Tapewire

NYSE · USD

BRSP

BrightSpire Capital, Inc.

Export transactions ↓
Tapewire entity
5357
SEC CIK
0001717547
Parsed reports
145

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2023 Filed May 18, 2023 21:11 UTC GrantClass A Common Stock 18,657 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000073 · wf-form4_168444426907542.xml · nonDerivative · entry 1

SCHWARTZ VERNON B · CIK 0001273467 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,008

F1 · kind: The shares of Issuer's Class A common stock represent 2023 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 17, 2024.

Read SEC document
May 17, 2023 Filed May 18, 2023 21:08 UTC GrantClass A Common Stock 18,657 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000072 · wf-form4_168444407002608.xml · nonDerivative · entry 1

RICE CATHERINE · CIK 0001262668 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,795

F1 · kind: The shares of Issuer's Class A common stock represent 2023 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 17, 2024.

Read SEC document
May 17, 2023 Filed May 18, 2023 21:20 UTC GrantClass A Common Stock 18,657 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000076 · wf-form4_168444478535044.xml · nonDerivative · entry 1

Long Catherine F. · CIK 0001307943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,638

F1 · kind: The shares of the Issuer's Class A common stock represent 2023 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 17, 2024.

Read SEC document
May 17, 2023 Filed May 18, 2023 21:13 UTC GrantClass A Common Stock 18,657 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000074 · wf-form4_168444440851169.xml · nonDerivative · entry 1

Westerfield John E · CIK 0001727636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,795

F1 · kind: The shares of Issuer's Class A common stock represent 2023 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 17, 2024.

Read SEC document
May 17, 2023 Filed May 18, 2023 21:16 UTC GrantClass A Common Stock 18,657 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000075 · wf-form4_168444457065760.xml · nonDerivative · entry 1

Diamond Kim S · CIK 0001887922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,785

F1 · kind: The shares of Issuer's Class A stock represent 2023 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 17, 2024.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:23 UTC Tax withholdingClass A Common Stock 69,612 $6.36 $442,732.32
Disclosure

SEC source: 0001717547-23-000033 · wf-form4_167908458700011.xml · nonDerivative · entry 2

Witt Andrew Elmore · CIK 0001804565 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,904

F2 · kind: Represents the number of shares withheld by the Issuer in satisfaction of withholding taxes in connection with the vesting of certain shares of Class A common stock acquired through prior grants and the 2021 PRSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:23 UTC GrantClass A Common Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000033 · wf-form4_167908458700011.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,516

F1 · kind: Represents shares of Class A Common Stock issued to the reporting person by the Issuer in connection with the settlement of 2021 performance restricted stock units (the "2021 PRSUs") earned for the performance period ended December 31, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:31 UTC
Palame David ASee Remarks
Tax withholdingClass A Common Stock 42,433 $6.36 $269,873.88
Disclosure

SEC source: 0001717547-23-000037 · wf-form4_167908507509499.xml · nonDerivative · entry 2

Palame David A · CIK 0001726402 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,928

F2 · kind: Represents the number of shares withheld by the Issuer in satisfaction of withholding taxes in connection with the vesting of certain shares of Class A common stock acquired through prior grants and the 2021 PRSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:31 UTC
Palame David ASee Remarks
GrantClass A Common Stock 11,500 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000037 · wf-form4_167908507509499.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,361

F1 · kind: Represents shares of Class A Common Stock issued to the reporting person by the Issuer in connection with the settlement of 2021 performance restricted stock units (the "2021 PRSUs") earned for the performance period ended December 31, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:27 UTC
Saracino Frank VSee Remarks
Tax withholdingClass A Common Stock 36,385 $6.36 $231,408.60
Disclosure

SEC source: 0001717547-23-000035 · wf-form4_167908485353641.xml · nonDerivative · entry 2

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,818

F2 · kind: Represents the number of shares withheld by the Issuer in satisfaction of withholding taxes in connection with the vesting of certain shares of Class A common stock acquired through prior grants and the 2021 PRSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:27 UTC
Saracino Frank VSee Remarks
GrantClass A Common Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000035 · wf-form4_167908485353641.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,203

