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Nasdaq · USD

BRKR

BRUKER CORP

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3609
SEC CIK
0001109354
Parsed reports
315

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202605
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2020 Filed Aug 10, 2020 18:08 UTC
Herman Gerald NVice President, CFO
GrantStock Option (Right to Buy) · Derivative 13,599 $0.00 Strike: $43.50 $0.00
Disclosure

SEC source: 0001179110-20-008824 · edgar.xml · derivative · entry 2

Herman Gerald N · CIK 0001327294 · Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,599

Underlying: Common Stock · 13,599 shares

Expires 2030-08-06

F2 · derivative.exercise_date: The option vests in four approximately equal annual installments on the anniversary of the grant date, commencing August 6, 2021.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 18:08 UTC
Herman Gerald NVice President, CFO
GrantCommon Stock 12,069 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008824 · edgar.xml · nonDerivative · entry 1

Herman Gerald N · CIK 0001327294 · Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,332

F1 · shares: Shares are represented by restricted stock units. Shares of restricted common stock vest in four approximately equal annual installments on the anniversary of the grant date, commencing August 6, 2021.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 18:08 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
GrantStock Option (Right to Buy) · Derivative 58,867 $0.00 Strike: $47.85 $0.00
Disclosure

SEC source: 0001179110-20-008822 · edgar.xml · derivative · entry 8

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,867

Underlying: Common Stock · 58,867 shares

Expires 2025-08-06

F3 · derivative.exercise_date: The option vests in four approximately equal annual installments on the anniversary of the grant date, commencing August 6, 2021.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 18:08 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
GrantCommon Stock 52,248 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008822 · edgar.xml · nonDerivative · entry 1

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,120,873

F1 · shares: Shares are represented by restricted stock units. Shares of restricted common stock vest in four approximately equal annual installments on the anniversary of the grant date, commencing August 6, 2021.

Read SEC document
June 22, 2020 Filed Jun 22, 2020 21:53 UTC SaleCommon Stock 1,800 $40.57 $73,026.00
Disclosure

SEC source: 0001179110-20-007686 · edgar.xml · nonDerivative · entry 1

Friend Cynthia M · CIK 0001675108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,857

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.35 to $40.79, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:50 UTC SaleCommon Stock 1,000 $39.06 $39,064.00
Disclosure

SEC source: 0001179110-20-005867 · edgar.xml · nonDerivative · entry 1

Friend Cynthia M · CIK 0001675108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,657

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $39.12, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:50 UTC Exercise / conversionStock Option (Right to Purchase) · Derivative 10,000 $0.00 Strike: $24.00 $0.00
Disclosure

SEC source: 0001179110-20-005866 · edgar.xml · derivative · entry 7

Martin Gilles Gerard Jean · CIK 0001597047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:50 UTC Exercise / conversionStock Option (Right to Purchase) · Derivative 10,000 $0.00 Strike: $19.12 $0.00
Disclosure

SEC source: 0001179110-20-005866 · edgar.xml · derivative · entry 6

Martin Gilles Gerard Jean · CIK 0001597047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:50 UTC Exercise / conversionStock Option (Right to Purchase) · Derivative 10,000 $0.00 Strike: $21.74 $0.00
Disclosure

SEC source: 0001179110-20-005866 · edgar.xml · derivative · entry 5

Martin Gilles Gerard Jean · CIK 0001597047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:50 UTC SaleCommon Stock 30,000 $38.83 $1,164,951.00
Disclosure

SEC source: 0001179110-20-005866 · edgar.xml · nonDerivative · entry 4

Martin Gilles Gerard Jean · CIK 0001597047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.31 to $39.25, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:50 UTC Exercise / conversionCommon Stock 10,000 $24.00 $240,000.00
Disclosure

SEC source: 0001179110-20-005866 · edgar.xml · nonDerivative · entry 3

Martin Gilles Gerard Jean · CIK 0001597047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:50 UTC Exercise / conversionCommon Stock 10,000 $19.12 $191,200.00
Disclosure

