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Nasdaq · USD

BSVN

Bank7 Corp.

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5480
SEC CIK
0001746129
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202604
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2019 Filed Sep 9, 2019 15:39 UTC
Phillips John TDirector · Sr. EVP; COO; and Secretary
Tax withholdingCommon Stock, par value $0.01 per share 85,625 $17.70 $1,515,562.50
Disclosure

SEC source: 0001746129-19-000025 · form4.xml · nonDerivative · entry 2

Phillips John T · CIK 0001752264 · Director · Sr. EVP; COO; and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 226,000

F1 · ownership.nature: Mr. Phillips is the sole trustee of the John T. Phillips Revocable Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

F2 · ownership.nature: Mr. Phillips ceased to have voting and dispositive power with respect to shares held by the Lisa K. Haines Financial Services Trust and the Julee S. Lawrence Financial Services Trust and therefore previously reported holdings with respect to these trusts are no longer reported by Mr. Phillips.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 15:39 UTC
Phillips John TDirector · Sr. EVP; COO; and Secretary
GrantCommon Stock, par value $0.01 per share 305,625 $0.00 $0.00
Disclosure

SEC source: 0001746129-19-000025 · form4.xml · nonDerivative · entry 1

Phillips John T · CIK 0001752264 · Director · Sr. EVP; COO; and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 311,625

F1 · ownership.nature: Mr. Phillips is the sole trustee of the John T. Phillips Revocable Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 15:50 UTC OtherCommon Stock, par value $0.01 per share 164,686 $0.00 $0.00
Disclosure

SEC source: 0001746129-19-000033 · form4.xml · nonDerivative · entry 1

Lisa K. Haines Financial Services Trust · CIK 0001753426 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,864

F1 · kind: (1) The Lisa K. Haines Financial Services Trust transferred shares to Bank7 Corp. as a capital contribution.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 15:48 UTC
Haines Lisa K.EVP; Chief Marketing Officer · 10% owner
OtherCommon Stock, par value $0.01 per share 164,686 $0.00 $0.00
Disclosure

SEC source: 0001746129-19-000031 · form4.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP; Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,430,864

F1 · kind: The Lisa K. Haines Financial Services Trust transferred shares to Bank7 Corp. as a capital contribution.

F2 · ownership.nature: Ms. Haines is a beneficiary of the Lisa K. Haines Financial Services Trust (the "Trust") and therefore has a pecuniary interest in the shares held by the Trust.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 15:42 UTC
Haines William B.Director · Chairman · 10% owner
OtherCommon Stock, par value $0.01 per share 327,553 $0.00 $0.00
Disclosure

SEC source: 0001746129-19-000027 · form4.xml · nonDerivative · entry 1

Haines William B. · CIK 0001753275 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,896,512

F1 · kind: (1) The William Bradford Haines Financial Services Trust transferred shares to Bank7 Corp. as a capital contribution.

F2 · ownership.nature: (2) Mr. Haines is the sole trustee of the William Bradford Haines Financial Services Trust (the "Trust") and has voting and dispositive power over the shares held by the Trust.

Read SEC document
May 03, 2019 Filed May 7, 2019 13:10 UTC PurchaseCommon Stock, par value $0.01 per share 1,000 $17.58 $17,576.70
Disclosure

SEC source: 0001746129-19-000009 · form4.xml · nonDerivative · entry 1

Sanner J. Michael · CIK 0001714324 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,000

Read SEC document
March 13, 2019 Filed Mar 13, 2019 19:17 UTC PurchaseCommon Stock, par value $0.01 per share 1,000 $15.74 $15,740.00
Disclosure

SEC source: 0001746129-19-000003 · form4.xml · nonDerivative · entry 1

BUERGLER WILLIAM M · CIK 0001715834 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,000

F1 · ownership.nature: William M. Buergler is the co-trustee of The KLB Revocable Family Trust Dated October 12, 2017 and shares voting and dispositive power over the shares held by The KLB Revocable Family Trust Dated October 12, 2017.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:47 UTC
Phillips John TDirector · Sr. EVP, COO, Secretary · 10% owner
PurchaseCommon Stock, par value $0.01 per share 490 $16.45 $8,060.50
Disclosure

