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BARNWELL INDUSTRIES INC

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Tapewire entity
7823
SEC CIK
0000010048
Parsed reports
148

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202503
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2021 Filed Jul 21, 2021 21:18 UTC
Gifford Russell MEVP, CFO, Treasurer, Secretary
PurchaseCommon Stock 13,800 $2.19 $30,222.00
Disclosure

SEC source: 0001140361-21-025211 · form4.xml · nonDerivative · entry 1

Gifford Russell M · CIK 0001305303 · EVP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
July 07, 2021 Filed Jul 8, 2021 18:41 UTC PurchaseCommon Stock 10,000 $2.45 $24,500.00
Disclosure

SEC source: 0001140361-21-023739 · form4.xml · nonDerivative · entry 1

GROSSMAN KENNETH S · CIK 0000922294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
July 07, 2021 Filed Jul 8, 2021 18:41 UTC PurchaseCommon Stock 1,000 $2.40 $2,400.00
Disclosure

SEC source: 0001140361-21-023738 · form4.xml · nonDerivative · entry 2

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,140

Read SEC document
July 06, 2021 Filed Jul 8, 2021 18:41 UTC PurchaseCommon Stock 1,000 $2.64 $2,640.00
Disclosure

SEC source: 0001140361-21-023738 · form4.xml · nonDerivative · entry 1

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,140

Read SEC document
June 18, 2021 Filed Jun 21, 2021 18:24 UTC PurchaseCommon Stock 694 $2.76 $1,915.44
Disclosure

SEC source: 0001140361-21-021664 · form4.xml · nonDerivative · entry 3

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,140

Read SEC document
June 18, 2021 Filed Jun 21, 2021 18:24 UTC PurchaseCommon Stock 1,000 $2.80 $2,795.00
Disclosure

SEC source: 0001140361-21-021664 · form4.xml · nonDerivative · entry 2

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,446

Read SEC document
June 17, 2021 Filed Jun 21, 2021 18:33 UTC PurchaseCommon Stock 5,000 $2.87 $14,350.00
Disclosure

SEC source: 0001140361-21-021669 · form4.xml · nonDerivative · entry 1

GROSSMAN KENNETH S · CIK 0000922294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
June 17, 2021 Filed Jun 21, 2021 18:24 UTC PurchaseCommon Stock 1,000 $2.90 $2,900.00
Disclosure

SEC source: 0001140361-21-021664 · form4.xml · nonDerivative · entry 1

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,446

Read SEC document
May 21, 2021 Filed May 24, 2021 15:43 UTC PurchaseCommon Stock 1,446 $2.78 $4,019.88
Disclosure

SEC source: 0001567619-21-011021 · doc1.xml · nonDerivative · entry 3

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,446

Read SEC document
May 20, 2021 Filed May 21, 2021 18:16 UTC PurchaseCommon Stock, par value $0.50 per share 132,663 $2.59 $343,981.89
Disclosure

SEC source: 0001104659-21-070381 · tm2117220d2_4.xml · nonDerivative · entry 1

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 1,369,481.138

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.5528 and $2.75 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
May 20, 2021 Filed May 25, 2021 00:57 UTC PurchaseCommon Stock 8,000 $2.88 $23,007.20
Disclosure

SEC source: 0001140361-21-018588 · form4.xml · nonDerivative · entry 2

GROSSMAN KENNETH S · CIK 0000922294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 20, 2021 Filed May 25, 2021 00:57 UTC PurchaseCommon Stock 2,000 $2.84 $5,673.20
Disclosure

SEC source: 0001140361-21-018588 · form4.xml · nonDerivative · entry 1

GROSSMAN KENNETH S · CIK 0000922294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 20, 2021 Filed May 24, 2021 15:43 UTC PurchaseCommon Stock 2,000 $2.70 $5,400.00
Disclosure

SEC source: 0001567619-21-011021 · doc1.xml · nonDerivative · entry 2

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
May 20, 2021 Filed May 24, 2021 15:43 UTC PurchaseCommon Stock 3,000 $2.86 $8,580.00
Disclosure

SEC source: 0001567619-21-011021 · doc1.xml · nonDerivative · entry 1

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
May 06, 2021 Filed May 10, 2021 19:07 UTC SaleCommon Stock 50,000 $4.04 $202,000.00
Disclosure

SEC source: 0001140361-21-016592 · form4.xml · nonDerivative · entry 2

Magaro Joseph Eugene · CIK 0001845529 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178,060

Read SEC document
May 06, 2021 Filed May 10, 2021 19:07 UTC SaleCommon Stock 25,000 $4.08 $102,042.50
Disclosure

