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Babcock & Wilcox Enterprises, Inc.

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4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2022 Filed Aug 26, 2022 20:37 UTC
Riker Christopher SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021635 · form4.xml · derivative · entry 4

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three installments beginning August 25, 2021.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:37 UTC
Riker Christopher SSenior Vice President
Tax withholdingCommon Stock 6,802 $8.35 $56,796.70
Disclosure

SEC source: 0001127602-22-021635 · form4.xml · nonDerivative · entry 2

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,326

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:37 UTC
Riker Christopher SSenior Vice President
Exercise / conversionCommon Stock 15,000 $8.35 $125,250.00
Disclosure

SEC source: 0001127602-22-021635 · form4.xml · nonDerivative · entry 1

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:31 UTC
Dziewisz John JGeneral Counsel & Secretary
SaleCommon Stock 1,094 $7.79 $8,527.51
Disclosure

SEC source: 0001127602-22-021386 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,607

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021.

Read SEC document
August 16, 2022 Filed Aug 16, 2022 20:35 UTC
Dziewisz John JGeneral Counsel & Secretary
SaleCommon Stock 2,050 $8.05 $16,502.50
Disclosure

SEC source: 0001127602-22-021088 · form4.xml · nonDerivative · entry 3

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,701

F2 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 16:42 UTC
Buckler Joseph TSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021095 · form4.xml · derivative · entry 4

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three installments beginning August 13, 2020.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 16:42 UTC
Buckler Joseph TSenior Vice President
Tax withholdingCommon Stock 11,337 $8.14 $92,283.18
Disclosure

SEC source: 0001127602-22-021095 · form4.xml · nonDerivative · entry 2

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,034

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 16:42 UTC
Buckler Joseph TSenior Vice President
Exercise / conversionCommon Stock 25,000 $8.14 $203,500.00
Disclosure

SEC source: 0001127602-22-021095 · form4.xml · nonDerivative · entry 1

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:35 UTC
Dziewisz John JGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021088 · form4.xml · derivative · entry 4

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,334 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in three installments beginning on August 13, 2020.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:35 UTC
Dziewisz John JGeneral Counsel & Secretary
Tax withholdingCommon Stock 6,046 $8.14 $49,214.44
Disclosure

SEC source: 0001127602-22-021088 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,751

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:35 UTC
Dziewisz John JGeneral Counsel & Secretary
Exercise / conversionCommon Stock 13,334 $8.14 $108,538.76
Disclosure

SEC source: 0001127602-22-021088 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:49 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021103 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: Restricted stock units vest in three annual installments beginning on August 13, 2020.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:49 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 22,675 $8.14 $184,574.50
Disclosure

SEC source: 0001127602-22-021103 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,207

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:49 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 50,000 $8.14 $407,000.00
Disclosure

SEC source: 0001127602-22-021103 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:38 UTC
Riker Christopher SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021091 · form4.xml · derivative · entry 4

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three installments beginning August 13, 2020.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:38 UTC
Riker Christopher SSenior Vice President
Tax withholdingCommon Stock 11,337 $8.14 $92,283.18
Disclosure

SEC source: 0001127602-22-021091 · form4.xml · nonDerivative · entry 2

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,128

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:38 UTC
Riker Christopher SSenior Vice President
Exercise / conversionCommon Stock 25,000 $8.14 $203,500.00
Disclosure

SEC source: 0001127602-22-021091 · form4.xml · nonDerivative · entry 1

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:03 UTC
Buckler Joseph TSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020961 · form4.xml · derivative · entry 4

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three installments beginning August 11, 2022.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:03 UTC
Buckler Joseph TSenior Vice President
Tax withholdingCommon Stock 4,535 $8.01 $36,325.35
Disclosure

SEC source: 0001127602-22-020961 · form4.xml · nonDerivative · entry 2

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,371

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:03 UTC
Buckler Joseph TSenior Vice President
Exercise / conversionCommon Stock 10,000 $8.01 $80,100.00
Disclosure

SEC source: 0001127602-22-020961 · form4.xml · nonDerivative · entry 1

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:23 UTC
Dziewisz John JGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020969 · form4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:23 UTC
Dziewisz John JGeneral Counsel & Secretary
Tax withholdingCommon Stock 11,337 $8.01 $90,809.37
Disclosure

