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BlackRock Technology & Private Equity Term Trust

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4932
SEC CIK
0001836057
Parsed reports
183

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2024 Filed Jul 15, 2024 21:32 UTC PurchaseCommon Stock 113,116 $7.45 $842,714.20
Disclosure

SEC source: 0001510281-24-000369 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 53,266,720

Read SEC document
July 11, 2024 Filed Jul 15, 2024 21:32 UTC PurchaseCommon Stock 122,032 $7.40 $903,036.80
Disclosure

SEC source: 0001510281-24-000369 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 53,153,604

Read SEC document
July 10, 2024 Filed Jul 11, 2024 12:46 UTC PurchaseCommon Stock 49,417 $7.33 $362,226.61
Disclosure

SEC source: 0001510281-24-000362 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 53,031,572

Read SEC document
July 09, 2024 Filed Jul 11, 2024 12:46 UTC PurchaseCommon Stock 227,927 $7.37 $1,679,821.99
Disclosure

SEC source: 0001510281-24-000362 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 52,982,155

Read SEC document
July 08, 2024 Filed Jul 9, 2024 17:50 UTC PurchaseCommon Stock 200,706 $7.40 $1,485,224.40
Disclosure

SEC source: 0001510281-24-000359 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 52,754,228

Read SEC document
July 05, 2024 Filed Jul 8, 2024 15:24 UTC PurchaseCommon Stock 42,236 $7.38 $311,701.68
Disclosure

SEC source: 0001510281-24-000355 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 52,553,522

Read SEC document
July 02, 2024 Filed Jul 3, 2024 17:13 UTC PurchaseCommon Stock 155,137 $7.30 $1,132,500.10
Disclosure

SEC source: 0001510281-24-000351 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 52,511,286

Read SEC document
July 01, 2024 Filed Jul 2, 2024 16:49 UTC PurchaseCommon Stock 252,855 $7.25 $1,833,198.75
Disclosure

SEC source: 0001510281-24-000347 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 52,356,149

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:33 UTC PurchaseCommon Stock 139,326 $8.10 $1,128,540.60
Disclosure

SEC source: 0001510281-24-000226 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 52,103,294

Read SEC document
March 28, 2024 Filed Apr 1, 2024 12:41 UTC PurchaseCommon Stock 106,263 $8.15 $866,043.45
Disclosure

SEC source: 0001510281-24-000218 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 51,963,968

Read SEC document
March 27, 2024 Filed Apr 1, 2024 12:41 UTC PurchaseCommon Stock 185,987 $8.06 $1,499,055.22
Disclosure

SEC source: 0001510281-24-000218 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 51,857,705

Read SEC document
March 26, 2024 Filed Mar 27, 2024 13:08 UTC PurchaseCommon Stock 100,100 $8.02 $802,802.00
Disclosure

SEC source: 0001510281-24-000210 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 51,671,718

Read SEC document
March 25, 2024 Filed Mar 27, 2024 13:08 UTC PurchaseCommon Stock 152,676 $7.98 $1,218,354.48
Disclosure

SEC source: 0001510281-24-000210 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 51,571,618

Read SEC document
March 22, 2024 Filed Mar 25, 2024 15:26 UTC PurchaseCommon Stock 100,000 $7.97 $797,000.00
Disclosure

SEC source: 0001510281-24-000206 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 51,418,942

Read SEC document
March 21, 2024 Filed Mar 25, 2024 15:26 UTC PurchaseCommon Stock 193,972 $8.05 $1,561,474.60
Disclosure

SEC source: 0001510281-24-000206 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 51,318,942

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:31 UTC PurchaseCommon Stock 241,858 $7.84 $1,896,166.72
Disclosure

SEC source: 0001510281-24-000203 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 51,124,970

Read SEC document
March 08, 2024 Filed Mar 11, 2024 17:16 UTC PurchaseCommon Stock 52,761 $8.11 $427,891.71
Disclosure

