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BlackRock Technology & Private Equity Term Trust

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4932
SEC CIK
0001836057
Parsed reports
183

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 24, 2023 Filed Oct 25, 2023 21:33 UTC PurchaseCommon Stock 218,909 $6.66 $1,457,933.94
Disclosure

SEC source: 0001510281-23-000391 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 29,287,213

Read SEC document
October 23, 2023 Filed Oct 23, 2023 21:01 UTC PurchaseCommon Stock 362,836 $6.62 $2,401,974.32
Disclosure

SEC source: 0001510281-23-000384 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 29,068,304

Read SEC document
October 20, 2023 Filed Oct 23, 2023 21:01 UTC PurchaseCommon Stock 127,905 $6.64 $849,289.20
Disclosure

SEC source: 0001510281-23-000384 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 28,705,468

Read SEC document
October 19, 2023 Filed Oct 19, 2023 21:20 UTC PurchaseCommon Stock 362,227 $6.77 $2,452,276.79
Disclosure

SEC source: 0001510281-23-000381 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 28,577,563

Read SEC document
October 18, 2023 Filed Oct 19, 2023 21:20 UTC PurchaseCommon Stock 213,755 $6.83 $1,459,946.65
Disclosure

SEC source: 0001510281-23-000381 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 28,215,336

Read SEC document
October 17, 2023 Filed Oct 18, 2023 14:47 UTC PurchaseCommon Stock 1,167,667 $6.93 $8,091,932.31
Disclosure

SEC source: 0001510281-23-000371 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 28,001,581

Read SEC document
October 16, 2023 Filed Oct 18, 2023 14:47 UTC PurchaseCommon Stock 208,037 $6.94 $1,443,776.78
Disclosure

SEC source: 0001510281-23-000371 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 26,833,914

Read SEC document
October 13, 2023 Filed Oct 16, 2023 12:23 UTC PurchaseCommon Stock 108,831 $6.83 $743,315.73
Disclosure

SEC source: 0001510281-23-000363 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 26,625,877

Read SEC document
October 12, 2023 Filed Oct 16, 2023 12:23 UTC PurchaseCommon Stock 269,405 $7.01 $1,888,529.05
Disclosure

SEC source: 0001510281-23-000363 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 26,286,016

Read SEC document
October 11, 2023 Filed Oct 12, 2023 18:17 UTC PurchaseCommon Stock 167,604 $7.09 $1,188,312.36
Disclosure

SEC source: 0001510281-23-000352 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 26,016,611

Read SEC document
October 10, 2023 Filed Oct 12, 2023 18:17 UTC PurchaseCommon Stock 913,374 $7.10 $6,484,955.40
Disclosure

SEC source: 0001510281-23-000352 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 25,849,007

Read SEC document
October 09, 2023 Filed Oct 10, 2023 18:53 UTC PurchaseCommon Stock 285,968 $6.94 $1,984,617.92
Disclosure

SEC source: 0001510281-23-000346 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 24,935,633

Read SEC document
October 06, 2023 Filed Oct 10, 2023 18:53 UTC PurchaseCommon Stock 454,475 $6.90 $3,135,877.50
Disclosure

SEC source: 0001510281-23-000346 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 24,649,665

Read SEC document
October 05, 2023 Filed Oct 6, 2023 21:49 UTC PurchaseCommon Stock 250,950 $6.82 $1,711,479.00
Disclosure

SEC source: 0001510281-23-000339 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 24,195,190

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:49 UTC PurchaseCommon Stock 317,729 $6.79 $2,157,379.91
Disclosure

SEC source: 0001510281-23-000339 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 23,944,240

Read SEC document
October 03, 2023 Filed Oct 3, 2023 22:36 UTC PurchaseCommon Stock 201,540 $6.82 $1,374,502.80
Disclosure

SEC source: 0001510281-23-000324 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 23,626,511

