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Nasdaq · USD

BSRR

SIERRA BANCORP

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Tapewire entity
5450
SEC CIK
0001130144
Parsed reports
374

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202506
Jan 202601
Feb 202607
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2025 Filed Nov 18, 2025 21:18 UTC PurchaseCommon Stock 400 $28.78 $11,511.32
Disclosure

SEC source: 0001130144-25-000005 · form4.xml · nonDerivative · entry 1

Dutto Laurence S · CIK 0001685496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,270

Read SEC document
November 16, 2025 Filed Nov 19, 2025 22:22 UTC
Treece Christopher GEVP/Chief Financial Officer
Tax withholdingCommon Stock 583 $29.38 $17,128.54
Disclosure

SEC source: 0001130144-25-000015 · form4.xml · nonDerivative · entry 1

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,294

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
November 16, 2025 Filed Nov 19, 2025 22:14 UTC
Olague MichaelEVP/Chief Banking Officer
Tax withholdingCommon Stock 673 $29.38 $19,772.74
Disclosure

SEC source: 0001130144-25-000011 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,241

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
November 16, 2025 Filed Nov 19, 2025 22:12 UTC
McPhaill Kevin JPresident/CEO
Tax withholdingCommon Stock 1,122 $29.38 $32,964.36
Disclosure

SEC source: 0001130144-25-000009 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,172

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
November 16, 2025 Filed Nov 19, 2025 22:10 UTC
Boyle Hugh FEVP/Chief Credit Officer
Tax withholdingCommon Stock 673 $29.38 $19,772.74
Disclosure

SEC source: 0001130144-25-000007 · form4.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,623

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
November 16, 2025 Filed Feb 6, 2026 20:30 UTC Tax withholdingCommon Stock 1,856 $29.38 $54,529.28
Disclosure

SEC source: 0001130144-26-000012 · form5.xml · nonDerivative · entry 1

Coen Natalia M · CIK 0001994768 · EVP/CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,621

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 16:45 UTC SaleCommon Stock 1,000 $30.00 $30,000.00
Disclosure

SEC source: 0001130144-25-000003 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,232.72

Read SEC document
August 20, 2025 Filed Aug 25, 2025 16:41 UTC
McPhaill Kevin JPresident/CEO
Tax withholdingCommon Stock 3,385 $29.26 $99,045.10
Disclosure

SEC source: 0001127602-25-020899 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,294

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
August 20, 2025 Filed Aug 25, 2025 16:43 UTC
Treece Christopher GEVP/Chief Financial Officer
Tax withholdingCommon Stock 1,954 $29.26 $57,174.04
Disclosure

SEC source: 0001127602-25-020901 · form4.xml · nonDerivative · entry 1

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,877

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
August 20, 2025 Filed Aug 25, 2025 16:39 UTC
Olague MichaelEVP/Chief Banking Officer
Tax withholdingCommon Stock 2,257 $29.26 $66,039.82
Disclosure

SEC source: 0001127602-25-020895 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,914

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 1,312 $0.00 Strike: $27.11 $0.00
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · derivative · entry 11

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,312 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 1,337 $0.00 Strike: $27.30 $0.00
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · derivative · entry 10

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,337 shares

Expires 2029-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 1,344 $0.00 Strike: $27.35 $0.00
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · derivative · entry 9

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,344 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 1,600 $0.00 Strike: $28.21 $0.00
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · derivative · entry 8

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 3,600 $28.50 $102,601.80
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · nonDerivative · entry 6

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,809

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 5,593 $28.35 $158,561.55
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · nonDerivative · entry 5

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,409

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 1,312 $27.11 $35,568.32
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · nonDerivative · entry 4

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 1,337 $27.30 $36,500.10
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · nonDerivative · entry 3

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 1,344 $27.35 $36,758.40
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 19:29 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 1,600 $28.21 $45,136.00
Disclosure

SEC source: 0001127602-25-020303 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 16:06 UTC SaleCommon Stock 976 $29.25 $28,548.00
Disclosure

SEC source: 0001127602-25-019913 · form4.xml · nonDerivative · entry 1

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,181

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:39 UTC Exercise / conversionStock Options · Derivative 3,297 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001127602-25-018675 · form4.xml · derivative · entry 7

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,297 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:39 UTC SaleCommon Stock 4,297 $30.02 $129,008.83
Disclosure

SEC source: 0001127602-25-018675 · form4.xml · nonDerivative · entry 4

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,232.72

F2 · shares: Sale of shares of common stock under the 10b5-1 Plan.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:39 UTC Exercise / conversionCommon Stock 3,297 $17.25 $56,873.25
Disclosure

SEC source: 0001127602-25-018675 · form4.xml · nonDerivative · entry 3

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,529.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:39 UTC Exercise / conversionStock Options · Derivative 1,703 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001127602-25-018675 · form4.xml · derivative · entry 6

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,297

Underlying: Common Stock · 1,703 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:39 UTC SaleCommon Stock 3,703 $30.01 $111,138.14
Disclosure

SEC source: 0001127602-25-018675 · form4.xml · nonDerivative · entry 2

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,232.72

F1 · shares: Sale of shares of common stock under the 10b5-1 Plan.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:39 UTC Exercise / conversionCommon Stock 1,703 $17.25 $29,376.75
Disclosure

SEC source: 0001127602-25-018675 · form4.xml · nonDerivative · entry 1

Scearcy Lynda · CIK 0001421910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,935.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:10 UTC
Dusi MatthewSVP/Head of Commercial Banking
Tax withholdingCommon Stock 625 $28.53 $17,831.25
Disclosure

