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Saba Capital Income & Opportunities Fund

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5832
SEC CIK
0000826020
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2020 Filed Mar 2, 2020 22:02 UTC PurchaseCommon Stock 93,619 $4.97 $465,286.43
Disclosure

SEC source: 0001510281-20-000047 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,897,149

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:42 UTC PurchaseCommon Stock 138,025 $5.05 $697,026.25
Disclosure

SEC source: 0001510281-20-000043 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,803,530

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:41 UTC PurchaseCommon Stock 400 $5.14 $2,056.00
Disclosure

SEC source: 0001510281-20-000037 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,665,505

Read SEC document
February 20, 2020 Filed Feb 21, 2020 19:44 UTC PurchaseCommon Stock 595 $5.15 $3,064.25
Disclosure

SEC source: 0001510281-20-000033 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,665,105

Read SEC document
February 18, 2020 Filed Feb 19, 2020 19:08 UTC PurchaseCommon Stock 722,939 $5.18 $3,744,824.02
Disclosure

SEC source: 0001510281-20-000029 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,664,510

Read SEC document
February 14, 2020 Filed Feb 19, 2020 19:08 UTC PurchaseCommon Stock 108,005 $5.17 $558,385.85
Disclosure

SEC source: 0001510281-20-000029 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 32,941,571

Read SEC document
February 13, 2020 Filed Feb 14, 2020 19:37 UTC PurchaseCommon Stock 1,000 $5.16 $5,160.00
Disclosure

SEC source: 0001510281-20-000027 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 32,833,566

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:37 UTC PurchaseCommon Stock 100,000 $5.17 $517,000.00
Disclosure

SEC source: 0001510281-20-000027 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 32,832,566

Read SEC document
February 11, 2020 Filed Feb 14, 2020 19:37 UTC PurchaseCommon Stock 61,264 $5.17 $316,734.88
Disclosure

SEC source: 0001510281-20-000027 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 32,732,566

Read SEC document
February 10, 2020 Filed Feb 11, 2020 19:12 UTC PurchaseCommon Stock 167,647 $5.17 $866,734.99
Disclosure

SEC source: 0001510281-20-000022 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 32,671,302

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:12 UTC PurchaseCommon Stock 310,600 $5.15 $1,599,590.00
Disclosure

SEC source: 0001510281-20-000022 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 32,503,655

Read SEC document
February 06, 2020 Filed Feb 7, 2020 17:20 UTC PurchaseCommon Stock 132,263 $5.16 $682,477.08
Disclosure

SEC source: 0001510281-20-000021 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 32,193,055

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:20 UTC PurchaseCommon Stock 163,065 $5.16 $841,415.40
Disclosure

SEC source: 0001510281-20-000021 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 32,060,792

Read SEC document
February 04, 2020 Filed Feb 5, 2020 19:02 UTC PurchaseCommon Stock 85,514 $5.16 $441,252.24
Disclosure

SEC source: 0001510281-20-000020 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 31,897,727

Read SEC document
February 03, 2020 Filed Feb 5, 2020 19:02 UTC PurchaseCommon Stock 83,750 $5.14 $430,475.00
Disclosure

SEC source: 0001510281-20-000020 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 31,812,213

Read SEC document
January 31, 2020 Filed Feb 3, 2020 18:35 UTC PurchaseCommon Stock 94,318 $5.14 $484,794.52
Disclosure

SEC source: 0001510281-20-000019 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 31,728,463

Read SEC document
January 30, 2020 Filed Feb 3, 2020 18:35 UTC PurchaseCommon Stock 1,223,925 $5.14 $6,290,974.50
Disclosure

SEC source: 0001510281-20-000019 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 31,634,145

Read SEC document
January 29, 2020 Filed Jan 30, 2020 16:29 UTC PurchaseCommon Stock 100,000 $5.12 $512,000.00
Disclosure

SEC source: 0001510281-20-000018 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 30,410,220

Read SEC document
January 28, 2020 Filed Jan 30, 2020 16:29 UTC PurchaseCommon Stock 481,613 $5.12 $2,465,858.56
Disclosure

SEC source: 0001510281-20-000018 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 30,310,220

Read SEC document
January 27, 2020 Filed Jan 28, 2020 16:16 UTC PurchaseCommon Stock 292,584 $5.12 $1,498,030.08
Disclosure

SEC source: 0001510281-20-000016 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 29,828,607

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:16 UTC PurchaseCommon Stock 59,895 $5.12 $306,662.40
Disclosure

SEC source: 0001510281-20-000016 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 29,536,023

Read SEC document
January 23, 2020 Filed Jan 24, 2020 20:53 UTC PurchaseCommon Stock 402,824 $5.13 $2,066,487.12
Disclosure

SEC source: 0001510281-20-000014 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 29,476,128

Read SEC document
January 22, 2020 Filed Jan 24, 2020 20:53 UTC PurchaseCommon Stock 135,012 $5.12 $691,261.44
Disclosure

SEC source: 0001510281-20-000014 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 29,073,304

Read SEC document
January 21, 2020 Filed Jan 22, 2020 17:54 UTC PurchaseCommon Stock 69,005 $5.10 $351,925.50
Disclosure

SEC source: 0001510281-20-000013 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 28,938,292

Read SEC document
January 17, 2020 Filed Jan 22, 2020 17:54 UTC PurchaseCommon Stock 90,480 $5.09 $460,543.20
Disclosure

SEC source: 0001510281-20-000013 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 28,869,287