SEC source: 0001140361-21-016592 · form4.xml · nonDerivative · entry 1

Magaro Joseph Eugene · CIK 0001845529 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228,060

Read SEC document
May 03, 2021 Filed May 5, 2021 15:35 UTC SaleCommon Stock 10,000 $4.02 $40,208.00
Disclosure

SEC source: 0001140361-21-015886 · form4.xml · nonDerivative · entry 1

Magaro Joseph Eugene · CIK 0001845529 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,060

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:57 UTC GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001140361-21-004468 · form4.xml · derivative · entry 1

WOODRUM DOUGLAS N · CIK 0001173404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:58 UTC
KINZLER ALEXANDER CDirector · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001140361-21-004469 · form4.xml · derivative · entry 1

KINZLER ALEXANDER C · CIK 0001276245 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2026-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:57 UTC GrantDirector Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001140361-21-004466 · form4.xml · derivative · entry 1

GROSSMAN KENNETH S · CIK 0000922294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:57 UTC GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001140361-21-004467 · form4.xml · derivative · entry 1

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:57 UTC GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001140361-21-004465 · form4.xml · derivative · entry 1

McPherson Philip James · CIK 0001557749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:57 UTC GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001140361-21-004464 · form4.xml · derivative · entry 1

Inglima Robert J. Jr. · CIK 0001415671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:56 UTC GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001140361-21-004463 · form4.xml · derivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 17, 2021 22:16 UTC
Gifford Russell MEVP, CFO, Treasurer, Secretary
GrantEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001567619-21-004289 · doc1.xml · derivative · entry 1

Gifford Russell M · CIK 0001305303 · EVP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 17, 2021 22:13 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001567619-21-004287 · doc1.xml · derivative · entry 1

McPherson Philip James · CIK 0001557749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 17, 2021 22:15 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001567619-21-004288 · doc1.xml · derivative · entry 1

WOODRUM DOUGLAS N · CIK 0001173404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 17, 2021 22:11 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001567619-21-004286 · doc1.xml · derivative · entry 1

GROSSMAN KENNETH S · CIK 0000922294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 17, 2021 22:09 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001567619-21-004285 · doc1.xml · derivative · entry 1

Inglima Robert J. Jr. · CIK 0001415671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 17, 2021 22:08 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001567619-21-004283 · doc1.xml · derivative · entry 1

Tirpak Bradley M · CIK 0001484439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 17, 2021 22:04 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001567619-21-004282 · doc1.xml · derivative · entry 1

O'Malley Peter J. · CIK 0001809799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2022.

Read SEC document
January 20, 2021 Filed Jan 20, 2021 23:03 UTC PurchaseCommon Stock, par value $0.50 per share 18,906 $1.85 $34,968.54
Disclosure

SEC source: 0001104659-21-005932 · tm213736d1_4.xml · nonDerivative · entry 3

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 1,236,818.138

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 19, 2021 Filed Jan 20, 2021 23:03 UTC PurchaseCommon Stock, par value $0.50 per share 137,783 $1.80 $247,582.27
Disclosure

SEC source: 0001104659-21-005932 · tm213736d1_4.xml · nonDerivative · entry 2

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 1,217,912.138

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.7597 and $1.85 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 23:03 UTC PurchaseCommon Stock, par value $0.50 per share 76,856 $1.65 $126,927.68
Disclosure

SEC source: 0001104659-21-005932 · tm213736d1_4.xml · nonDerivative · entry 1

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 1,080,129.138

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.6255 and $1.70 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 23:46 UTC
KINZLER ALEXANDER CDirector · President and COO · 10% owner
OtherCommon Stock 575,941 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005654 · doc1.xml · nonDerivative · entry 1

KINZLER ALEXANDER C · CIK 0001276245 · Director · President and COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,000

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:20 UTC PurchaseCommon Stock 10,000 $1.10 $11,000.00
Disclosure

SEC source: 0001567619-20-004167 · doc1.xml · nonDerivative · entry 1

Barnwell James S III · CIK 0001574155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,726

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:20 UTC PurchaseCommon Stock, par value $0.50 per share 36,739 $0.80 $29,490.40
Disclosure

SEC source: 0001104659-20-010916 · tm206753d1_4.xml · nonDerivative · entry 1

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 1,000,211.138

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 and $0.85 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:59 UTC
KINZLER ALEXANDER CDirector · President and COO
PurchaseCommon Stock 7,059 $1.09 $7,694.31
Disclosure

SEC source: 0001567619-20-000902 · doc1.xml · nonDerivative · entry 1

KINZLER ALEXANDER C · CIK 0001276245 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,059