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:36 UTC PurchaseCommon Stock 191,017 $6.95 $1,327,568.15
Disclosure

SEC source: 0001510281-23-000324 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 23,424,971

Read SEC document
September 29, 2023 Filed Oct 2, 2023 12:23 UTC PurchaseCommon Stock 90,170 $6.98 $629,386.60
Disclosure

SEC source: 0001510281-23-000321 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 23,233,954

Read SEC document
September 28, 2023 Filed Oct 2, 2023 12:23 UTC PurchaseCommon Stock 148,596 $6.82 $1,013,424.72
Disclosure

SEC source: 0001510281-23-000321 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 23,143,784

Read SEC document
September 27, 2023 Filed Sep 28, 2023 13:47 UTC PurchaseCommon Stock 147,373 $6.77 $997,715.21
Disclosure

SEC source: 0001510281-23-000313 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 22,995,188

Read SEC document
September 26, 2023 Filed Sep 28, 2023 13:47 UTC PurchaseCommon Stock 195,645 $6.69 $1,308,865.05
Disclosure

SEC source: 0001510281-23-000313 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 22,847,815

Read SEC document
February 02, 2023 Filed Feb 6, 2023 15:45 UTC
Ruvinsky Philip HenryPortfolio Manager
PurchaseCommon Stock 6,326 $7.98 $50,481.48
Disclosure

SEC source: 0000899243-23-004029 · doc4.xml · nonDerivative · entry 3

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Read SEC document
February 02, 2023 Filed Feb 6, 2023 15:45 UTC
Ruvinsky Philip HenryPortfolio Manager
PurchaseCommon Stock 2,500 $7.98 $19,950.00
Disclosure

SEC source: 0000899243-23-004029 · doc4.xml · nonDerivative · entry 2

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,674

Read SEC document
February 02, 2023 Filed Feb 6, 2023 15:45 UTC
Ruvinsky Philip HenryPortfolio Manager
PurchaseCommon Stock 1,174 $7.97 $9,356.78
Disclosure

SEC source: 0000899243-23-004029 · doc4.xml · nonDerivative · entry 1

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:59 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 23,045.7328 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-003662 · doc4.xml · derivative · entry 4

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,091.4657

Underlying: Common Stock · 23,045.7328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:59 UTC
Ruvinsky Philip HenryPortfolio Manager
GrantPhantom Shares · Derivative 7,104.6451 $9.58 $68,062.50
Disclosure

SEC source: 0000899243-23-003662 · doc4.xml · derivative · entry 3

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104.6451

Underlying: Common Stock · 7,104.6451 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:59 UTC
Ruvinsky Philip HenryPortfolio Manager
Disposition to issuerCommon Stock 23,045.7328 $9.58 $220,778.12
Disclosure

SEC source: 0000899243-23-003662 · doc4.xml · nonDerivative · entry 2

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:59 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionCommon Stock 23,045.7328 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-003662 · doc4.xml · nonDerivative · entry 1

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,045.7328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:24 UTC
Broadbent William StuartPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 5,706.5624 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-003713 · doc4.xml · derivative · entry 4

Broadbent William Stuart · CIK 0001852623 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,413.1248

Underlying: Common Stock · 5,706.5624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:24 UTC
Broadbent William StuartPortfolio Manager
GrantPhantom Shares · Derivative 6,384.3946 $9.58 $61,162.50
Disclosure

SEC source: 0000899243-23-003713 · doc4.xml · derivative · entry 3

Broadbent William Stuart · CIK 0001852623 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,384.3946

Underlying: Common Stock · 6,384.3946 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:24 UTC
Broadbent William StuartPortfolio Manager
Disposition to issuerCommon Stock 5,706.5624 $9.58 $54,668.87
Disclosure

SEC source: 0000899243-23-003713 · doc4.xml · nonDerivative · entry 2

Broadbent William Stuart · CIK 0001852623 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,890

