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Saba Capital Income & Opportunities Fund

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5832
SEC CIK
0000826020
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2021 Filed Jul 30, 2021 19:20 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 261,415 $4.56 $1,192,052.40
Disclosure

SEC source: 0001510281-21-000108 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 12,437,862

Read SEC document
July 27, 2021 Filed Jul 28, 2021 20:52 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 81,472 $4.55 $370,697.60
Disclosure

SEC source: 0001510281-21-000106 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 12,699,277

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:52 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 108,661 $4.55 $494,407.55
Disclosure

SEC source: 0001510281-21-000106 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 12,780,749

Read SEC document
July 23, 2021 Filed Jul 23, 2021 20:44 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 195,398 $4.54 $887,106.92
Disclosure

SEC source: 0001510281-21-000103 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,336,801

Read SEC document
July 23, 2021 Filed Jul 28, 2021 20:52 UTC
Weinstein BoazPresident · 10% owner
Disposition to issuerCommon Stock 12,447,391 $4.85 $60,369,846.35
Disclosure

SEC source: 0001510281-21-000106 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 12,889,410

Read SEC document
July 22, 2021 Filed Jul 23, 2021 20:44 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 89,047 $4.57 $406,944.79
Disclosure

SEC source: 0001510281-21-000103 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,532,199

Read SEC document
July 20, 2021 Filed Jul 21, 2021 16:17 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 80,000 $4.56 $364,800.00
Disclosure

SEC source: 0001510281-21-000102 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,621,246

Read SEC document
July 15, 2021 Filed Jul 15, 2021 19:25 UTC SaleCommon Stock 53,750 $4.70 $252,625.00
Disclosure

SEC source: 0001510281-21-000097 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,701,246

Read SEC document
July 14, 2021 Filed Jul 15, 2021 19:25 UTC SaleCommon Stock 50,000 $4.72 $236,000.00
Disclosure

SEC source: 0001510281-21-000097 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,754,996

Read SEC document
July 13, 2021 Filed Jul 15, 2021 19:25 UTC SaleCommon Stock 40,000 $4.72 $188,800.00
Disclosure

SEC source: 0001510281-21-000097 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,804,996

Read SEC document
July 09, 2021 Filed Jul 12, 2021 16:31 UTC SaleCommon Stock 75,000 $4.71 $353,250.00
Disclosure

SEC source: 0001510281-21-000094 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,844,996

Read SEC document
July 08, 2021 Filed Jul 12, 2021 16:31 UTC SaleCommon Stock 180,000 $4.72 $849,600.00
Disclosure

SEC source: 0001510281-21-000094 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 25,919,996

Read SEC document
April 23, 2021 Filed Apr 27, 2021 18:11 UTC SaleCommon Stock 100,000 $4.59 $459,000.00
Disclosure

SEC source: 0001510281-21-000069 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,099,996

Read SEC document
April 22, 2021 Filed Apr 23, 2021 16:36 UTC SaleCommon Stock 46,784 $4.60 $215,206.40
Disclosure

SEC source: 0001510281-21-000066 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,199,996

Read SEC document
April 21, 2021 Filed Apr 23, 2021 16:36 UTC SaleCommon Stock 81,758 $4.61 $376,904.38
Disclosure

SEC source: 0001510281-21-000066 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,246,780

Read SEC document
April 20, 2021 Filed Apr 21, 2021 15:14 UTC SaleCommon Stock 208,228 $4.61 $959,931.08
Disclosure

SEC source: 0001510281-21-000062 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,328,538

Read SEC document
April 19, 2021 Filed Apr 21, 2021 15:14 UTC SaleCommon Stock 194,190 $4.63 $899,099.70
Disclosure

SEC source: 0001510281-21-000062 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,536,766

Read SEC document
April 16, 2021 Filed Apr 21, 2021 15:14 UTC SaleCommon Stock 65,255 $4.63 $302,130.65
Disclosure

SEC source: 0001510281-21-000062 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,730,956

Read SEC document
April 15, 2021 Filed Apr 16, 2021 18:52 UTC SaleCommon Stock 225,529 $4.64 $1,046,454.56
Disclosure

SEC source: 0001510281-21-000058 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 26,796,211

Read SEC document
April 14, 2021 Filed Apr 16, 2021 18:52 UTC SaleCommon Stock 27,468 $4.65 $127,726.20
Disclosure

SEC source: 0001510281-21-000058 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,021,740

Read SEC document
April 13, 2021 Filed Apr 14, 2021 14:02 UTC SaleCommon Stock 56,342 $4.65 $261,990.30
Disclosure

SEC source: 0001510281-21-000054 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,049,208

Read SEC document
April 12, 2021 Filed Apr 14, 2021 14:02 UTC SaleCommon Stock 52,930 $4.65 $246,124.50
Disclosure

SEC source: 0001510281-21-000054 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,105,550

Read SEC document
April 09, 2021 Filed Apr 12, 2021 16:16 UTC SaleCommon Stock 127,500 $4.66 $594,150.00
Disclosure

SEC source: 0001510281-21-000049 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,158,480

Read SEC document
April 09, 2021 Filed Apr 13, 2021 17:48 UTC Amendment SaleCommon Stock 127,500 $4.66 $594,150.00
Disclosure

SEC source: 0001510281-21-000050 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,158,480

Read SEC document
April 08, 2021 Filed Apr 13, 2021 17:48 UTC Amendment SaleCommon Stock 71,319 $4.68 $333,772.92
Disclosure

SEC source: 0001510281-21-000050 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,285,980