SEC source: 0001510281-24-000165 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 50,883,112

Read SEC document
March 07, 2024 Filed Mar 11, 2024 17:16 UTC PurchaseCommon Stock 17,047 $8.04 $137,057.88
Disclosure

SEC source: 0001510281-24-000165 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 50,830,351

Read SEC document
March 06, 2024 Filed Mar 6, 2024 21:42 UTC PurchaseCommon Stock 106,541 $7.99 $851,262.59
Disclosure

SEC source: 0001510281-24-000156 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 50,813,304

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:52 UTC PurchaseCommon Stock 44,091 $8.06 $355,373.46
Disclosure

SEC source: 0001510281-24-000143 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 50,706,763

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:52 UTC PurchaseCommon Stock 60,078 $8.01 $481,224.78
Disclosure

SEC source: 0001510281-24-000143 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 50,662,672

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:26 UTC PurchaseCommon Stock 79,201 $8.02 $635,192.02
Disclosure

SEC source: 0001510281-24-000139 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 50,602,594

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:26 UTC PurchaseCommon Stock 331,804 $8.15 $2,704,202.60
Disclosure

SEC source: 0001510281-24-000139 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 50,523,393

Read SEC document
February 26, 2024 Filed Feb 27, 2024 19:24 UTC PurchaseCommon Stock 273,686 $8.11 $2,219,593.46
Disclosure

SEC source: 0001510281-24-000134 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 50,191,589

Read SEC document
February 23, 2024 Filed Feb 27, 2024 19:24 UTC PurchaseCommon Stock 391,649 $8.07 $3,160,607.43
Disclosure

SEC source: 0001510281-24-000134 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 49,917,903

Read SEC document
February 22, 2024 Filed Feb 22, 2024 22:02 UTC PurchaseCommon Stock 178,566 $8.03 $1,433,884.98
Disclosure

SEC source: 0001510281-24-000130 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 49,526,254

Read SEC document
February 21, 2024 Filed Feb 22, 2024 22:02 UTC PurchaseCommon Stock 137,229 $7.87 $1,079,992.23
Disclosure

SEC source: 0001510281-24-000130 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 49,347,688

Read SEC document
February 20, 2024 Filed Feb 21, 2024 17:48 UTC PurchaseCommon Stock 56,252 $7.91 $444,953.32
Disclosure

SEC source: 0001510281-24-000125 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 49,210,459

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:48 UTC PurchaseCommon Stock 163,564 $8.06 $1,318,325.84
Disclosure

SEC source: 0001510281-24-000125 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 49,154,207

Read SEC document
February 15, 2024 Filed Feb 15, 2024 21:59 UTC PurchaseCommon Stock 486,478 $8.07 $3,925,877.46
Disclosure

SEC source: 0001510281-24-000120 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 48,990,643

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:59 UTC PurchaseCommon Stock 312,718 $8.01 $2,504,871.18
Disclosure

SEC source: 0001510281-24-000120 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 48,504,165

Read SEC document
February 12, 2024 Filed Feb 12, 2024 22:54 UTC PurchaseCommon Stock 432,560 $8.23 $3,559,968.80
Disclosure

SEC source: 0001510281-24-000115 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 48,191,447

Read SEC document
February 09, 2024 Filed Feb 12, 2024 22:54 UTC PurchaseCommon Stock 222,038 $8.13 $1,805,168.94
Disclosure

SEC source: 0001510281-24-000115 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 47,758,887

Read SEC document
February 08, 2024 Filed Feb 12, 2024 22:54 UTC PurchaseCommon Stock 64,761 $7.99 $517,440.39
Disclosure

SEC source: 0001510281-24-000115 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 47,536,849

Read SEC document
February 07, 2024 Filed Feb 8, 2024 16:31 UTC PurchaseCommon Stock 401,620 $7.86 $3,156,733.20
Disclosure

SEC source: 0001510281-24-000111 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 47,472,088