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 19:24 UTC
Broadbent William StuartPortfolio Manager
Exercise / conversionCommon Stock 5,706.5624 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-003713 · doc4.xml · nonDerivative · entry 1

Broadbent William Stuart · CIK 0001852623 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,596.5624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 7, 2023 11:27 UTC Amendment
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 23,045.7328 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-004127 · doc4a.xml · derivative · entry 4

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,091.4657

Underlying: Common Stock · 23,045.7328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2023 Filed Feb 7, 2023 11:27 UTC Amendment
Ruvinsky Philip HenryPortfolio Manager
GrantPhantom Shares · Derivative 7,104.6451 $9.58 $68,062.50
Disclosure

SEC source: 0000899243-23-004127 · doc4a.xml · derivative · entry 3

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104.6451

Underlying: Common Stock · 7,104.6451 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2023 Filed Feb 7, 2023 11:27 UTC Amendment
Ruvinsky Philip HenryPortfolio Manager
Disposition to issuerCommon Stock 23,045.7328 $9.58 $220,778.12
Disclosure

SEC source: 0000899243-23-004127 · doc4a.xml · nonDerivative · entry 2

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

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January 31, 2023 Filed Feb 7, 2023 11:27 UTC Amendment
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionCommon Stock 23,045.7328 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-004127 · doc4a.xml · nonDerivative · entry 1

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,045.7328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

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March 17, 2022 Filed Mar 21, 2022 11:36 UTC
Ruvinsky Philip HenryPortfolio Manager
PurchaseCommon Stock 2,300 $11.56 $26,588.00
Disclosure

SEC source: 0000899243-22-011688 · doc4.xml · nonDerivative · entry 1

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Read SEC document
February 18, 2022 Filed Feb 23, 2022 12:16 UTC
Broadbent William StuartPortfolio Manager
PurchaseCommon Stock 5,000 $12.48 $62,396.00
Disclosure

SEC source: 0000899243-22-007320 · doc4.xml · nonDerivative · entry 1

Broadbent William Stuart · CIK 0001852623 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,890

Read SEC document
February 10, 2022 Filed Nov 10, 2022 20:52 UTC
Perlowski JohnDirector · President and CEO
PurchaseCommon Stock 7,100 $13.84 $98,256.19
Disclosure

SEC source: 0000899243-22-035504 · doc4.xml · nonDerivative · entry 1

Perlowski John · CIK 0001513196 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:38 UTC
Ruvinsky Philip HenryPortfolio Manager
GrantPhantom Shares · Derivative 64,999.0829 $13.63 $885,937.50
Disclosure

SEC source: 0000899243-22-004301 · doc4.xml · derivative · entry 1

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,999.0829

Underlying: Common Stock · 64,999.0829 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC
Broadbent William StuartPortfolio Manager
GrantPhantom Shares · Derivative 16,095.011 $13.63 $219,375.00
Disclosure

SEC source: 0000899243-22-004287 · doc4.xml · derivative · entry 1

Broadbent William Stuart · CIK 0001852623 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,095.011

Underlying: Common Stock · 16,095.011 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 50 $12.84 $642.00
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 17

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,534.92

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 100 $12.85 $1,285.00
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 16

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,484.92

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 100 $12.84 $1,284.00
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 15

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,384.92

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 200 $12.85 $2,570.00
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 14

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,284.92

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 400 $12.85 $5,139.88
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 13

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,084.92

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 150 $12.84 $1,926.00
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 12

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,684.92

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 14 $12.84 $179.76
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 11

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,534.92

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 136 $12.84 $1,746.24
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 10

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,520.92

Read SEC document
January 26, 2022 Filed Jan 28, 2022 19:25 UTC
Lozovik MishaPortfolio Manager
PurchaseCommon Stock 200 $12.84 $2,568.00
Disclosure

SEC source: 0000899243-22-003541 · doc4.xml · nonDerivative · entry 9

Lozovik Misha · CIK 0001868113 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,384.92

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.