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PEABODY ENERGY CORP

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4124
SEC CIK
0001064728
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644

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 18, 2017 Filed Apr 20, 2017 21:21 UTC PurchaseCommon Stock, par value $0.01 per share 365,618 $24.07 $8,801,778.05
Disclosure

SEC source: 0001140361-17-016310 · doc1.xml · nonDerivative · entry 1

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,748,427

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:39 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 201 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001140361-17-016026 · doc1.xml · derivative · entry 8

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 201

Underlying: Common Stock · 201 shares

Expires 2017-07-03

F4 · security: The warrants are currently exercisable.

F3 · kind: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:39 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 113,963 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001140361-17-016026 · doc1.xml · derivative · entry 7

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 113,963 shares

Expires 2017-07-03

F4 · security: The warrants are currently exercisable.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:39 UTC OtherCommon Stock, par value $0.01 per share 4,287 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 5

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,382,809

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · kind: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy.

F3 · price: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:39 UTC Tax withholdingCommon Stock, par value $0.01 per share 40 $0.01 $0.40
Disclosure

SEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 4

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,378,522

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:39 UTC Exercise / conversionCommon Stock, par value $0.01 per share 113,963 $0.01 $1,139.63
Disclosure

SEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 3

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,378,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 94 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 13

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94

Underlying: Common Stock · 94 shares

Expires 2017-07-03

F4 · security: The warrants are currently exercisable.

F3 · kind: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 908 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 12

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 908 shares

Expires 2017-07-03

F4 · security: The warrants are currently exercisable.

F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC OtherCommon Stock, par value $0.01 per Share 4,287 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 8

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,604

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F3 · kind: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy.

F3 · price: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC Exercise / conversionCommon Stock, par value $0.01 per Share 908 $0.01 $9.08
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 7

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,112,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC Tax withholdingCommon Stock, par value $0.01 per Share 18 $0.01 $0.18
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 6

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,317

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:38 UTC Exercise / conversionCommon Stock, par value $0.01 per Share 52,721 $0.01 $527.21
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 5

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:39 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 709,305 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001140361-17-016026 · doc1.xml · derivative · entry 6

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 113,963

Underlying: Common Stock · 709,305 shares

Expires 2017-07-03

F4 · security: The warrants are currently exercisable.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:39 UTC Tax withholdingCommon Stock, par value $0.01 per share 257 $0.01 $2.57
Disclosure

SEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 2

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,264,599

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:39 UTC Exercise / conversionCommon Stock, par value $0.01 per share 709,305 $0.01 $7,093.05
Disclosure

SEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 1

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,264,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 52,721 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 11

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,721 shares

Expires 2017-07-03

F4 · security: The warrants are currently exercisable.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 282,344 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 10

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 908

Underlying: Common Stock · 282,344 shares

Expires 2017-07-03

F4 · security: The warrants are currently exercisable.

F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 51,446 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · derivative · entry 9

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,721

Underlying: Common Stock · 51,446 shares

Expires 2017-07-03

F4 · security: The warrants are currently exercisable.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC Tax withholdingCommon Stock, par value $0.01 per Share 93 $0.01 $0.93
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 4

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,111,174

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC Exercise / conversionCommon Stock, par value $0.01 per Share 282,344 $0.01 $2,823.44
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 3

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,111,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC Tax withholdingCommon Stock, par value $0.01 per Share 19 $0.01 $0.19
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 2

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,614

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 21:38 UTC Exercise / conversionCommon Stock, par value $0.01 per Share 51,446 $0.01 $514.46
Disclosure

SEC source: 0001140361-17-016025 · doc1.xml · nonDerivative · entry 1

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 21:07 UTC PurchaseCommon Stock, par value $0.01 per Share 58,560 $27.50 $1,610,481.98
Disclosure

SEC source: 0001140361-17-015242 · doc1.xml · nonDerivative · entry 4

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,187

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 21:07 UTC PurchaseCommon Stock, par value $0.01 per share 124,440 $27.50 $3,422,274.22
Disclosure

SEC source: 0001140361-17-015243 · doc1.xml · nonDerivative · entry 4

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,555,551

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 05, 2017 Filed Apr 5, 2017 19:28 UTC OtherWarrant · Derivative 600,774 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · derivative · entry 10

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 600,774 shares

Expires 2017-07-03

F2 · ownership.nature: The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.

Read SEC document
April 05, 2017 Filed Apr 5, 2017 19:28 UTC OtherWarrant · Derivative 870,363 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · derivative · entry 9

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 870,363 shares

Expires 2017-07-03

F1 · ownership.nature: The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.

Read SEC document
April 05, 2017 Filed Apr 5, 2017 19:28 UTC SaleCommon Stock, $0.01 par value 220 $27.25 $5,995.00
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · nonDerivative · entry 6

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,045,282

F5 · kind: On April 5, 2017, the Reporting Person exercised Warrants to purchase 600,774 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 220 shares to pay the exercise price and issuing the Reporting Person the remaining 600,554 shares.

F2 · ownership.nature: The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.

Read SEC document
April 05, 2017 Filed Apr 5, 2017 19:28 UTC SaleCommon Stock, $0.01 par value 320 $27.25 $8,720.00
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · nonDerivative · entry 5

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,063,034

F4 · kind: On April 5, 2017, the Reporting Person exercised Warrants to purchase 870,363 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 320 shares to pay the exercise price and issuing the Reporting Person the remaining 870,043 shares.

F1 · ownership.nature: The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.

