Tapewire

Nasdaq · USD

BRTX

BioRestorative Therapies, Inc.

Export transactions ↓
Tapewire entity
8277
SEC CIK
0001505497
Parsed reports
204

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2017 Filed Feb 15, 2017 16:41 UTC
Field Edward L.President brtxDISC Division
Disposition to issuerOption · Derivative 25,000 Not disclosed Strike: $9.20 Not disclosed
Disclosure

SEC source: 0001140361-17-007725 · doc1.xml · derivative · entry 1

Field Edward L. · CIK 0001435185 · President brtxDISC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-02-09

F4 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option vests to the extent of 8,334 shares on February 9, 2016 and 8,333 shares on each of February 9, 2017 and February 9, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 25,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 16

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 25,500 shares

Expires 2025-09-04

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 25,500 Not disclosed Strike: $7.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 15

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,500 shares

Expires 2025-09-04

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 8,500 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 10,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 14

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-23

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 10,000 Not disclosed Strike: $6.60 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 13

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-10-23

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 3,334 shares on October 23, 2015 and 3,333 shares on each of October 23, 2016 and October 23, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 6,250 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 12

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2024-02-18

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 6,250 Not disclosed Strike: $13.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 11

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2024-02-18

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,084 shares on February 18, 2014, and 2,083 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 10

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2023-10-04

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 9

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-10-04

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 2,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 8

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2022-12-07

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 2,500 Not disclosed Strike: $30.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 7

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-12-07

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 1,250 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 1,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 6

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2022-02-09

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 1,500 Not disclosed Strike: $21.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 5

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2022-02-09

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 750 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 300 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 4

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2021-04-20

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 300 Not disclosed Strike: $20.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 3

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2021-04-20

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 100 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
GrantStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 2

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2020-12-14

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:48 UTC
Clyde Mandy D.VP of Operations
Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007738 · doc1.xml · derivative · entry 1

Clyde Mandy D. · CIK 0001527239 · VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2020-12-14

F9 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 25,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 24

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-09-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on September 4, 2016 and 8,333 shares on each of September 4, 2017 and September 4, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 25,000 Not disclosed Strike: $7.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 23

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-09-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F8 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on September 4, 2016 and 8,333 shares on each of September 4, 2017 and September 4, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 37,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 22

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2024-10-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 12,500 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 37,500 Not disclosed Strike: $6.60 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 21

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2024-10-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F7 · derivative.exercise_date: The option is exercisable to the extent of 12,500 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 2,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 20

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-05-02

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 2,000 Not disclosed Strike: $28.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 19

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-05-02

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 2,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 18

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2024-03-11

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 2,000 Not disclosed Strike: $10.60 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 17

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-03-11

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 12,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 16

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2024-02-18

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 4,167 shares on each of February 18, 2014 and February 18, 2015, and 4,166 shares on February 18, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 12,500 Not disclosed Strike: $13.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 15

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2024-02-18

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 4,167 shares on each of February 18, 2014 and February 18, 2015, and 4,166 shares on February 18, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 5,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 14

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2023-10-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 5,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 13

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-10-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 12

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2022-12-07

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $30.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 11

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2022-12-07

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 5,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 10

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2022-05-02

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 500 shares on each of May 3, 2013, May 3, 2014 and May 3, 2015, became exercisable to the extent of 1,000 shares based on the satisfaction of certain conditions and is exercisable to the extent of 3,000 shares subject to the satisfaction of certain conditions.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 5,500 Not disclosed Strike: $28.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 9

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2022-05-02

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 500 shares on each of May 3, 2013, May 3, 2014 and May 3, 2015, became exercisable to the extent of 1,000 shares based on the satisfaction of certain conditions and is exercisable to the extent of 3,000 shares subject to the satisfaction of certain conditions.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 2,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 8

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-02-09

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 1,000 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 2,000 Not disclosed Strike: $21.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 7

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-02-09

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 1,000 shares on each of February 10, 2012 and February 10, 2013.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 1,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 6

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2021-11-15

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 1,000 Not disclosed Strike: $20.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 5

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2021-11-15

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 150 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 4

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 150 shares

Expires 2021-06-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 150 Not disclosed Strike: $25.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 3

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires 2021-06-23

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
GrantStock Option · Derivative 4,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 2

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2021-04-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of April 5, 2011 and April 5, 2012.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:39 UTC
Silva FranciscoVP of Research and Development
Disposition to issuerStock Option · Derivative 4,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007721 · doc1.xml · derivative · entry 1

Silva Francisco · CIK 0001527241 · VP of Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2021-04-04

F10 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F1 · derivative.exercise_date: The option is exercisable to the extent of 2,000 shares on each of April 5, 2011 and April 5, 2012.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC GrantStock Option · Derivative 115,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 13

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,500

Underlying: Common Stock · 115,500 shares

Expires 2025-09-04

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 57,750 shares on December 22, 2015, and 19,250 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC Disposition to issuerStock Option · Derivative 115,500 Not disclosed Strike: $7.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 12

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,500 shares

Expires 2025-09-04

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F6 · derivative.exercise_date: The option is exercisable to the extent of 57,750 shares on December 22, 2015, and 19,250 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC GrantStock Option · Derivative 50,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 11

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-10-23

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 23, 2015 and Octobe 23, 2016 and 16,666 shares on October 23, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC Disposition to issuerStock Option · Derivative 50,000 Not disclosed Strike: $6.60 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 10

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-10-23

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F5 · derivative.exercise_date: The option is exercisable to the extent of 16,667 shares on each of October 23, 2015 and Octobe 23, 2016 and 16,666 shares on October 23, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC GrantStock Option · Derivative 25,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 9

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-02-18

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on February 18, 2014, and 8,333 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC Disposition to issuerStock Option · Derivative 25,000 Not disclosed Strike: $13.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 8

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-02-18

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F4 · derivative.exercise_date: The option is exercisable to the extent of 8,334 shares on February 18, 2014, and 8,333 shares on each of February 18, 2015 and February 18, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC GrantStock Option · Derivative 12,500 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 7

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2023-10-04

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 6,250 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC Disposition to issuerStock Option · Derivative 12,500 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 6

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2023-10-04

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F3 · derivative.exercise_date: The option is exercisable to the extent of 6,250 shares on each of October 4, 2013 and October 4, 2014.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:36 UTC GrantStock Option · Derivative 5,000 Not disclosed Strike: $4.70 Not disclosed
Disclosure

SEC source: 0001140361-17-007717 · doc1.xml · derivative · entry 5

Radov A. Jeffrey · CIK 0001528040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-12-07

F8 · price: The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

F2 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on each of December 7, 2012 and December 7, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.