SEC source: 0001179110-20-005866 · edgar.xml · nonDerivative · entry 2

Martin Gilles Gerard Jean · CIK 0001597047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:50 UTC Exercise / conversionCommon Stock 10,000 $21.74 $217,400.00
Disclosure

SEC source: 0001179110-20-005866 · edgar.xml · nonDerivative · entry 1

Martin Gilles Gerard Jean · CIK 0001597047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 18:49 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
PurchaseCommon Stock 2,500 $39.11 $97,775.00
Disclosure

SEC source: 0001179110-20-005865 · edgar.xml · nonDerivative · entry 1

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,068,625

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.71 to $39.37, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 22:46 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
Exercise / conversionStock option - right to purchase · Derivative 25,000 $0.00 Strike: $24.41 $0.00
Disclosure

SEC source: 0001179110-20-004125 · edgar.xml · derivative · entry 8

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four approximately equal annual installments on October 4, 2017, 2018, 2019 and 2020.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 22:46 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
Exercise / conversionCommon Stock 25,000 $24.41 $610,225.00
Disclosure

SEC source: 0001179110-20-004125 · edgar.xml · nonDerivative · entry 1

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,066,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:48 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000350 · edgar.xml · nonDerivative · entry 1

Kastner Marc A · CIK 0001570183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,080

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:50 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000356 · edgar.xml · nonDerivative · entry 1

ROSENTHAL BOB · CIK 0001203911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:49 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000355 · edgar.xml · nonDerivative · entry 1

Requardt Hermann Fritz · CIK 0001651105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:49 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000354 · edgar.xml · nonDerivative · entry 1

Perkins Adelene Q · CIK 0001375124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,836

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:49 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000353 · edgar.xml · nonDerivative · entry 1

PACKER RICHARD A · CIK 0001237765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,764.018

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:48 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000351 · edgar.xml · nonDerivative · entry 1

LINTON WILLIAM A · CIK 0001243154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,407

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:49 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000352 · edgar.xml · nonDerivative · entry 1

ORNELL JOHN A · CIK 0001186875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:48 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000348 · edgar.xml · nonDerivative · entry 1

Friend Cynthia M · CIK 0001675108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 16:48 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000349 · edgar.xml · nonDerivative · entry 1

Martin Gilles Gerard Jean · CIK 0001597047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

F1 · shares: Shares are represented by restricted stock units. Shares of common stock vest in one installment on January 6, 2021.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:26 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
GiftCommon Stock 48,908 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012882 · edgar.xml · nonDerivative · entry 2

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,041,125

F2 · kind: The reported transaction involved a gift transfer to reporting person as custodian for minor son under Uniform Trust for Minors Act.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:26 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
GrantCommon Stock 12,631 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012882 · edgar.xml · nonDerivative · entry 1

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,090,033

F1 · shares: Shares are represented by restricted stock units. Shares of restricted common stock vest in four approximately equal annual installments on the anniversary of the grant date commencing December 16, 2020.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:27 UTC Exercise / conversionStock Option (Right to Purchase) · Derivative 6,000 $0.00 Strike: $12.77 $0.00
Disclosure

SEC source: 0001179110-19-012883 · edgar.xml · derivative · entry 7

PACKER RICHARD A · CIK 0001237765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:27 UTC Exercise / conversionStock Option (Right to Purchase) · Derivative 6,000 $0.00 Strike: $16.09 $0.00
Disclosure

SEC source: 0001179110-19-012883 · edgar.xml · derivative · entry 6

PACKER RICHARD A · CIK 0001237765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2021-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:27 UTC Exercise / conversionStock Option (Right to Purchase) · Derivative 6,000 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-012883 · edgar.xml · derivative · entry 5