SEC source: 0001140361-19-003003 · form4.xml · nonDerivative · entry 3

Phillips John T · CIK 0001752264 · Director · Sr. EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,000

F1 · ownership.nature: John T. Phillips is the sole trustee of the John T. Phillips Revocable Trust and has voting and dispositive power over the shares held by the John T. Phillips Revocable Trust.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:47 UTC
Phillips John TDirector · Sr. EVP, COO, Secretary · 10% owner
PurchaseCommon Stock, par value $0.01 per share 11 $16.40 $180.35
Disclosure

SEC source: 0001140361-19-003003 · form4.xml · nonDerivative · entry 2

Phillips John T · CIK 0001752264 · Director · Sr. EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,510

F1 · ownership.nature: John T. Phillips is the sole trustee of the John T. Phillips Revocable Trust and has voting and dispositive power over the shares held by the John T. Phillips Revocable Trust.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:47 UTC
Phillips John TDirector · Sr. EVP, COO, Secretary · 10% owner
PurchaseCommon Stock, par value $0.01 per share 499 $16.36 $8,163.64
Disclosure

SEC source: 0001140361-19-003003 · form4.xml · nonDerivative · entry 1

Phillips John T · CIK 0001752264 · Director · Sr. EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,499

F1 · ownership.nature: John T. Phillips is the sole trustee of the John T. Phillips Revocable Trust and has voting and dispositive power over the shares held by the John T. Phillips Revocable Trust.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 17:25 UTC SaleCommon Stock, par value $0.01 per share 187,135 $17.77 $3,325,388.95
Disclosure

SEC source: 0001746129-18-000028 · primary_doc.xml · nonDerivative · entry 1

William Bradford Haines Financial Services Trust · CIK 0001753721 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,224,065

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

Read SEC document
October 17, 2018 Filed Oct 19, 2018 17:16 UTC SaleCommon Stock, par value $0.01 per share 92,600 $17.77 $1,645,502.00
Disclosure

SEC source: 0001746129-18-000026 · primary_doc.xml · nonDerivative · entry 1

Julee S. Lawrence Financial Services Trust · CIK 0001753720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,550

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

Read SEC document
October 17, 2018 Filed Oct 19, 2018 21:07 UTC
Phillips John TDirector · Sr EVP, COO, Secretary · 10% owner
SaleCommon Stock, par value $0.01 per share 92,600 $17.77 $1,645,502.00
Disclosure

SEC source: 0001746129-18-000024 · primary_doc.xml · nonDerivative · entry 2

Phillips John T · CIK 0001752264 · Director · Sr EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,595,550

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

F3 · ownership.nature: John T. Phillips is the co-trustee of the Julee S. Lawrence Financial Services Trust and has voting and dispositive power over the shares held by the Julee S. Lawwrence Financial Services Trust.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 21:07 UTC
Phillips John TDirector · Sr EVP, COO, Secretary · 10% owner
SaleCommon Stock, par value $0.01 per share 92,600 $17.77 $1,645,502.00
Disclosure

SEC source: 0001746129-18-000024 · primary_doc.xml · nonDerivative · entry 1

Phillips John T · CIK 0001752264 · Director · Sr EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,595,550

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

F2 · ownership.nature: John T. Phillips is the co-trustee of the Lisa K. Haines Financial Services Trust and has voting and dispositive power over the shares held by the Lisa K. Haines Financial Services Trust.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 21:21 UTC SaleCommon Stock, par value $0.01 per share 92,600 $17.77 $1,645,502.00
Disclosure

SEC source: 0001746129-18-000027 · primary_doc.xml · nonDerivative · entry 1

Lisa K. Haines Financial Services Trust · CIK 0001753426 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,550

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

Read SEC document
October 17, 2018 Filed Oct 19, 2018 21:11 UTC SaleCommon Stock, par value $0.01 per share 92,600 $17.77 $1,645,502.00
Disclosure