Read SEC document
January 02, 2020 Filed Jan 7, 2020 02:07 UTC PurchaseCommon Stock, par value $0.50 per share 15,070 $0.96 $14,438.57
Disclosure

SEC source: 0001104659-20-001736 · tv535903_4.xml · nonDerivative · entry 1

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 963,472.138

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.91 and $0.97 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 22:44 UTC PurchaseCommon Stock, par value $0.50 per share 60,450 $0.93 $56,170.14
Disclosure

SEC source: 0001104659-19-077374 · tv535583_4.xml · nonDerivative · entry 2

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 948,402.138

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.85 and $0.97 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 22:44 UTC PurchaseCommon Stock, par value $0.50 per share 2,607 $0.95 $2,483.69
Disclosure

SEC source: 0001104659-19-077374 · tv535583_4.xml · nonDerivative · entry 1

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 887,952.138

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.95 and $0.9601 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 23:43 UTC PurchaseCommon Stock, par value $0.50 per share 9,239 $0.95 $8,809.39
Disclosure

SEC source: 0001104659-19-075728 · tv535249_4.xml · nonDerivative · entry 3

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 885,345.138

F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.947 and $0.96 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:43 UTC PurchaseCommon Stock, par value $0.50 per share 101,405 $0.91 $92,511.78
Disclosure

SEC source: 0001104659-19-075728 · tv535249_4.xml · nonDerivative · entry 2

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 876,106.138

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.85 and $1.00 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 20, 2019 Filed Dec 31, 2020 14:54 UTC PurchaseCommon Stock, par value $0.50 per share 3,062 $0.99 $3,031.38
Disclosure

SEC source: 0001104659-20-140770 · tm2039657-1_4.xml · nonDerivative · entry 1

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 1,003,273.138

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · balance_after: The shares reported in Column 5 as held by MRMP-Managers LLC are the total shares held as of December 31, 2020. The Form 4 filed on December 23, 2019 inadvertently omitted this transaction. This Form 4 is being filed to correct this oversight. The number of shares held by MRMP-Managers LLC did not reflect this purchase in the total reported in Column 5 in each of the subsequent Form 4 filings that were filed between December 23, 2019 and February 4, 2020.

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December 19, 2019 Filed Dec 23, 2019 23:43 UTC PurchaseCommon Stock, par value $0.50 per share 113,117 $0.71 $80,369.63
Disclosure

SEC source: 0001104659-19-075728 · tv535249_4.xml · nonDerivative · entry 1

SHERWOOD NED L · CIK 0000902749 · 10% owner

MRMP Managers LLC · CIK 0001492137 · 10% owner

Ned L. Sherwood Revocable Trust · CIK 0001797839 · Group Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MRMP-Managers LLC

Disclosed balance after: 774,701.138

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.59 and $0.79 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Shares are held by MRMP-Managers LLC, of which Mr. Sherwood is Chief Investment Officer. Mr. Sherwood disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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September 18, 2019 Filed Sep 20, 2019 18:21 UTC PurchaseCommon Stock 5,000 $0.59 $2,950.00
Disclosure

SEC source: 0001567619-19-018584 · doc1.xml · nonDerivative · entry 1

Barnwell James S III · CIK 0001574155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,726

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August 22, 2019 Filed Aug 23, 2019 19:04 UTC PurchaseCommon Strock 900 $0.76 $684.45
Disclosure

SEC source: 0000899681-19-000124 · p19-0099_form4.xml · nonDerivative · entry 2

TAKATA KEVIN K · CIK 0001314048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

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August 22, 2019 Filed Aug 23, 2019 19:04 UTC PurchaseCommon Strock 100 $0.74 $74.05
Disclosure

SEC source: 0000899681-19-000124 · p19-0099_form4.xml · nonDerivative · entry 1

TAKATA KEVIN K · CIK 0001314048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950

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August 22, 2019 Filed Aug 23, 2019 19:09 UTC
KINZLER ALEXANDER CDirector · President and CEO
PurchaseCommon Stock 4,000 $0.76 $3,039.60
Disclosure

SEC source: 0000899681-19-000126 · p19-0100_form4.xml · nonDerivative · entry 3

KINZLER ALEXANDER C · CIK 0001276245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,000

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August 22, 2019 Filed Aug 23, 2019 19:09 UTC
KINZLER ALEXANDER CDirector · President and CEO
PurchaseCommon Stock 2,000 $0.76 $1,519.80
Disclosure

SEC source: 0000899681-19-000126 · p19-0100_form4.xml · nonDerivative · entry 2

KINZLER ALEXANDER C · CIK 0001276245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.