PACKER RICHARD A · CIK 0001237765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2020-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:27 UTC SaleCommon Stock 18,000 $49.18 $885,198.60
Disclosure

SEC source: 0001179110-19-012883 · edgar.xml · nonDerivative · entry 4

PACKER RICHARD A · CIK 0001237765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,292.018

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.78 to $49.38, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:27 UTC Exercise / conversionCommon Stock 6,000 $12.77 $76,620.00
Disclosure

SEC source: 0001179110-19-012883 · edgar.xml · nonDerivative · entry 3

PACKER RICHARD A · CIK 0001237765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,292.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:27 UTC Exercise / conversionCommon Stock 6,000 $16.09 $96,540.00
Disclosure

SEC source: 0001179110-19-012883 · edgar.xml · nonDerivative · entry 2

PACKER RICHARD A · CIK 0001237765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,292.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 18:27 UTC Exercise / conversionCommon Stock 6,000 $12.48 $74,880.00
Disclosure

SEC source: 0001179110-19-012883 · edgar.xml · nonDerivative · entry 1

PACKER RICHARD A · CIK 0001237765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,292.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 19:12 UTC Exercise / conversionStock Option (Right to Purchase) · Derivative 6,000 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-011740 · edgar.xml · derivative · entry 2

LINTON WILLIAM A · CIK 0001243154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2020-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in three approximately equal annual installments beginning on 01/05/2011.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 19:12 UTC Exercise / conversionCommon Stock 6,000 $12.48 $74,880.00
Disclosure

SEC source: 0001179110-19-011740 · edgar.xml · nonDerivative · entry 1

LINTON WILLIAM A · CIK 0001243154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 19:20 UTC SaleCommon Stock 3,203 $47.39 $151,775.76
Disclosure

SEC source: 0001179110-19-011514 · edgar.xml · nonDerivative · entry 1

Kastner Marc A · CIK 0001570183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.225 to $47.71, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 18:20 UTC
Munch MarkExec VP&Pres Bruker Nano Inc.
Tax withholdingCommon Stock 2,291 $44.27 $101,422.57
Disclosure

SEC source: 0001179110-19-010872 · edgar.xml · nonDerivative · entry 1

Munch Mark · CIK 0001544635 · Exec VP&Pres Bruker Nano Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,713

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:30 UTC
Munch MarkExec VP&Pres Bruker Nano Inc.
Exercise / conversionStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $19.82 $0.00
Disclosure

SEC source: 0001179110-19-010410 · edgar.xml · derivative · entry 7

Munch Mark · CIK 0001544635 · Exec VP&Pres Bruker Nano Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2025-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four approximately equal annual installments on August 7, 2016, 2017, 2018 and 2019.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:30 UTC
Munch MarkExec VP&Pres Bruker Nano Inc.
Exercise / conversionStock Option (Right to Buy) · Derivative 16,144 $0.00 Strike: $20.68 $0.00
Disclosure

SEC source: 0001179110-19-010410 · edgar.xml · derivative · entry 6

Munch Mark · CIK 0001544635 · Exec VP&Pres Bruker Nano Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,144 shares

Expires 2024-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four approximately equal annual installments on August 8, 2015, 2016, 2017 and 2018.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:30 UTC
Munch MarkExec VP&Pres Bruker Nano Inc.
Exercise / conversionStock Option (Right to Buy) · Derivative 15,059 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0001179110-19-010410 · edgar.xml · derivative · entry 5

Munch Mark · CIK 0001544635 · Exec VP&Pres Bruker Nano Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,059 shares

Expires 2023-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four approximately equal annual installments on August 30, 2014, 2015, 2016 and 2017.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:30 UTC
Munch MarkExec VP&Pres Bruker Nano Inc.
SaleCommon Stock 47,203 $42.87 $2,023,366.04
Disclosure

SEC source: 0001179110-19-010410 · edgar.xml · nonDerivative · entry 4

Munch Mark · CIK 0001544635 · Exec VP&Pres Bruker Nano Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,004