F1 · kind: Represents shares of Class A Common Stock issued to the reporting person by the Issuer in connection with the settlement of 2021 performance restricted stock units (the "2021 PRSUs") earned for the performance period ended December 31, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:20 UTC
Mazzei MichaelDirector · CEO
Tax withholdingClass A Common Stock 141,656 $6.36 $900,932.16
Disclosure

SEC source: 0001717547-23-000031 · wf-form4_167908439405527.xml · nonDerivative · entry 2

Mazzei Michael · CIK 0001598424 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,395

F2 · kind: Represents the number of shares withheld by the Issuer in satisfaction of withholding taxes in connection with the vesting of certain shares of Class A common stock acquired through prior grants and the 2021 PRSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:20 UTC
Mazzei MichaelDirector · CEO
GrantClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000031 · wf-form4_167908439405527.xml · nonDerivative · entry 1

Mazzei Michael · CIK 0001598424 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268,051

F1 · kind: Represents shares of Class A Common Stock issued to the reporting person by the Issuer in connection with the settlement of 2021 performance restricted stock units (the "2021 PRSUs") earned for the performance period ended December 31, 2022.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:15 UTC GrantClass A Common Stock 141,305 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000023 · wf-form4_167822734117054.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,516

F1 · kind: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2024, March 15, 2025 and March 15, 2026.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:19 UTC
Palame David ASee Remarks
GrantClass A Common Stock 91,782 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000025 · wf-form4_167822756282895.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,861

F1 · kind: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2024, March 15, 2025 and March 15, 2026.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:17 UTC
Saracino Frank VSee Remarks
GrantClass A Common Stock 89,493 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000024 · wf-form4_167822745023062.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,203

F1 · kind: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2024, March 15, 2025 and March 15, 2026.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:14 UTC
Mazzei MichaelDirector · CEO
GrantClass A Common Stock 282,609 $0.00 $0.00
Disclosure

SEC source: 0001717547-23-000022 · wf-form4_167822723493254.xml · nonDerivative · entry 1

Mazzei Michael · CIK 0001598424 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,051

F1 · kind: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 15, 2024, March 15, 2025 and March 15, 2026.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:32 UTC SaleClass A Common Stock 34,911,944 $6.00 $209,471,664.00
Disclosure

SEC source: 0001679688-23-000028 · wf-form4_167787910007694.xml · nonDerivative · entry 1

DigitalBridge Group, Inc. · CIK 0001679688 · 10% owner

DigitalBridge Operating Company, LLC · CIK 0001695854 · 10% owner

CLNC Manager, LLC · CIK 0001733929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · DigitalBridge Operating Company, LLC

Disclosed balance after: 79,001

F1 · balance_after: DigitalBridge Operating Company, LLC ("DBOC") is a direct subsidiary and the operating company of DigitalBridge Group, Inc. ("DigitalBridge") and the parent of CLNC Manager, LLC ("CLNC Manager"). DigitalBridge and DBOC may be deemed to beneficially own 79,001 shares of the Issuer's Class A Common Stock owned by CLNC Manager. Since the date of DigitalBridge's last ownership report, DigitalBridge sold NRF Holdco, LLC ("NRF Holdco") and no longer beneficially owns the shares of the Issuer's Class A Common Stock previously held by NRF Holdco.

F1 · ownership.nature: DigitalBridge Operating Company, LLC ("DBOC") is a direct subsidiary and the operating company of DigitalBridge Group, Inc. ("DigitalBridge") and the parent of CLNC Manager, LLC ("CLNC Manager"). DigitalBridge and DBOC may be deemed to beneficially own 79,001 shares of the Issuer's Class A Common Stock owned by CLNC Manager. Since the date of DigitalBridge's last ownership report, DigitalBridge sold NRF Holdco, LLC ("NRF Holdco") and no longer beneficially owns the shares of the Issuer's Class A Common Stock previously held by NRF Holdco.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 21:40 UTC PurchaseClass A Common Stock 10,000 $7.18 $71,800.00
Disclosure

SEC source: 0001717547-22-000085 · wf-form4_165541560415810.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,211