SEC source: 0001746129-18-000025 · primary_doc.xml · nonDerivative · entry 1

Thummel Julee S · CIK 0001752355 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,595,550

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

F2 · ownership.nature: Julee S. Thummel is the co-trustee of the Julee S. Lawrence Financial Services Trust and has voting and dispositive power over the shares held by the Julee S. Lawwrence Financial Services Trust.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 21:01 UTC
Haines William B.Director · Chairman of the Board · 10% owner
SaleCommon Stock, par value $0.01 per share 187,135 $17.77 $3,325,388.95
Disclosure

SEC source: 0001746129-18-000023 · primary_doc.xml · nonDerivative · entry 1

Haines William B. · CIK 0001753275 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,224,065

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

F2 · ownership.nature: William B. Haines is the co-trustee of the William Bradford Haines Financial Services Trust and has voting and dispositive power over the shares held by the William Bradford Haines Financial Services Trust.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 20:57 UTC
Haines Lisa K.EVP, CMO · 10% owner
SaleCommon Stock, par value $0.01 per share 92,600 $17.77 $1,645,502.00
Disclosure

SEC source: 0001746129-18-000022 · primary_doc.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP, CMO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,595,550

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer pursuant to the underwriters' option to purchase additional shares to cover over-allotments. The over-allotment closed on October 17, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount (rounded to the nearest cent).

F2 · ownership.nature: Lisa K. Haines is the co-trustee of the Lisa K. Haines Financial Services Trust and has voting and dispositive power over the shares held by the Lisa K. Haines Financial Services Trust.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 16:41 UTC SaleCommon Stock, par value $0.01 per share 251,300 $17.77 $4,465,601.00
Disclosure

SEC source: 0001746129-18-000016 · primary_doc.xml · nonDerivative · entry 1

William Bradford Haines Financial Services Trust · CIK 0001753721 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,411,200

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 16:45 UTC SaleCommon Stock, par value $0.01 per share 124,350 $17.77 $2,209,699.50
Disclosure

SEC source: 0001746129-18-000017 · primary_doc.xml · nonDerivative · entry 1

Julee S. Lawrence Financial Services Trust · CIK 0001753720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688,150

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:30 UTC
Phillips John TDirector · Sr EVP, COO, Secretary · 10% owner
GrantEmployee Stock Options · Derivative 20,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001746129-18-000015 · primary_doc.xml · derivative · entry 4

Phillips John T · CIK 0001752264 · Director · Sr EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.01 per share · 20,000 shares

Expires 2028-09-19

F6 · derivative.exercise_date: Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:30 UTC
Phillips John TDirector · Sr EVP, COO, Secretary · 10% owner
PurchaseCommon Stock, par value $0.01 per share 5,000 $19.00 $95,000.00
Disclosure

SEC source: 0001746129-18-000015 · primary_doc.xml · nonDerivative · entry 3

Phillips John T · CIK 0001752264 · Director · Sr EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,381,300

F4 · shares: Represents shares of Common Stock purchased through a directed share program in connection with the IPO. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.

F5 · ownership.nature: As trustee.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:30 UTC
Phillips John TDirector · Sr EVP, COO, Secretary · 10% owner
SaleCommon Stock, par value $0.01 per share 124,350 $17.77 $2,209,699.50
Disclosure

SEC source: 0001746129-18-000015 · primary_doc.xml · nonDerivative · entry 2

Phillips John T · CIK 0001752264 · Director · Sr EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,376,300

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

F3 · ownership.nature: John T. Phillips is the co-trustee of the Julee S. Lawrence Financial Services Trust and has voting and dispositive power over the shares held by the Julee S. Lawrence Financial Services Trust.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:30 UTC
Phillips John TDirector · Sr EVP, COO, Secretary · 10% owner
SaleCommon Stock, par value $0.01 per share 124,350 $17.77 $2,209,699.50
Disclosure