SEC source: 0001127602-22-020969 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,463

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:23 UTC
Dziewisz John JGeneral Counsel & Secretary
Exercise / conversionCommon Stock 25,000 $8.01 $200,250.00
Disclosure

SEC source: 0001127602-22-020969 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:24 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020965 · form4.xml · derivative · entry 3

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:24 UTC
Salamone Louis JrChief Financial Officer
Tax withholdingCommon Stock 12,696 $8.01 $101,694.96
Disclosure

SEC source: 0001127602-22-020965 · form4.xml · nonDerivative · entry 2

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,131

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:24 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionCommon Stock 33,333 $8.01 $266,997.33
Disclosure

SEC source: 0001127602-22-020965 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 16, 2022 00:52 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020991 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
August 11, 2022 Filed Aug 16, 2022 00:52 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 15,116 $8.01 $121,079.16
Disclosure

SEC source: 0001127602-22-020991 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,882

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

Read SEC document
August 11, 2022 Filed Aug 16, 2022 00:52 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 33,333 $8.01 $266,997.33
Disclosure

SEC source: 0001127602-22-020991 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 16, 2022 00:52 UTC
Riker Christopher SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020989 · form4.xml · derivative · entry 4

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three installments beginning August 11, 2022.

Read SEC document
August 11, 2022 Filed Aug 16, 2022 00:52 UTC
Riker Christopher SSenior Vice President
Tax withholdingCommon Stock 4,535 $8.01 $36,325.35
Disclosure

SEC source: 0001127602-22-020989 · form4.xml · nonDerivative · entry 2

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,465

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 11, 2022 Filed Aug 16, 2022 00:52 UTC
Riker Christopher SSenior Vice President
Exercise / conversionCommon Stock 10,000 $8.01 $80,100.00
Disclosure

SEC source: 0001127602-22-020989 · form4.xml · nonDerivative · entry 1

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 16:32 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020482 · form4.xml · derivative · entry 3

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs fully vest August 1, 2022.

F2 · derivative.exercise_date: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F1 · derivative.expiration_date: RSUs fully vest August 1, 2022.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 16:32 UTC
Salamone Louis JrChief Financial Officer
Tax withholdingCommon Stock 9,488 $8.58 $81,407.04
Disclosure

SEC source: 0001127602-22-020482 · form4.xml · nonDerivative · entry 2

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,494

Read SEC document
August 01, 2022 Filed Aug 4, 2022 16:32 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionCommon Stock 25,000 $8.58 $214,500.00
Disclosure

SEC source: 0001127602-22-020482 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs fully vest August 1, 2022.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 16:36 UTC
Buckler Joseph TSenior Vice President
GrantPerformance Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019924 · form4.xml · derivative · entry 2

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-07-27

F3 · derivative.exercise_price: Each performance stock unit (PSU) is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $12.00 per share at the end of any trading day during the period from July 28, 2022 to July 27, 2027.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 16:36 UTC
Buckler Joseph TSenior Vice President
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019924 · form4.xml · derivative · entry 1

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023.

F2 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 20:41 UTC
Dziewisz John JGeneral Counsel & Secretary
GrantPerformance Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019928 · form4.xml · derivative · entry 2

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-07-27

F3 · derivative.exercise_price: Each performance stock unit (PSU) is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $12.00 per share at the end of any trading day during the period from July 28, 2022 to July 27, 2027.

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July 28, 2022 Filed Jul 29, 2022 20:41 UTC
Dziewisz John JGeneral Counsel & Secretary
GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019928 · form4.xml · derivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023.

F2 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023.

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July 28, 2022 Filed Jul 29, 2022 16:46 UTC
Salamone Louis JrChief Financial Officer
GrantPerformance Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019935 · form4.xml · derivative · entry 3

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-07-27

F4 · derivative.exercise_price: Each performance stock unit (PSU) is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $12.00 per share at the end of any trading day during the period from July 28, 2022 to July 27, 2027.

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July 28, 2022 Filed Jul 29, 2022 16:46 UTC
Salamone Louis JrChief Financial Officer
GrantRestricted Stock Units · Derivative 95,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019935 · form4.xml · derivative · entry 2

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023.