Read SEC document
January 16, 2020 Filed Jan 17, 2020 18:38 UTC PurchaseCommon Stock 47,717 $5.09 $242,879.53
Disclosure

SEC source: 0001510281-20-000012 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 28,778,807

Read SEC document
January 15, 2020 Filed Jan 17, 2020 18:38 UTC PurchaseCommon Stock 55,778 $5.09 $283,910.02
Disclosure

SEC source: 0001510281-20-000012 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 28,731,090

Read SEC document
January 14, 2020 Filed Jan 17, 2020 18:38 UTC PurchaseCommon Stock 260,853 $5.07 $1,322,524.71
Disclosure

SEC source: 0001510281-20-000012 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 28,675,312

Read SEC document
January 13, 2020 Filed Jan 14, 2020 18:53 UTC PurchaseCommon Stock 255,082 $5.07 $1,293,265.74
Disclosure

SEC source: 0001510281-20-000011 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 28,414,459

Read SEC document
January 10, 2020 Filed Jan 14, 2020 18:53 UTC PurchaseCommon Stock 88,843 $5.07 $450,434.01
Disclosure

SEC source: 0001510281-20-000011 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 28,159,377

Read SEC document
January 09, 2020 Filed Jan 10, 2020 19:13 UTC PurchaseCommon Stock 70,920 $5.06 $358,855.20
Disclosure

SEC source: 0001510281-20-000009 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 28,070,534

Read SEC document
January 08, 2020 Filed Jan 10, 2020 19:13 UTC PurchaseCommon Stock 1,479,055 $5.06 $7,484,018.30
Disclosure

SEC source: 0001510281-20-000009 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,999,614

Read SEC document
January 07, 2020 Filed Jan 8, 2020 21:51 UTC PurchaseCommon Stock 242,928 $5.05 $1,226,786.40
Disclosure

SEC source: 0001510281-20-000005 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,520,559

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:51 UTC PurchaseCommon Stock 115,105 $5.03 $578,978.15
Disclosure

SEC source: 0001510281-20-000005 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,277,631

Read SEC document
January 03, 2020 Filed Jan 6, 2020 13:55 UTC PurchaseCommon Stock 152,683 $5.02 $766,468.66
Disclosure

SEC source: 0001510281-20-000003 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,162,526

Read SEC document
January 02, 2020 Filed Jan 6, 2020 13:55 UTC PurchaseCommon Stock 95,435 $5.02 $479,083.70
Disclosure

SEC source: 0001510281-20-000003 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,009,843

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:54 UTC PurchaseCommon Stock 105,168 $5.01 $526,891.68
Disclosure

SEC source: 0001510281-20-000002 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,914,408

Read SEC document
December 30, 2019 Filed Jan 2, 2020 17:54 UTC PurchaseCommon Stock 244,926 $5.00 $1,224,630.00
Disclosure

SEC source: 0001510281-20-000002 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,809,240

Read SEC document
December 27, 2019 Filed Dec 30, 2019 15:28 UTC PurchaseCommon Stock 29,033 $5.00 $145,165.00
Disclosure

SEC source: 0001510281-19-000201 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,564,314

Read SEC document
December 26, 2019 Filed Dec 30, 2019 15:28 UTC PurchaseCommon Stock 261,871 $5.00 $1,309,355.00
Disclosure

SEC source: 0001510281-19-000201 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,535,281

Read SEC document
December 24, 2019 Filed Dec 26, 2019 17:22 UTC PurchaseCommon Stock 84,951 $4.99 $423,905.49
Disclosure

SEC source: 0001510281-19-000199 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,273,410

Read SEC document
December 23, 2019 Filed Dec 26, 2019 17:22 UTC PurchaseCommon Stock 174,126 $5.00 $870,630.00
Disclosure

SEC source: 0001510281-19-000199 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,188,459

Read SEC document
December 20, 2019 Filed Dec 23, 2019 17:53 UTC PurchaseCommon Stock 137,510 $4.98 $684,799.80
Disclosure

SEC source: 0001510281-19-000196 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,014,333

Read SEC document
December 19, 2019 Filed Dec 23, 2019 17:53 UTC PurchaseCommon Stock 526,154 $4.97 $2,614,985.38
Disclosure

SEC source: 0001510281-19-000196 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 24,876,823

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:42 UTC PurchaseCommon Stock 307,801 $4.95 $1,523,614.95
Disclosure

SEC source: 0001510281-19-000191 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 24,350,669

Read SEC document
December 17, 2019 Filed Dec 19, 2019 19:42 UTC PurchaseCommon Stock 68,270 $4.95 $337,936.50
Disclosure

SEC source: 0001510281-19-000191 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 24,042,868

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:32 UTC PurchaseCommon Stock 283,405 $4.92 $1,394,352.60
Disclosure

SEC source: 0001510281-19-000183 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 23,974,598

Read SEC document
December 13, 2019 Filed Dec 17, 2019 19:32 UTC PurchaseCommon Stock 139,491 $4.91 $684,900.81
Disclosure

SEC source: 0001510281-19-000183 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 23,691,193

Read SEC document
December 12, 2019 Filed Dec 13, 2019 19:30 UTC PurchaseCommon Stock 73,400 $4.92 $361,128.00
Disclosure

SEC source: 0001510281-19-000177 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 23,551,702

Read SEC document
December 11, 2019 Filed Dec 13, 2019 19:30 UTC PurchaseCommon Stock 155,384 $4.91 $762,935.44
Disclosure

SEC source: 0001510281-19-000177 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 23,478,302

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.