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April 05, 2017 Filed Apr 5, 2017 19:28 UTC OtherCommon Stock, $0.01 par value 600,774 $0.01 $6,007.74
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · nonDerivative · entry 4

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,045,502

F2 · ownership.nature: The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.

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April 05, 2017 Filed Apr 5, 2017 19:28 UTC OtherCommon Stock, $0.01 par value 870,363 $0.01 $8,703.63
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · nonDerivative · entry 3

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,063,354

F1 · ownership.nature: The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 21:07 UTC PurchaseCommon Stock, par value $0.01 per Share 32,000 $28.00 $895,856.00
Disclosure

SEC source: 0001140361-17-015242 · doc1.xml · nonDerivative · entry 3

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,627

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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April 05, 2017 Filed Apr 7, 2017 21:07 UTC PurchaseCommon Stock, par value $0.01 per Share 51,200 $27.99 $1,433,256.96
Disclosure

SEC source: 0001140361-17-015242 · doc1.xml · nonDerivative · entry 2

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106,627

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 21:07 UTC PurchaseCommon Stock, par value $0.01 per Share 32,000 $27.97 $895,017.60
Disclosure

SEC source: 0001140361-17-015242 · doc1.xml · nonDerivative · entry 1

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,427

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

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April 05, 2017 Filed Apr 7, 2017 21:07 UTC PurchaseCommon Stock, par value $0.01 per share 68,000 $28.00 $1,903,694.00
Disclosure

SEC source: 0001140361-17-015243 · doc1.xml · nonDerivative · entry 3

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,431,111

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

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April 05, 2017 Filed Apr 7, 2017 21:07 UTC PurchaseCommon Stock, par value $0.01 per share 108,800 $27.99 $3,045,671.04
Disclosure

SEC source: 0001140361-17-015243 · doc1.xml · nonDerivative · entry 2

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,363,111

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

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April 05, 2017 Filed Apr 7, 2017 21:07 UTC PurchaseCommon Stock, par value $0.01 per share 68,000 $27.97 $1,901,912.40
Disclosure

SEC source: 0001140361-17-015243 · doc1.xml · nonDerivative · entry 1

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,254,311

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:28 UTC ConversionSeries A Convertible Preferred Stock · Derivative 3,770,211 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · derivative · entry 8

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 7,445,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.

F3 · derivative.expiration_date: The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.

F2 · ownership.nature: The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:28 UTC ConversionSeries A Convertible Preferred Stock · Derivative 3,641,992 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · derivative · entry 7

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 7,192,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.

F3 · derivative.expiration_date: The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.

F1 · ownership.nature: The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:28 UTC ConversionCommon Stock, $0.01 par value 7,445,754 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · nonDerivative · entry 2

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,444,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:28 UTC ConversionCommon Stock, $0.01 par value 7,192,536 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-003172 · p7457396.xml · nonDerivative · entry 1

DISCOVERY CAPITAL MANAGEMENT, LLC / CT · CIK 0001389507 · 10% owner

Citrone Robert K. · CIK 0001528766 · 10% owner

Discovery Global Opportunity Partners, L.P. · CIK 0001099094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,192,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:20 UTC
RUSNACK WILLIAM CFORMER DIRECTOR
OtherCommon Stock 5,895 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009595 · doc4.xml · nonDerivative · entry 2

RUSNACK WILLIAM C · CIK 0001214513 · FORMER DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

F2 · shares: Represent deferred stock units.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:20 UTC
RUSNACK WILLIAM CFORMER DIRECTOR
OtherCommon Stock 2,077 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009595 · doc4.xml · nonDerivative · entry 1

RUSNACK WILLIAM C · CIK 0001214513 · FORMER DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:19 UTC OtherCommon Stock 5,895 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009593 · doc4.xml · nonDerivative · entry 2

Malone Robert A · CIK 0001464471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

F2 · shares: Represent deferred stock units.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:19 UTC OtherCommon Stock 2,379 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009593 · doc4.xml · nonDerivative · entry 1

Malone Robert A · CIK 0001464471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:17 UTC OtherCommon Stock 5,944 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009590 · doc4.xml · nonDerivative · entry 2

SUTHERLIN MICHAEL W · CIK 0001215342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

F2 · shares: Represent deferred stock units.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:17 UTC OtherCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009590 · doc4.xml · nonDerivative · entry 1

SUTHERLIN MICHAEL W · CIK 0001215342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

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April 03, 2017 Filed Apr 6, 2017 00:16 UTC
KARN ROBERT B IIIFORMER DIRECTOR
OtherCommon Stock 6,122 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009589 · doc4.xml · nonDerivative · entry 2

KARN ROBERT B III · CIK 0001200403 · FORMER DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

F2 · shares: Represent deferred stock units.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:16 UTC
KARN ROBERT B IIIFORMER DIRECTOR
OtherCommon Stock 2,612 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009589 · doc4.xml · nonDerivative · entry 1

KARN ROBERT B III · CIK 0001200403 · FORMER DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:16 UTC
LENTZ HENRY EFORMER DIRECTOR
OtherCommon Stock 5,895 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009588 · doc4.xml · nonDerivative · entry 2

LENTZ HENRY E · CIK 0001183346 · FORMER DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

F2 · shares: Represent deferred stock units.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:16 UTC
LENTZ HENRY EFORMER DIRECTOR
OtherCommon Stock 1,548 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009588 · doc4.xml · nonDerivative · entry 1

LENTZ HENRY E · CIK 0001183346 · FORMER DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.