Read SEC document
February 06, 2024 Filed Feb 8, 2024 16:31 UTC PurchaseCommon Stock 213,539 $7.75 $1,654,927.25
Disclosure

SEC source: 0001510281-24-000111 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 47,070,468

Read SEC document
February 05, 2024 Filed Feb 5, 2024 22:44 UTC PurchaseCommon Stock 29,397 $7.70 $226,356.90
Disclosure

SEC source: 0001510281-24-000101 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 46,856,929

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:44 UTC PurchaseCommon Stock 119,244 $7.77 $926,525.88
Disclosure

SEC source: 0001510281-24-000101 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 46,827,532

Read SEC document
February 01, 2024 Filed Feb 1, 2024 21:51 UTC PurchaseCommon Stock 87,443 $7.66 $669,813.38
Disclosure

SEC source: 0001510281-24-000096 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 46,708,288

Read SEC document
January 31, 2024 Filed Feb 1, 2024 21:51 UTC PurchaseCommon Stock 340,328 $7.64 $2,600,105.92
Disclosure

SEC source: 0001510281-24-000096 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 46,620,845

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:23 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 25,016.5625 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-010810 · ownership.xml · derivative · entry 5

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,016.5625

Underlying: Common Stock · 25,016.5625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:23 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 2,570.7405 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-010810 · ownership.xml · derivative · entry 4

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,141.4811

Underlying: Common Stock · 2,570.7405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:23 UTC
Ruvinsky Philip HenryPortfolio Manager
GrantPhantom Shares · Derivative 10,015.5543 $8.84 $88,537.50
Disclosure

SEC source: 0000950170-24-010810 · ownership.xml · derivative · entry 3

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,015.5543

Underlying: Common Stock · 10,015.5543 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

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January 31, 2024 Filed Feb 2, 2024 19:23 UTC
Ruvinsky Philip HenryPortfolio Manager
Disposition to issuerCommon Stock 27,587.303 $8.84 $243,871.76
Disclosure

SEC source: 0000950170-24-010810 · ownership.xml · nonDerivative · entry 2

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

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January 31, 2024 Filed Feb 2, 2024 19:23 UTC
Ruvinsky Philip HenryPortfolio Manager
Exercise / conversionCommon Stock 27,587.303 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-010810 · ownership.xml · nonDerivative · entry 1

Ruvinsky Philip Henry · CIK 0001852651 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,587.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3 · price: As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

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January 31, 2024 Filed Feb 2, 2024 21:55 UTC
Accettella ChristopherPortfolio Manager
GrantPhantom Shares · Derivative 784.7851 $8.84 $6,937.50
Disclosure

SEC source: 0000950170-24-010581 · ownership.xml · derivative · entry 1

Accettella Christopher · CIK 0001513197 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784.7851

Underlying: Common Stock · 784.7851 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

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January 31, 2024 Filed Feb 2, 2024 21:51 UTC
McClements KylePortfolio Manager
GrantPhantom Shares · Derivative 2,842.1946 $8.84 $25,125.00
Disclosure

SEC source: 0000950170-24-010572 · ownership.xml · derivative · entry 1

McClements Kyle · CIK 0001320768 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,842.1946

Underlying: Common Stock · 2,842.1946 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

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January 30, 2024 Filed Jan 31, 2024 16:24 UTC PurchaseCommon Stock 195,905 $7.70 $1,508,468.50
Disclosure

SEC source: 0001510281-24-000090 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 46,280,517

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January 29, 2024 Filed Jan 31, 2024 16:24 UTC PurchaseCommon Stock 212,619 $7.64 $1,624,409.16
Disclosure

SEC source: 0001510281-24-000090 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 46,084,612

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January 26, 2024 Filed Jan 26, 2024 22:04 UTC PurchaseCommon Stock 492,596 $7.57 $3,728,951.72
Disclosure

SEC source: 0001510281-24-000083 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 45,871,993

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.