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.15 to $7.22, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 21:42 UTC
Palame David ASee Remarks
PurchaseClass A Common Stock 2,500 $7.14 $17,850.00
Disclosure

SEC source: 0001717547-22-000086 · wf-form4_165541573115048.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,079

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.14 to $7.14, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 21:45 UTC PurchaseClass A Common Stock 7,000 $7.19 $50,316.00
Disclosure

SEC source: 0001717547-22-000087 · wf-form4_165541589206541.xml · nonDerivative · entry 1

RICE CATHERINE · CIK 0001262668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,138

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.18 to $7.19, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 11:10 UTC
Palame David ASee Remarks
PurchaseClass A Common Stock 7,500 $7.97 $59,775.00
Disclosure

SEC source: 0001717547-22-000068 · wf-form4_165209460187446.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,579

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.9599 to $7.9799, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 22:00 UTC GrantClass A Common Stock 12,438 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000074 · wf-form4_165213360983652.xml · nonDerivative · entry 1

RICE CATHERINE · CIK 0001262668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,138

F1 · kind: The shares of Issuer's Class A common stock represent 2022 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 6, 2023.

Read SEC document
May 06, 2022 Filed May 9, 2022 22:03 UTC GrantClass A Common Stock 12,438 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000075 · wf-form4_165213379899061.xml · nonDerivative · entry 1

SCHWARTZ VERNON B · CIK 0001273467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,351

F1 · kind: The shares of Issuer's Class A common stock represent 2022 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 6, 2023.

Read SEC document
May 06, 2022 Filed May 9, 2022 22:14 UTC GrantClass A Common Stock 12,438 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000078 · wf-form4_165213443252283.xml · nonDerivative · entry 1

Long Catherine F. · CIK 0001307943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,981

F1 · kind: The shares of Issuer's Class A common stock represent 2022 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 6, 2023.

Read SEC document
May 06, 2022 Filed May 9, 2022 11:07 UTC
Saracino Frank VSee Remarks
PurchaseClass A Common Stock 10,000 $7.98 $79,800.00
Disclosure

SEC source: 0001717547-22-000067 · wf-form4_165209444903925.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,710

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.98 to $7.98, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 11:05 UTC
Mazzei MichaelDirector · CEO
PurchaseClass A Common Stock 50,000 $8.04 $402,000.00
Disclosure

SEC source: 0001717547-22-000066 · wf-form4_165209434136273.xml · nonDerivative · entry 1

Mazzei Michael · CIK 0001598424 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,442

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $7.947 to $8.099, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 22:09 UTC GrantClass A Common Stock 12,438 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000077 · wf-form4_165213414506924.xml · nonDerivative · entry 1

Diamond Kim S · CIK 0001887922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

F1 · kind: The shares of Issuer's Class A common stock represent 2022 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 6, 2023.

Read SEC document
May 06, 2022 Filed May 9, 2022 22:06 UTC GrantClass A Common Stock 12,438 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000076 · wf-form4_165213400373339.xml · nonDerivative · entry 1

Westerfield John E · CIK 0001727636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,138

F1 · kind: The shares of Issuer's Class A common stock represent 2022 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 6, 2023.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:14 UTC GrantClass A Common Stock 174,217 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000058 · wf-form4_165186808427566.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,211

F1 · kind: Represents shares of restricted Class A common stock granted to the reporting person by the Issuer pursuant to a February 2022 conditional award subject to approval of the BrightSpire Capital, Inc. 2022 Equity Incentive Plan, which approval was obtained on May 5, 2022. The shares shall vest annually in three equal installments on March 15, 2023, March 15, 2024 and March 15, 2025.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:24 UTC
Palame David ASee Remarks
GrantClass A Common Stock 118,967 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000062 · wf-form4_165186865572734.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,079

F1 · kind: Represents shares of restricted Class A common stock granted to the reporting person by the Issuer pursuant to a February 2022 conditional award subject to approval of the BrightSpire Capital, Inc. 2022 Equity Incentive Plan, which approval was obtained on May 5, 2022. The shares shall vest annually in three equal installments on March 15, 2023, March 15, 2024 and March 15, 2025.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:19 UTC
Saracino Frank VSee Remarks
GrantClass A Common Stock 116,145 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000060 · wf-form4_165186834769569.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,710