SEC source: 0001746129-18-000015 · primary_doc.xml · nonDerivative · entry 1

Phillips John T · CIK 0001752264 · Director · Sr EVP, COO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,500,650

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

F2 · ownership.nature: John T. Phillips is the co-trustee of the Lisa K. Haines Financial Services Trust and has voting and dispositive power over the shares held by the Lisa K. Haines Financial Services Trust.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 19:51 UTC
Estes Jason EDirector · EVP & CCO
GrantEmployee Stock Options · Derivative 15,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001746129-18-000009 · primary_doc.xml · derivative · entry 3

Estes Jason E · CIK 0001752262 · Director · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $0.01 per share · 15,000 shares

Expires 2028-09-19

F4 · derivative.exercise_date: Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 19:51 UTC
Estes Jason EDirector · EVP & CCO
PurchaseCommon Stock, par value $0.01 per share 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0001746129-18-000009 · primary_doc.xml · nonDerivative · entry 2

Estes Jason E · CIK 0001752262 · Director · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F3 · shares: Represents shares of Common Stock purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on September 24, 2018. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 19:51 UTC
Estes Jason EDirector · EVP & CCO
GrantCommon Stock, par value $0.01 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001746129-18-000009 · primary_doc.xml · nonDerivative · entry 1

Estes Jason E · CIK 0001752262 · Director · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Represents grant of Restricted Stock Units, which will vest in five equal installments on September 20, 2019, 2020, 2021, 2022 and 2023.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:11 UTC
Travis Thomas LDirector · President, CEO
GrantEmployee Stock Options · Derivative 30,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001746129-18-000012 · primary_doc.xml · derivative · entry 3

Travis Thomas L · CIK 0001752359 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, par value $0.01 per share · 30,000 shares

Expires 2028-09-19

F4 · derivative.exercise_date: Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:11 UTC
Travis Thomas LDirector · President, CEO
PurchaseCommon Stock, par value $0.01 per share 25,000 $19.00 $475,000.00
Disclosure

SEC source: 0001746129-18-000012 · primary_doc.xml · nonDerivative · entry 2

Travis Thomas L · CIK 0001752359 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F3 · shares: Represents shares of Common Stock purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on September 24, 2018. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:11 UTC
Travis Thomas LDirector · President, CEO
GrantCommon Stock, par value $0.01 per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001746129-18-000012 · primary_doc.xml · nonDerivative · entry 1

Travis Thomas L · CIK 0001752359 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents grant of Restricted Stock Units, which will vest in five equal installments on September 20, 2019, 2020, 2021, 2022 and 2023.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:10 UTC
Harris Kelly JDirector · Sr VP & CFO
GrantEmployee Stock Options · Derivative 10,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001746129-18-000021 · primary_doc.xml · derivative · entry 3

Harris Kelly J · CIK 0001752358 · Director · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.01 per share · 10,000 shares

Expires 2028-09-19

F4 · derivative.exercise_date: Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:10 UTC
Harris Kelly JDirector · Sr VP & CFO
PurchaseCommon Stock, par value $0.01 per share 5,000 $19.00 $95,000.00
Disclosure

SEC source: 0001746129-18-000021 · primary_doc.xml · nonDerivative · entry 2

Harris Kelly J · CIK 0001752358 · Director · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F3 · shares: Represents shares of Common Stock purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on September 24, 2018. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:10 UTC
Harris Kelly JDirector · Sr VP & CFO
GrantCommon Stock, par value $0.01 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001746129-18-000021 · primary_doc.xml · nonDerivative · entry 1

Harris Kelly J · CIK 0001752358 · Director · Sr VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: Represents grant of Restricted Stock Units, which will vest in five equal installments on September 20, 2019, 2020, 2021, 2022 and 2023.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 21:02 UTC
Haines Lisa K.EVP, CMO · 10% owner
GrantEmployee Stock Options · Derivative 5,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001746129-18-000020 · primary_doc.xml · derivative · entry 2

Haines Lisa K. · CIK 0001753277 · EVP, CMO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2028-09-19

F3 · derivative.exercise_date: Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.

