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BRLT

Brilliant Earth Group, Inc.

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6567
SEC CIK
0001866757
Parsed reports
278

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202653
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2022 Filed Feb 17, 2022 02:08 UTC SaleClass A Common Stock 3,526 $12.03 $42,417.78
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 8

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports transactions by Just Rocks, Inc., the reporting person, effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Beth Gerstein and Eric Grossberg has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F5 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass A Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 7

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass D Common Stock · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 18

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass D Common Stock · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 17

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,526

Underlying: Class A Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 3,526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 16

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,119,976

Underlying: Class D Common Stock · 3,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
OtherClass C Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 9

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,119,976

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 3,526 $12.03 $42,417.78
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 8

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Eric Grossberg and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F6 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 7

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass D Common Stock · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 15

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass D Common Stock · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 14

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,595

Underlying: Class A Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionCommon Units · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 13

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,123,502

Underlying: Class D Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
OtherClass C Common Stock 48,595 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 6

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,123,502

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
SaleClass A Common Stock 48,595 $12.05 $585,569.75
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 5

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Beth Gerstein and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F5 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass A Common Stock 48,595 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 4

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass D Common Stock · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 15

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F7 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass D Common Stock · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 14

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,595

Underlying: Class A Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F7 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC ConversionCommon Units · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 13

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,123,502

Underlying: Class D Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.

F6 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC OtherClass C Common Stock 48,595 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 6

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,123,502

F3 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC SaleClass A Common Stock 48,595 $12.05 $585,569.75
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 5

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports transactions by Just Rocks, Inc., the reporting person, effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Beth Gerstein and Eric Grossberg has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F4 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass A Common Stock 48,595 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 4

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass D Common Stock · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 15

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass D Common Stock · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 14

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,595

Underlying: Class A Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 48,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 13

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,123,502

Underlying: Class D Common Stock · 48,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
OtherClass C Common Stock 48,595 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 6

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,123,502

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 48,595 $12.05 $585,569.75
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 5

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Eric Grossberg and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F5 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

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February 15, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 48,595 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 4

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 48,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass D Common Stock · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 12

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass D Common Stock · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 11

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,536

Underlying: Class A Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionCommon Units · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · derivative · entry 10

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,172,097

Underlying: Class D Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
OtherClass C Common Stock 12,536 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 3

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,172,097

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
SaleClass A Common Stock 12,536 $12.10 $151,685.60
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 2

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Beth Gerstein and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F3 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:09 UTC
Grossberg Eric ScottDirector · Executive Chairman · 10% owner
ConversionClass A Common Stock 12,536 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000043 · wf-form4_164506373201749.xml · nonDerivative · entry 1

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass D Common Stock · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 12

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F7 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass D Common Stock · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 11

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,536

Underlying: Class A Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

F7 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC ConversionCommon Units · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · derivative · entry 10

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,172,097

Underlying: Class D Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.

F6 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC OtherClass C Common Stock 12,536 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 3

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,172,097

F3 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC SaleClass A Common Stock 12,536 $12.10 $151,685.60
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 2

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports transactions by Just Rocks, Inc., the reporting person, effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Beth Gerstein and Eric Grossberg has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F2 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC ConversionClass A Common Stock 12,536 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000042 · wf-form4_164506371428600.xml · nonDerivative · entry 1

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass D Common Stock · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 12

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass D Common Stock · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 11

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,536

Underlying: Class A Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F8 · derivative.expiration_date: The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 12,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · derivative · entry 10

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,172,097

Underlying: Class D Common Stock · 12,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F7 · derivative.expiration_date: The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
OtherClass C Common Stock 12,536 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 3

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,172,097

F4 · kind: Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 12,536 $12.10 $151,685.60
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 2

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · kind: This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Eric Grossberg and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.

F3 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 02:08 UTC
Gerstein Beth TamaraDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 12,536 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000041 · wf-form4_164506369625438.xml · nonDerivative · entry 1

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Beth T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:54 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
GrantClass A Common Stock 87,719 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000034 · wf-form4_164401166661984.xml · nonDerivative · entry 1

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

F1 · shares: Grant of restricted stock unit award under the Issuer's 2021 Incentive Award Plan. The award will vest as to 25% of the restricted stock units initially subject to the award on February 15, 2023 and as to 1/16th of the restricted stock units initially subject to the award on each quarterly anniversary thereafter until the award is fully vested, subject to the reporting person's continuing to provide services to the Issuer or its subsidiaries through the applicable vesting date.

F1 · balance_after: Grant of restricted stock unit award under the Issuer's 2021 Incentive Award Plan. The award will vest as to 25% of the restricted stock units initially subject to the award on February 15, 2023 and as to 1/16th of the restricted stock units initially subject to the award on each quarterly anniversary thereafter until the award is fully vested, subject to the reporting person's continuing to provide services to the Issuer or its subsidiaries through the applicable vesting date.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:49 UTC
Kuo Jeffrey ChuenhongChief Financial Officer
GrantClass B Common Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000031 · wf-form4_164384935579142.xml · nonDerivative · entry 1

Kuo Jeffrey Chuenhong · CIK 0001881502 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,572

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:51 UTC
Bickley IanDirector
GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000032 · wf-form4_164384944840644.xml · nonDerivative · entry 1

Bickley Ian · CIK 0001632468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,545

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:46 UTC GrantClass B Common Stock 7,116 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000028 · wf-form4_164384915877987.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,729

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:48 UTC GrantClass B Common Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000030 · wf-form4_164384927795918.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,532

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:47 UTC GrantClass B Common Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001866757-22-000029 · wf-form4_164384920913941.xml · nonDerivative · entry 1

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,545

F1 · price: Reflects the acquisition for no consideration of Class B Common Stock in connection with the vesting of Common Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.