Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2017 Filed Apr 17, 2017 17:37 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 232.2 | $13.25 | $3,076.65 |
DisclosureSEC source: 0001209191-17-027100 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,537.03 Underlying: Common Stock · 232.2 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:33 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 90.07 | $13.25 | $1,193.43 |
DisclosureSEC source: 0001209191-17-027153 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,377.85 Underlying: Common Stock · 90.07 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:37 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 93.44 | $13.25 | $1,238.08 |
DisclosureSEC source: 0001209191-17-027157 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,698.75 Underlying: Common Stock · 93.44 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:18 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 139.6 | $13.25 | $1,849.70 |
DisclosureSEC source: 0001209191-17-027130 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284.33 Underlying: Common Stock · 139.6 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 17:40 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 209.4 | $13.25 | $2,774.55 |
DisclosureSEC source: 0001209191-17-027101 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,207.7 Underlying: Common Stock · 209.4 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:24 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 351.82 | $13.25 | $4,661.62 |
DisclosureSEC source: 0001209191-17-027143 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,990.37 Underlying: Common Stock · 351.82 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:00 UTC |
Harris Jerrold BDirector
|
GrantPerformance Rights · Derivative | 379.96 | $13.25 | $5,034.47 |
DisclosureSEC source: 0001209191-17-027116 · doc4.xml · derivative · entry 1 Harris Jerrold B · CIK 0001333739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,165.3 Underlying: Common Stock · 379.96 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 13:40 UTC |
Cucunato JeffreyPortfolio Manager
|
GrantPhantom Shares · Derivative | 5,479.95 | $13.05 | $71,513.35 |
DisclosureSEC source: 0001209191-17-006964 · doc4.xml · derivative · entry 1 Cucunato Jeffrey · CIK 0001463984 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479.95 Underlying: Common Stock · 5,479.95 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 13:41 UTC |
Garfin MitchellPorfolio Manager
|
GrantPhantom Shares · Derivative | 3,189.66 | $13.05 | $41,625.06 |
DisclosureSEC source: 0001209191-17-006968 · doc4.xml · derivative · entry 1 Garfin Mitchell · CIK 0001464011 · Porfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189.66 Underlying: Common Stock · 3,189.66 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 18:37 UTC |
BASSAS STEPHANPorfolio Manager
|
GrantPhantom Shares · Derivative | 203.07 | $13.05 | $2,650.06 |
DisclosureSEC source: 0001209191-17-006959 · doc4.xml · derivative · entry 1 BASSAS STEPHAN · CIK 0001522536 · Porfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203.07 Underlying: Common Stock · 203.07 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2017 Filed Feb 16, 2017 23:20 UTC Amendment |
BASSAS STEPHANPorfolio Manager
|
GrantPhantom Shares · Derivative | 5,076.63 | $13.05 | $66,250.02 |
DisclosureSEC source: 0001209191-17-011673 · doc4a.xml · derivative · entry 1 BASSAS STEPHAN · CIK 0001522536 · Porfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,076.63 Underlying: Common Stock · 5,076.63 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 10:41 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 238.16 | $12.92 | $3,077.03 |
DisclosureSEC source: 0001209191-17-004012 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,125.36 Underlying: Common Stock · 238.16 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:54 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 92.38 | $12.92 | $1,193.55 |
DisclosureSEC source: 0001209191-17-004040 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,107.8 Underlying: Common Stock · 92.38 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 11:03 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 95.84 | $12.92 | $1,238.25 |
DisclosureSEC source: 0001209191-17-004063 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,468.24 Underlying: Common Stock · 95.84 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 10:56 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 143.18 | $12.92 | $1,849.89 |
DisclosureSEC source: 0001209191-17-004050 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143.18 Underlying: Common Stock · 143.18 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 10:40 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 214.78 | $12.92 | $2,774.96 |
DisclosureSEC source: 0001209191-17-004010 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,903.56 Underlying: Common Stock · 214.78 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 15:51 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 360.85 | $12.92 | $4,662.18 |
DisclosureSEC source: 0001209191-17-004031 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,326.5 Underlying: Common Stock · 360.85 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 10:44 UTC |
Harris Jerrold BDirector
|
GrantPerformance Rights · Derivative | 389.72 | $12.92 | $5,035.18 |
DisclosureSEC source: 0001209191-17-004021 · doc4.xml · derivative · entry 1 Harris Jerrold B · CIK 0001333739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,471.1 Underlying: Common Stock · 389.72 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 13:01 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 94.81 | $12.95 | $1,227.79 |
DisclosureSEC source: 0001209191-16-146150 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,707.63 Underlying: Common Stock · 94.81 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 17:11 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 211.46 | $12.95 | $2,738.41 |
DisclosureSEC source: 0001209191-16-146176 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,834.36 Underlying: Common Stock · 211.46 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 13:13 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 47.69 | $12.95 | $617.59 |
DisclosureSEC source: 0001209191-16-146183 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,234.16 Underlying: Common Stock · 47.69 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 12:58 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 213.76 | $12.95 | $2,768.19 |
DisclosureSEC source: 0001209191-16-146142 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,595.85 Underlying: Common Stock · 213.76 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 17:07 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 359.14 | $12.95 | $4,650.86 |
DisclosureSEC source: 0001209191-16-146166 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,653.89 Underlying: Common Stock · 359.14 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 13:04 UTC |
Harris Jerrold BDirector
|
GrantPerformance Rights · Derivative | 387.87 | $12.95 | $5,022.92 |
