDENT & CFO
Exercise / conversionCommon Stock 2,500 $7.47 $18,675.00
Disclosure

SEC source: 0001415889-25-010819 · form4-04162025_090437.xml · nonDerivative · entry 1

Chybowski Joseph M. · CIK 0001732715 · PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2025 Filed Mar 31, 2025 21:22 UTC GrantCommon Stock 1,420 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009267 · form4-03312025_090307.xml · nonDerivative · entry 1

Brezonik Lisa · CIK 0001796490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,561

Read SEC document
March 31, 2025 Filed Mar 31, 2025 21:24 UTC GrantCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009273 · form4-03312025_090346.xml · nonDerivative · entry 1

Parish Douglas J. · CIK 0001745268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,087

Read SEC document
March 31, 2025 Filed Mar 31, 2025 21:31 UTC GrantCommon Stock 1,420 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009277 · form4-03312025_090357.xml · nonDerivative · entry 1

Juran David B. · CIK 0001733121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,344,309

Read SEC document
March 31, 2025 Filed Mar 31, 2025 21:26 UTC GrantCommon Stock 1,420 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009275 · form4-03312025_090345.xml · nonDerivative · entry 1

Johnson James S. · CIK 0001733285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,548

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March 31, 2025 Filed Mar 31, 2025 21:23 UTC GrantCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009271 · form4-03312025_090323.xml · nonDerivative · entry 1

Trutna Thomas P. · CIK 0001733117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,231

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March 31, 2025 Filed Mar 31, 2025 21:20 UTC GrantCommon Stock 1,420 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009264 · form4-03312025_090332.xml · nonDerivative · entry 1

Lawal Mohammed · CIK 0001828123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,881

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March 31, 2025 Filed Mar 31, 2025 21:18 UTC GrantCommon Stock 1,420 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009260 · form4-03312025_090346.xml · nonDerivative · entry 1

Urness Todd B. · CIK 0001733123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,171,323

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February 05, 2025 Filed Feb 6, 2025 22:18 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
GiftCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003278 · form4-02062025_100202.xml · nonDerivative · entry 2

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 357,390

F1 · ownership.nature: Shares of common stock are held by Mr. Shellberg as trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.

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February 05, 2025 Filed Feb 6, 2025 22:18 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
GiftCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003278 · form4-02062025_100202.xml · nonDerivative · entry 1

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,613

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February 03, 2025 Filed Feb 4, 2025 17:24 UTC
Espeseth LauraChief Accounting Officer
GrantOption to buy · Derivative 25,000 $0.00 Strike: $13.78 $0.00
Disclosure

SEC source: 0001415889-25-002971 · form4-02042025_100202.xml · derivative · entry 1

Espeseth Laura · CIK 0002021736 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-02-03

F1 · security: Option to buy granted under the 2023 Equity Incentive Plan.

F2 · derivative.exercise_date: Option exercisable in 25% increments on the first four anniversaries of the date of the grant which was 02/3/2025.

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February 03, 2025 Filed Feb 4, 2025 22:28 UTC
Salazar Lisa MCHIEF OPERATING OFFICER
GrantCommon Stock 5,572 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002979 · form4-02042025_100252.xml · nonDerivative · entry 2

Salazar Lisa M · CIK 0001756428 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,072

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February 03, 2025 Filed Feb 4, 2025 22:27 UTC
Shellberg Jeffrey D.Director · EVP AND CHIEF CREDIT OFFICER
GrantCommon Stock 7,525 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002977 · form4-02042025_100228.xml · nonDerivative · entry 2

Shellberg Jeffrey D. · CIK 0001732717 · Director · EVP AND CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,613

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.