SEC source: 0001127602-25-010354 · form4.xml · nonDerivative · entry 1

Dusi Matthew · CIK 0002014799 · SVP/Head of Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,767

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:05 UTC
Dabney Cindy LSVP/Chief Accounting Officer
Tax withholdingCommon Stock 216 $28.53 $6,162.48
Disclosure

SEC source: 0001127602-25-010342 · form4.xml · nonDerivative · entry 1

Dabney Cindy L · CIK 0001805631 · SVP/Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,712

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 15:11 UTC SaleCommon Stock 725 $28.48 $20,650.83
Disclosure

SEC source: 0001127602-25-009577 · form4.xml · nonDerivative · entry 1

Christenson Vonn R · CIK 0001685491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189

Read SEC document
March 06, 2025 Filed Mar 12, 2025 23:58 UTC GiftCommon Stock 7,220 $28.71 $207,286.20
Disclosure

SEC source: 0001127602-25-009300 · form4.xml · nonDerivative · entry 1

BERRA ALBERT L · CIK 0001214069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,843

F1 · shares: Gift of shares

Read SEC document
March 05, 2025 Filed Mar 5, 2025 20:20 UTC SaleCommon Stock 0.334 $28.96 $9.67
Disclosure

SEC source: 0001127602-25-008264 · form4.xml · nonDerivative · entry 1

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,157

Read SEC document
March 04, 2025 Filed Mar 4, 2025 21:07 UTC SaleCommon Stock 0.037 $29.60 $1.10
Disclosure

SEC source: 0001127602-25-007854 · form4.xml · nonDerivative · entry 1

Castle Julie G · CIK 0001405839 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Castle Family Trust, Steven T Castle & Julie G Castle TTEES

Disclosed balance after: 0

Read SEC document
March 01, 2025 Filed Mar 4, 2025 18:24 UTC
Boyle Hugh FEVP/Chief Credit Officer
Tax withholdingCommon Stock 1,774 $30.72 $54,497.28
Disclosure

SEC source: 0001127602-25-007702 · form4.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,296

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:32 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantCommon Stock 2,482 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004987 · form4.xml · nonDerivative · entry 2

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,831

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:32 UTC
Treece Christopher GEVP/Chief Financial Officer
GrantCommon Stock 4,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004987 · form4.xml · nonDerivative · entry 1

Treece Christopher G · CIK 0001325532 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,349

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:30 UTC
Olague MichaelEVP/Chief Banking Officer
GrantCommon Stock 3,546 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004984 · form4.xml · nonDerivative · entry 2

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,171

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:30 UTC
Olague MichaelEVP/Chief Banking Officer
GrantCommon Stock 3,546 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004984 · form4.xml · nonDerivative · entry 1

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,625

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:27 UTC
McPhaill Kevin JPresident/CEO
GrantCommon Stock 8,003 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004982 · form4.xml · nonDerivative · entry 2

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,679

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:27 UTC
McPhaill Kevin JPresident/CEO
GrantCommon Stock 8,003 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004982 · form4.xml · nonDerivative · entry 1

McPhaill Kevin J · CIK 0001349140 · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,676

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:25 UTC GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004980 · form4.xml · nonDerivative · entry 2

Coen Natalia M · CIK 0001994768 · EVP/CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,477

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:25 UTC GrantCommon Stock 3,843 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004980 · form4.xml · nonDerivative · entry 1

Coen Natalia M · CIK 0001994768 · EVP/CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,196

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:23 UTC
Boyle Hugh FEVP/Chief Credit Officer
GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004978 · form4.xml · nonDerivative · entry 2

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,070

F2 · price: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 00:23 UTC
Boyle Hugh FEVP/Chief Credit Officer
GrantCommon Stock 4,237 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004978 · form4.xml · nonDerivative · entry 1

Boyle Hugh F · CIK 0001568582 · EVP/Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,658

F1 · price: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 23:55 UTC SaleCommon Stock 0.9168 $30.46 $27.93
Disclosure

SEC source: 0001127602-25-004241 · form4.xml · nonDerivative · entry 1

Gil Michele M · CIK 0001932708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,493

Read SEC document
February 07, 2025 Filed Feb 10, 2025 16:17 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 2,066 $0.00 Strike: $28.21 $0.00
Disclosure

SEC source: 0001127602-25-003732 · form4.xml · derivative · entry 20

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 2,066 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 16:17 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionStock Options · Derivative 1,497 $0.00 Strike: $27.11 $0.00
Disclosure

SEC source: 0001127602-25-003732 · form4.xml · derivative · entry 19

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,497 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 16:17 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 2,066 $31.10 $64,261.48
Disclosure

SEC source: 0001127602-25-003732 · form4.xml · nonDerivative · entry 12

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,409

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February 07, 2025 Filed Feb 10, 2025 16:17 UTC
Olague MichaelEVP/Chief Banking Officer
SaleCommon Stock 1,497 $31.21 $46,728.41
Disclosure

SEC source: 0001127602-25-003732 · form4.xml · nonDerivative · entry 11

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,475

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February 07, 2025 Filed Feb 10, 2025 16:17 UTC
Olague MichaelEVP/Chief Banking Officer
Exercise / conversionCommon Stock 2,066 $28.21 $58,281.86
Disclosure

SEC source: 0001127602-25-003732 · form4.xml · nonDerivative · entry 10

Olague Michael · CIK 0001630922 · EVP/Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.