BRLT

SEC source: 0000899243-21-038126 · doc4.xml · nonDerivative · entry 2

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,149

F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.

SEC source: 0000899243-21-038126 · doc4.xml · nonDerivative · entry 1

KAPLAN BETH J · CIK 0001247154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

SEC source: 0000899243-21-038115 · doc4.xml · derivative · entry 3

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,215

Underlying: Class A Common Stock · 62 shares

Expires not disclosed

F2 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis. The Common Units have no expiration date.

F3 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F4 · derivative.exercise_date: A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 43 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on March 31, 2025.

F2 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis. The Common Units have no expiration date.

SEC source: 0000899243-21-038115 · doc4.xml · nonDerivative · entry 2

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,237

F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.

SEC source: 0000899243-21-038115 · doc4.xml · nonDerivative · entry 1

Harris Jennifer Noel · CIK 0001597649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0000899243-21-038125 · doc4.xml · derivative · entry 3

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,419

Underlying: Class A Common Stock · 25 shares

Expires not disclosed

F2 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.

F3 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F4 · derivative.exercise_date: A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 45 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on May 31, 2025.

F2 · derivative.expiration_date: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.

SEC source: 0000899243-21-038125 · doc4.xml · nonDerivative · entry 2

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690

F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.

SEC source: 0000899243-21-038125 · doc4.xml · nonDerivative · entry 1

Jaques Attica · CIK 0001848115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

SEC source: 0000899243-21-038130 · doc4.xml · derivative · entry 2

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,505,250

Underlying: Class D Common Stock · 727,613 shares

Expires not disclosed

F4 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.

F5 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F6 · derivative.exercise_date: The Common Units are fully vested.

F5 · derivative.expiration_date: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F3 · ownership.direct: Beth Gerstein and Eric Grossberg are the joint shareholders of Just Rocks, Inc. through various trusts for which they are the trustees and have voting and investment power over.

SEC source: 0000899243-21-038130 · doc4.xml · nonDerivative · entry 1

Just Rocks, Inc. · CIK 0001884140 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,505,250

F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.

F2 · shares: The Class C Common Stock will automatically convert into one share of Class B Common Stock upon the earlier of (1) the 10-year anniversary of the date of the closing of the Issuer's Initial Public Offering and (2) the date on which the Reporting Person ceases to hold at least 8% of the aggregate number of shares of all classes of the Issuer's Common Stock then outstanding.

F3 · ownership.direct: Beth Gerstein and Eric Grossberg are the joint shareholders of Just Rocks, Inc. through various trusts for which they are the trustees and have voting and investment power over.

SEC source: 0000899243-21-038129 · doc4.xml · derivative · entry 2

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,505,250

Underlying: Class D Common Stock · 727,613 shares

Expires not disclosed

F4 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.

F5 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F6 · derivative.exercise_date: The Common Units are fully vested.

F5 · derivative.expiration_date: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F3 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Best T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

SEC source: 0000899243-21-038129 · doc4.xml · nonDerivative · entry 1

Gerstein Beth Tamara · CIK 0001883883 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,505,250

F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.

F2 · shares: The Class C Common Stock will automatically convert into one share of Class B Common Stock upon the earlier of (1) the 10-year anniversary of the date of the closing of the Issuer's Initial Public Offering and (2) the date on which the Reporting Person ceases to hold at least 8% of the aggregate number of shares of all classes of the Issuer's Common Stock then outstanding.

F3 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns her shares of Just Rocks, Inc. through The Best T. Gerstein 2021 Annuity Trust, The Alexander M. Sutton 2021 Annuity Trust and The Sutton-Gerstein Family Trust, each of which Ms. Gerstein is the Trustee and has voting power and investment power over such shares.

SEC source: 0000899243-21-038120 · doc4.xml · derivative · entry 2

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,505,250

Underlying: Class D Common Stock · 727,613 shares

Expires not disclosed

F4 · derivative.exercise_price: The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date.

F5 · kind: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F6 · derivative.exercise_date: The Common Units are fully vested.

F5 · derivative.expiration_date: As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.

F3 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revaocable Trust, each of which Mr. Grossberg is the Trustee and has voting power and investment power over such shares.

SEC source: 0000899243-21-038120 · doc4.xml · nonDerivative · entry 1

Grossberg Eric Scott · CIK 0001884137 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,505,250

F1 · kind: Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.

F2 · shares: The Class C Common Stock will automatically convert into one share of Class B Common Stock upon the earlier of (1) the 10-year anniversary of the date of the closing of the Issuer's Initial Public Offering and (2) the date on which the Reporting Person ceases to hold at least 8% of the aggregate number of shares of all classes of the Issuer's Common Stock then outstanding.