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.74 to $43.045, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:30 UTC
Munch MarkExec VP&Pres Bruker Nano Inc.
Exercise / conversionCommon Stock 16,000 $19.82 $317,120.00
Disclosure

SEC source: 0001179110-19-010410 · edgar.xml · nonDerivative · entry 3

Munch Mark · CIK 0001544635 · Exec VP&Pres Bruker Nano Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:30 UTC
Munch MarkExec VP&Pres Bruker Nano Inc.
Exercise / conversionCommon Stock 16,144 $20.68 $333,857.92
Disclosure

SEC source: 0001179110-19-010410 · edgar.xml · nonDerivative · entry 2

Munch Mark · CIK 0001544635 · Exec VP&Pres Bruker Nano Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 16, 2019 Filed Sep 17, 2019 20:30 UTC
Munch MarkExec VP&Pres Bruker Nano Inc.
Exercise / conversionCommon Stock 15,059 $20.04 $301,782.36
Disclosure

SEC source: 0001179110-19-010410 · edgar.xml · nonDerivative · entry 1

Munch Mark · CIK 0001544635 · Exec VP&Pres Bruker Nano Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2019 Filed Sep 12, 2019 17:36 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
Exercise / conversionStock option - right to purchase · Derivative 34,774 $0.00 Strike: $21.80 $0.00
Disclosure

SEC source: 0001179110-19-010279 · edgar.xml · derivative · entry 8

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,774 shares

Expires 2020-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four approximately equal annual installments on August 7, 2016, 2017, 2018 and 2019.

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September 11, 2019 Filed Sep 12, 2019 17:36 UTC
LAUKIEN FRANK HDirector · CEO, President · 10% owner
Exercise / conversionCommon Stock 34,774 $21.80 $758,073.20
Disclosure

SEC source: 0001179110-19-010279 · edgar.xml · nonDerivative · entry 1

LAUKIEN FRANK H · CIK 0001133649 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,077,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 05, 2019 Filed Sep 9, 2019 20:58 UTC
Prause BurkhardPres. & CEO, Bruker EST
SaleCommon Stock 15,702 $42.96 $674,557.92
Disclosure

SEC source: 0001179110-19-010188 · edgar.xml · nonDerivative · entry 1

Prause Burkhard · CIK 0001544726 · Pres. & CEO, Bruker EST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338

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September 05, 2019 Filed Sep 16, 2019 19:58 UTC Amendment
Prause BurkhardPres. & CEO, Bruker EST
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $22.19 $0.00
Disclosure

SEC source: 0001179110-19-010357 · edgar.xml · derivative · entry 7

Prause Burkhard · CIK 0001544726 · Pres. & CEO, Bruker EST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2026-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The original Form 4 omitted the cash exercise of the three options for a total of 15,702 shares of common stock and therefore also reported an incorrect number of total shares owned in Column 5 of the line item disclosing the sale transaction.

F4 · derivative.exercise_date: The option vested partially in two annual installments on October 4, 2017 and 2018 with two installments remaining to vest on October 4, 2019 and 2020.

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September 05, 2019 Filed Sep 16, 2019 19:58 UTC Amendment
Prause BurkhardPres. & CEO, Bruker EST
Exercise / conversionStock Option (Right to Buy) · Derivative 9,984 $0.00 Strike: $19.82 $0.00
Disclosure

SEC source: 0001179110-19-010357 · edgar.xml · derivative · entry 6

Prause Burkhard · CIK 0001544726 · Pres. & CEO, Bruker EST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,984 shares

Expires 2025-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The original Form 4 omitted the cash exercise of the three options for a total of 15,702 shares of common stock and therefore also reported an incorrect number of total shares owned in Column 5 of the line item disclosing the sale transaction.

F3 · derivative.exercise_date: The option vested in four approximately equal annual installments on August 7, 2016, 2017, 2018 and 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.