DisclosureSEC source: 0001209191-16-146160 · doc4.xml · derivative · entry 1 Harris Jerrold B · CIK 0001333739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,767.86 Underlying: Common Stock · 387.87 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Credit Allocation Income Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 10, 2011 Filed Jan 20, 2011 22:21 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 277 | $25,000.00 | $6,925,000.00 |
DisclosureSEC source: 0001181431-11-004528 · rrd298257.xml · nonDerivative · entry 4 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| January 10, 2011 Filed Jan 21, 2011 20:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
Blue Ridge Investments, L.L.C.10% owner
BANK OF AMERICA NA10% owner
|
OtherAuction Rate Preferred | 762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-11-000040 · edgar.xml · nonDerivative · entry 4 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. F2 · kind: The Shares were called for redemption by the issuer at par value. F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. Read SEC document |
| January 07, 2011 Filed Jan 20, 2011 22:21 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 201 | $25,000.00 | $5,025,000.00 |
DisclosureSEC source: 0001181431-11-004528 · rrd298257.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 277 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| January 07, 2011 Filed Jan 21, 2011 20:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
Blue Ridge Investments, L.L.C.10% owner
BANK OF AMERICA NA10% owner
|
OtherAuction Rate Preferred | 881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-11-000040 · edgar.xml · nonDerivative · entry 3 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 762 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. F2 · kind: The Shares were called for redemption by the issuer at par value. F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. Read SEC document |
| January 06, 2011 Filed Jan 20, 2011 22:21 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 301 | $25,000.00 | $7,525,000.00 |
DisclosureSEC source: 0001181431-11-004528 · rrd298257.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 478 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| January 06, 2011 Filed Jan 21, 2011 20:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
Blue Ridge Investments, L.L.C.10% owner
BANK OF AMERICA NA10% owner
|
OtherAuction Rate Preferred | 759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-11-000040 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,643 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. F2 · kind: The Shares were called for redemption by the issuer at par value. F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. Read SEC document |
| January 05, 2011 Filed Jan 20, 2011 22:21 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 177 | $25,000.00 | $4,425,000.00 |
DisclosureSEC source: 0001181431-11-004528 · rrd298257.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 779 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| January 05, 2011 Filed Jan 21, 2011 20:12 UTC |
BANK OF AMERICA CORP /DE/10% owner
Blue Ridge Investments, L.L.C.10% owner
BANK OF AMERICA NA10% owner
|
OtherAuction Rate Preferred | 972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-11-000040 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,402 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. F2 · kind: The Shares were called for redemption by the issuer at par value. F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. Read SEC document |
| December 31, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 3,000 | $12.04 | $36,120.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 29 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| December 31, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 3,000 | $12.02 | $36,060.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 28 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,000 Read SEC document |
| December 22, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 265 | $11.94 | $3,164.10 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 27 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| December 22, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 265 | $11.80 | $3,127.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 26 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 265 Read SEC document |
| October 14, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 10 | $13.16 | $131.60 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 25 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| October 14, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 10 | $13.16 | $131.60 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 24 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 10 Read SEC document |
| August 03, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 500 | $12.56 | $6,280.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 23 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| August 03, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 500 | $12.58 | $6,290.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 22 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 500 Read SEC document |
| June 14, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 340 | $11.83 | $4,022.20 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 21 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| June 14, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 340 | $11.75 | $3,995.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 20 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 340 Read SEC document |
| June 09, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 2,000 | $11.83 | $23,660.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 19 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| June 09, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 1,800 | $11.72 | $21,096.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 18 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,000 Read SEC document |
| June 09, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 200 | $11.71 | $2,342.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 17 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 200 Read SEC document |
| March 25, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1 | $11.27 | $11.27 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 16 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| March 25, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 1 | $12.15 | $12.15 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 15 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1 Read SEC document |
| March 19, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 1,500 | $12.03 | $18,045.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 14 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| March 19, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 1,500 | $12.13 | $18,195.00 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 13 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,500 Read SEC document |
| March 10, 2010 Filed Mar 17, 2011 23:06 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 117 | $12.12 | $1,418.04 |
DisclosureSEC source: 0000932440-11-000156 · edgar.xml · nonDerivative · entry 12 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.