F3 · ownership.nature: Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revaocable Trust, each of which Mr. Grossberg is the Trustee and has voting power and investment power over such shares.

SEC source: 0000899243-21-038117 · doc4.xml · derivative · entry 2

TURNER GAVIN · CIK 0001883427 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,965,771

Underlying: Class A Common Stock · 469,824 shares

Expires not disclosed

F5 · derivative.exercise_price: LLC Units (together with one share of Class B common stock for every LLC Unit) are exchangeable for one share of the Issuer's Class A common stock. LLC Units do not expire.

F1 · kind: On September 27, 2021, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock to redeem common units of Brilliant Earth LLC (the "LLC Units"), at a price of $11.22 per LLC Unit (the "Redemption"). One share of the Issuer's Class B common stock for every LLC Unit redeemed was forfeited and canceled for no consideration in connection with the Redemption.

F2 · shares: Consists of (i) 458,769 shares of Class B common stock forfeited by Mainsail Partners III, L.P. ("MP III"), (ii) 912 shares of Class B common stock forfeited by Mainsail Incentive Program, LLC ("MIP"), and (iii) 10,143 shares of Class B common stock forfeited by Mainsail Co-Investors III, L.P. ("MCOI"), in each case, in connection with the Redemption.

F5 · derivative.exercise_date: LLC Units (together with one share of Class B common stock for every LLC Unit) are exchangeable for one share of the Issuer's Class A common stock. LLC Units do not expire.

F5 · derivative.expiration_date: LLC Units (together with one share of Class B common stock for every LLC Unit) are exchangeable for one share of the Issuer's Class A common stock. LLC Units do not expire.

F3 · balance_after: Consists of (i) 31,213,636 shares of Class B common stock (and associated LLC Units) held by Mainsail Partners III, L.P. ("MP III"), (ii) 62,051 shares of Class B common stock (and associated LLC Units) held by Mainsail Incentive Program, LLC ("MIP"), and (iii) 690,084 shares of Class B common stock (and associated LLC Units) held by Mainsail Co-Investors III, L.P. ("MCOI").

F4 · ownership.nature: Mainsail GP III, LLC ("GP III") is the general partner of MP III. MCOI is a co-investment vehicle that invests alongside MP III. GP III is the general partner of MCOI. A three member investment committee of GP III acts by a majority vote, with the reporting person possessing a veto right, with respect to the voting and dispositive power of the securities held by MP III and MCOI. Mainsail Management Company, LLC ("MMC") is the managing member of MIP and the reporting is sole Manager of MMC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.

SEC source: 0000899243-21-038117 · doc4.xml · nonDerivative · entry 1

TURNER GAVIN · CIK 0001883427 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,965,771

F1 · kind: On September 27, 2021, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock to redeem common units of Brilliant Earth LLC (the "LLC Units"), at a price of $11.22 per LLC Unit (the "Redemption"). One share of the Issuer's Class B common stock for every LLC Unit redeemed was forfeited and canceled for no consideration in connection with the Redemption.

F2 · shares: Consists of (i) 458,769 shares of Class B common stock forfeited by Mainsail Partners III, L.P. ("MP III"), (ii) 912 shares of Class B common stock forfeited by Mainsail Incentive Program, LLC ("MIP"), and (iii) 10,143 shares of Class B common stock forfeited by Mainsail Co-Investors III, L.P. ("MCOI"), in each case, in connection with the Redemption.

F1 · price: On September 27, 2021, the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Class A common stock to redeem common units of Brilliant Earth LLC (the "LLC Units"), at a price of $11.22 per LLC Unit (the "Redemption"). One share of the Issuer's Class B common stock for every LLC Unit redeemed was forfeited and canceled for no consideration in connection with the Redemption.

F3 · balance_after: Consists of (i) 31,213,636 shares of Class B common stock (and associated LLC Units) held by Mainsail Partners III, L.P. ("MP III"), (ii) 62,051 shares of Class B common stock (and associated LLC Units) held by Mainsail Incentive Program, LLC ("MIP"), and (iii) 690,084 shares of Class B common stock (and associated LLC Units) held by Mainsail Co-Investors III, L.P. ("MCOI").

F4 · ownership.nature: Mainsail GP III, LLC ("GP III") is the general partner of MP III. MCOI is a co-investment vehicle that invests alongside MP III. GP III is the general partner of MCOI. A three member investment committee of GP III acts by a majority vote, with the reporting person possessing a veto right, with respect to the voting and dispositive power of the securities held by MP III and MCOI. Mainsail Management Company, LLC ("MMC") is the managing member of MIP and the reporting is sole Manager of MMC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.