F3 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023.

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July 28, 2022 Filed Jul 29, 2022 16:46 UTC
Salamone Louis JrChief Financial Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019935 · form4.xml · derivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs fully vest August 1, 2022.

F2 · derivative.expiration_date: RSUs fully vest August 1, 2022.

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July 28, 2022 Filed Jul 29, 2022 20:53 UTC
Young Kenneth MDirector · Chief Executive Officer
GrantPerformance Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019947 · form4.xml · derivative · entry 2

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-07-27

F3 · derivative.exercise_price: Each performance stock unit (PSU) is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $12.00 per share at the end of any trading day during the period from July 28, 2022 to July 27, 2027.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 20:53 UTC
Young Kenneth MDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019947 · form4.xml · derivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023.

F2 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 20:32 UTC
Riker Christopher SSenior Vice President
GrantPerformance Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019920 · form4.xml · derivative · entry 2

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-07-27

F3 · derivative.exercise_price: Each performance stock unit (PSU) is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $12.00 per share at the end of any trading day during the period from July 28, 2022 to July 27, 2027.

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July 28, 2022 Filed Jul 29, 2022 20:32 UTC
Riker Christopher SSenior Vice President
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019920 · form4.xml · derivative · entry 1

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023.

F2 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 20:49 UTC
Morgan Jimmy BChief Operating Officer
GrantPerformance Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019940 · form4.xml · derivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-07-27

F3 · derivative.exercise_price: Each performance stock unit (PSU) is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $12.00 per share at the end of any trading day during the period from July 28, 2022 to July 27, 2027.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 20:49 UTC
Morgan Jimmy BChief Operating Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019940 · form4.xml · derivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023.

F2 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023.

Read SEC document
July 20, 2022 Filed Jul 27, 2022 01:30 UTC OtherWarrants (right to buy) · Derivative 1,541,666.7 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0001213900-22-041838 · ownership.xml · derivative · entry 9

B. Riley Financial, Inc. · CIK 0001464790 · 10% owner

B. Riley Securities, Inc. · CIK 0001505748 · 10% owner

BRF Investments, LLC · CIK 0001880803 · 10% owner

RILEY BRYANT R · CIK 0001207269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BRF Investments, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,541,666 shares

Expires 2022-07-23

F5 · kind: On July 20, 2022, BRFI exercised 1,541,666.7 warrants to purchase 1,541,666 shares of Common Stock of the Issuer at a price per share of $0.01 per the warrant agreement between BRF and the Issuer dated July 23, 2019, subsequently transferred to BRFI from BRF on June 21, 2021 (the "Warrant Agreement").

F5 · price: On July 20, 2022, BRFI exercised 1,541,666.7 warrants to purchase 1,541,666 shares of Common Stock of the Issuer at a price per share of $0.01 per the warrant agreement between BRF and the Issuer dated July 23, 2019, subsequently transferred to BRFI from BRF on June 21, 2021 (the "Warrant Agreement").

F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley.

F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.

F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.

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July 20, 2022 Filed Jul 27, 2022 01:30 UTC OtherCommon Stock, $0.01 par value per share 1,541,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-041838 · ownership.xml · nonDerivative · entry 1

B. Riley Financial, Inc. · CIK 0001464790 · 10% owner

B. Riley Securities, Inc. · CIK 0001505748 · 10% owner

BRF Investments, LLC · CIK 0001880803 · 10% owner

RILEY BRYANT R · CIK 0001207269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BRF Investments, LLC

Disclosed balance after: 15,256,240

F5 · kind: On July 20, 2022, BRFI exercised 1,541,666.7 warrants to purchase 1,541,666 shares of Common Stock of the Issuer at a price per share of $0.01 per the warrant agreement between BRF and the Issuer dated July 23, 2019, subsequently transferred to BRFI from BRF on June 21, 2021 (the "Warrant Agreement").

F5 · price: On July 20, 2022, BRFI exercised 1,541,666.7 warrants to purchase 1,541,666 shares of Common Stock of the Issuer at a price per share of $0.01 per the warrant agreement between BRF and the Issuer dated July 23, 2019, subsequently transferred to BRFI from BRF on June 21, 2021 (the "Warrant Agreement").

F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley.

F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.

F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.