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September 24, 2018 Filed Sep 26, 2018 21:02 UTC
Haines Lisa K.EVP, CMO · 10% owner
SaleCommon Stock, par value $0.01 per share 124,350 $19.00 $2,362,650.00
Disclosure

SEC source: 0001746129-18-000020 · primary_doc.xml · nonDerivative · entry 1

Haines Lisa K. · CIK 0001753277 · EVP, CMO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,688,150

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

F2 · ownership.nature: Lisa K. Haines is the co-trustee of the Lisa K. Haines Financial Services Trust and has voting and dispositive power over the shares held by the Lisa K. Haines Financial Services Trust.

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September 24, 2018 Filed Sep 26, 2018 20:55 UTC
Haines Douglas AReg. Pres. of Western OK & KS
GrantEmployee Stock Options · Derivative 7,500 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001746129-18-000019 · primary_doc.xml · derivative · entry 2

Haines Douglas A · CIK 0001752357 · Reg. Pres. of Western OK & KS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock, par value $0.01 per share · 7,500 shares

Expires 2028-09-19

F2 · derivative.exercise_date: Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.

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September 24, 2018 Filed Sep 26, 2018 20:55 UTC
Haines Douglas AReg. Pres. of Western OK & KS
PurchaseCommon Stock, par value $0.01 per share 1,000 $19.00 $19,000.00
Disclosure

SEC source: 0001746129-18-000019 · primary_doc.xml · nonDerivative · entry 1

Haines Douglas A · CIK 0001752357 · Reg. Pres. of Western OK & KS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Represents shares of Common Stock purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on September 24, 2018. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.

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September 24, 2018 Filed Sep 26, 2018 20:49 UTC SaleCommon Stock, par value $0.01 per share 124,350 $17.77 $2,209,699.50
Disclosure

SEC source: 0001746129-18-000018 · primary_doc.xml · nonDerivative · entry 1

Lisa K. Haines Financial Services Trust · CIK 0001753426 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688,150

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

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September 24, 2018 Filed Sep 26, 2018 20:16 UTC PurchaseCommon Stock, par value $0.01 per share 500 $19.00 $9,500.00
Disclosure

SEC source: 0001746129-18-000013 · primary_doc.xml · nonDerivative · entry 1

Whitcomb Gary D · CIK 0001752356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: Represents shares of Common Stock purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on September 24, 2018. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.

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September 24, 2018 Filed Sep 26, 2018 20:20 UTC PurchaseCommon Stock, par value $0.01 per share 5,000 $19.00 $95,000.00
Disclosure

SEC source: 0001746129-18-000014 · primary_doc.xml · nonDerivative · entry 1

Wilson Lonny D · CIK 0001753386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents shares of Common Stock purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on September 24, 2018. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.

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September 24, 2018 Filed Sep 26, 2018 20:04 UTC SaleCommon Stock, par value $0.01 per share 124,350 $17.77 $2,209,699.50
Disclosure

SEC source: 0001746129-18-000011 · primary_doc.xml · nonDerivative · entry 1

Thummel Julee S · CIK 0001752355 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,688,150

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

F2 · ownership.nature: Julee S. Thummel is the co-trustee of the Julee S. Lawrence Financial Services Trust and has voting and dispositive power over the shares held by the Julee S. Lawrence Financial Services Trust.

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September 24, 2018 Filed Sep 26, 2018 19:58 UTC
Haines William B.Director · Chairman of the Board · 10% owner
SaleCommon Stock, par value $0.01 per share 251,300 $17.77 $4,465,601.00
Disclosure

SEC source: 0001746129-18-000010 · primary_doc.xml · nonDerivative · entry 1

Haines William B. · CIK 0001753275 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,411,200

F1 · shares: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.

F2 · ownership.nature: William B. Haines is the trustee of the William Bradford Haines Financial Services Trust and has voting and dispositive power over the shares held by the William Bradford Haines Financial Services Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.