F1 · kind: Represents shares of restricted Class A common stock granted to the reporting person by the Issuer pursuant to a February 2022 conditional award subject to approval of the BrightSpire Capital, Inc. 2022 Equity Incentive Plan, which approval was obtained on May 5, 2022. The shares shall vest annually in three equal installments on March 15, 2023, March 15, 2024 and March 15, 2025.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:09 UTC
Mazzei MichaelDirector · CEO
GrantClass A Common Stock 377,469 $0.00 $0.00
Disclosure

SEC source: 0001717547-22-000056 · wf-form4_165186776834103.xml · nonDerivative · entry 1

Mazzei Michael · CIK 0001598424 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,442

F1 · kind: Represents shares of restricted Class A common stock granted to the reporting person by the Issuer pursuant to a February 2022 conditional award subject to approval of the BrightSpire Capital, Inc. 2022 Equity Incentive Plan, which approval was obtained on May 5, 2022. The shares shall vest annually in three equal installments on March 15, 2023, March 15, 2024 and March 15, 2025.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:19 UTC Tax withholdingClass A Common Stock 30,392 $8.65 $262,890.80
Disclosure

SEC source: 0001717547-22-000021 · wf-form4_164754834264640.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,994

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:25 UTC
Palame David ASee Remarks
Tax withholdingClass A Common Stock 18,970 $8.65 $164,090.50
Disclosure

SEC source: 0001717547-22-000023 · wf-form4_164754871152341.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,112

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:21 UTC
Saracino Frank VSee Remarks
Tax withholdingClass A Common Stock 14,733 $8.65 $127,440.45
Disclosure

SEC source: 0001717547-22-000022 · wf-form4_164754847666434.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,565

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
December 02, 2021 Filed Dec 2, 2021 22:00 UTC GrantClass A Common Stock 4,543 $0.00 $0.00
Disclosure

SEC source: 0001717547-21-000083 · wf-form4_163848243396934.xml · nonDerivative · entry 1

Long Catherine F. · CIK 0001307943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

F1 · kind: The shares of Issuer's Class A common stock represent a pro rata share of annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 5, 2022.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 20:24 UTC GrantClass A Common Stock 5,690 $0.00 $0.00
Disclosure

SEC source: 0001717547-21-000058 · wf-form4_163432947496818.xml · nonDerivative · entry 1

Diamond Kim S · CIK 0001887922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,690

F1 · kind: The shares of Issuer's Class A common stock represent a pro rata share of annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 5, 2022.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 20:41 UTC PurchaseClass A Common Stock 10,000 $9.43 $94,300.00
Disclosure

SEC source: 0001717547-21-000044 · wf-form4_162931923498952.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,386

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $9.24 to $9.59, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 20:39 UTC
Mazzei MichaelDirector · CEO and President
PurchaseClass A Common Stock 25,000 $9.26 $231,500.00
Disclosure

SEC source: 0001717547-21-000043 · wf-form4_162931912715179.xml · nonDerivative · entry 2

Mazzei Michael · CIK 0001598424 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,973

F2 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $9.26 to $9.39, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:44 UTC
Palame David ASee Remarks
PurchaseClass A Common Stock 10,000 $9.47 $94,700.00
Disclosure

SEC source: 0001717547-21-000046 · wf-form4_162931948429724.xml · nonDerivative · entry 1

Palame David A · CIK 0001726402 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,082

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $9.40 to $9.50, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:43 UTC
Saracino Frank VSee Remarks
PurchaseClass A Common Stock 10,000 $9.29 $92,900.00
Disclosure

SEC source: 0001717547-21-000045 · wf-form4_162931938290189.xml · nonDerivative · entry 1

Saracino Frank V · CIK 0001369423 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,298

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $9.29 to $9.29, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:39 UTC
Mazzei MichaelDirector · CEO and President
PurchaseClass A Common Stock 75,000 $9.48 $710,850.00
Disclosure

SEC source: 0001717547-21-000043 · wf-form4_162931912715179.xml · nonDerivative · entry 1