F1 · date: This is a Form 4/A. Original From 4 incorrectly listed this sale as trade date 4/8/20. Instead of correct 4/8/21

Read SEC document
January 19, 2021 Filed Jan 22, 2021 01:22 UTC
Anderson Kimberly ASVP, Fund Officer
Disposition to issuerVoya Prime Rate Trust (PPR) 195 $4.86 $947.70
Disclosure

SEC source: 0001321927-21-000001 · primary_doc.xml · nonDerivative · entry 1

Anderson Kimberly A · CIK 0001320896 · SVP, Fund Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605

Read SEC document
January 07, 2021 Filed Jan 11, 2021 16:23 UTC Disposition to issuerCommon Stock 8,863,495 $4.86 $43,076,585.70
Disclosure

SEC source: 0001510281-21-000013 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,457,179

Read SEC document
April 21, 2020 Filed Apr 22, 2020 16:28 UTC PurchaseCommon Stock 214,293 $3.94 $844,314.42
Disclosure

SEC source: 0001510281-20-000116 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 36,320,674

Read SEC document
April 20, 2020 Filed Apr 22, 2020 16:28 UTC PurchaseCommon Stock 100,000 $3.99 $399,000.00
Disclosure

SEC source: 0001510281-20-000116 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 36,106,381

Read SEC document
April 13, 2020 Filed Apr 14, 2020 17:29 UTC PurchaseCommon Stock 99,070 $3.97 $393,307.90
Disclosure

SEC source: 0001510281-20-000106 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 36,006,381

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:54 UTC PurchaseCommon Stock 21,526 $3.90 $83,951.40
Disclosure

SEC source: 0001510281-20-000103 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,907,311

Read SEC document
April 08, 2020 Filed Apr 12, 2021 16:16 UTC SaleCommon Stock 71,319 $4.68 $333,772.92
Disclosure

SEC source: 0001510281-21-000049 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 27,285,980

Read SEC document
April 03, 2020 Filed Apr 6, 2020 19:54 UTC PurchaseCommon Stock 95,547 $3.65 $348,746.55
Disclosure

SEC source: 0001510281-20-000094 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,885,785

Read SEC document
April 02, 2020 Filed Apr 6, 2020 19:54 UTC PurchaseCommon Stock 900 $3.63 $3,267.00
Disclosure

SEC source: 0001510281-20-000094 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,790,238

Read SEC document
March 31, 2020 Filed Apr 2, 2020 15:28 UTC PurchaseCommon Stock 44,305 $3.61 $159,941.05
Disclosure

SEC source: 0001510281-20-000092 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,789,338

Read SEC document
March 27, 2020 Filed Mar 31, 2020 14:36 UTC PurchaseCommon Stock 57,300 $3.53 $202,269.00
Disclosure

SEC source: 0001510281-20-000089 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,745,033

Read SEC document
March 25, 2020 Filed Mar 27, 2020 14:33 UTC PurchaseCommon Stock 38,465 $3.40 $130,781.00
Disclosure

SEC source: 0001510281-20-000086 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,687,733

Read SEC document
March 23, 2020 Filed Mar 25, 2020 16:17 UTC PurchaseCommon Stock 300,000 $3.14 $942,000.00
Disclosure

SEC source: 0001510281-20-000082 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,649,268

Read SEC document
March 20, 2020 Filed Mar 23, 2020 12:17 UTC PurchaseCommon Stock 55,737 $3.35 $186,718.95
Disclosure

SEC source: 0001510281-20-000077 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,349,268

Read SEC document
March 19, 2020 Filed Mar 23, 2020 12:17 UTC PurchaseCommon Stock 66,160 $3.23 $213,696.80
Disclosure

SEC source: 0001510281-20-000077 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,293,531

Read SEC document
March 18, 2020 Filed Mar 23, 2020 12:17 UTC PurchaseCommon Stock 46,086 $3.82 $176,048.52
Disclosure

SEC source: 0001510281-20-000077 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,227,371

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:51 UTC PurchaseCommon Stock 35,729 $3.96 $141,486.84
Disclosure

SEC source: 0001510281-20-000070 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,057,582

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:51 UTC PurchaseCommon Stock 81,292 $4.07 $330,858.44
Disclosure

SEC source: 0001510281-20-000070 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 35,021,853

Read SEC document
March 13, 2020 Filed Mar 16, 2020 17:52 UTC PurchaseCommon Stock 86,238 $4.37 $376,860.06
Disclosure

SEC source: 0001510281-20-000065 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,940,561

Read SEC document
March 12, 2020 Filed Mar 16, 2020 17:52 UTC PurchaseCommon Stock 221,486 $4.11 $910,307.46
Disclosure

SEC source: 0001510281-20-000065 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,854,323

Read SEC document
March 09, 2020 Filed Mar 11, 2020 17:49 UTC PurchaseCommon Stock 1,100 $4.61 $5,071.00
Disclosure

SEC source: 0001510281-20-000060 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,632,837

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:42 UTC PurchaseCommon Stock 93,847 $5.02 $471,111.94
Disclosure

SEC source: 0001510281-20-000057 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,631,737

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:28 UTC PurchaseCommon Stock 94,358 $5.02 $473,677.16
Disclosure

SEC source: 0001510281-20-000052 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,537,890

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:28 UTC PurchaseCommon Stock 343,295 $4.96 $1,702,743.20
Disclosure

SEC source: 0001510281-20-000052 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,443,532

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:02 UTC PurchaseCommon Stock 203,088 $4.90 $995,131.20
Disclosure

SEC source: 0001510281-20-000047 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,100,237

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.