Mazzei Michael · CIK 0001598424 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,973

F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $9.33 to $9.69, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 17:01 UTC SaleClass A Common Stock 9,487,500 $9.00 $85,387,500.00
Disclosure

SEC source: 0000899243-21-033268 · doc4.xml · nonDerivative · entry 1

DigitalBridge Group, Inc. · CIK 0001679688 · 10% owner

DigitalBridge Operating Company, LLC · CIK 0001695854 · 10% owner

CLNC Manager, LLC · CIK 0001733929 · 10% owner

NRF Holdco, LLC · CIK 0001696741 · 10% owner

NRF RED REIT Corp. · CIK 0001664821 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · DigitalBridge Operating Company, LLC

Disclosed balance after: 35,452,367

F1 · balance_after: DigitalBridge Operating Company, LLC is a direct subsidiary and the operating company of DigitalBridge Group, Inc. ("DigitalBridge"). DigitalBridge may be deemed to beneficially own the 34,911,944 shares of the Issuer's Class A Common Stock directly owned by DigitalBridge Operating Company, LLC. and 79,001 shares of the Issuer's Class A Common Stock owned by CLNC Manager, LLC ("CLNC Manager") and 461,422 shares of the Issuer's Class A Common Stock owned by NRF Holdco, LLC ("NRF Holdco"), each of which are subsidiaries of DBRG OC. The reporting persons inadvertently omitted the shares owned by CLNC Manager and NRF Holdco from their prior report on Form 4.

F1 · ownership.nature: DigitalBridge Operating Company, LLC is a direct subsidiary and the operating company of DigitalBridge Group, Inc. ("DigitalBridge"). DigitalBridge may be deemed to beneficially own the 34,911,944 shares of the Issuer's Class A Common Stock directly owned by DigitalBridge Operating Company, LLC. and 79,001 shares of the Issuer's Class A Common Stock owned by CLNC Manager, LLC ("CLNC Manager") and 461,422 shares of the Issuer's Class A Common Stock owned by NRF Holdco, LLC ("NRF Holdco"), each of which are subsidiaries of DBRG OC. The reporting persons inadvertently omitted the shares owned by CLNC Manager and NRF Holdco from their prior report on Form 4.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 22:30 UTC GrantClass A Common Stock 9,515 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023337 · doc4.xml · nonDerivative · entry 1

SCHWARTZ VERNON B · CIK 0001273467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,913

F1 · kind: The shares of Issuer's Class A common stock represent 2021 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 5, 2022.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 22:30 UTC GrantClass A Common Stock 9,515 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023340 · doc4.xml · nonDerivative · entry 1

RICE CATHERINE · CIK 0001262668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

F1 · kind: The shares of Issuer's Class A common stock represent 2021 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 5, 2022.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 18:30 UTC GrantClass A Common Stock 9,515 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023339 · doc4.xml · nonDerivative · entry 1

WILSON WINSTON W. · CIK 0001606437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,666

F1 · kind: The shares of Issuer's Class A common stock represent 2021 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 5, 2022.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 22:30 UTC GrantClass A Common Stock 9,515 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023338 · doc4.xml · nonDerivative · entry 1

Westerfield John E · CIK 0001727636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

F1 · kind: The shares of Issuer's Class A common stock represent 2021 annual equity consideration in accordance with the Issuer's non-executive director compensation policy and will vest on May 5, 2022.

Read SEC document
April 30, 2021 Filed May 4, 2021 22:30 UTC
Witt Andrew ElmoreDirector · CHIEF OPERATING OFFICER
Tax withholdingClass A Common Stock 2,144 $8.84 $18,952.96
Disclosure

SEC source: 0000899243-21-018225 · doc4.xml · nonDerivative · entry 1

Witt Andrew Elmore · CIK 0001804565 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,386

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:00 UTC
Mazzei MichaelDirector · CEO and President
Tax withholdingClass A Common Stock 70,027 $8.60 $602,232.20
Disclosure

SEC source: 0000899243-21-015132 · doc4.xml · nonDerivative · entry 1

Mazzei Michael · CIK 0001598424 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,973

F1 · kind: The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through a prior grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.