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BOX

BOX INC

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3932
SEC CIK
0001372612
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202601
Mar 202604
Apr 202604
May 202605
Jun 202607
Jul 202603
Aug 202602
Sep 202603
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2023 Filed Nov 13, 2023 22:51 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $25.30 $328,848.00
Disclosure

SEC source: 0001209191-23-055057 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,464,437

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.15 to $25.435 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 22:04 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $25.46 $330,993.00
Disclosure

SEC source: 0001209191-23-052713 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,477,437

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.27 to $25.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 21:40 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
SaleClass A Common Stock 5,000 $25.39 $126,930.00
Disclosure

SEC source: 0001209191-23-052558 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,290

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.34 to $25.415 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 01:43 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
Tax withholdingClass A Common Stock 3,391 $24.50 $83,079.50
Disclosure

SEC source: 0001209191-23-050340 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,290

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 369 shares acquired on September 15, 2023 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
September 20, 2023 Filed Sep 21, 2023 21:33 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 13,173 $24.50 $322,738.50
Disclosure

SEC source: 0001209191-23-050336 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529,133

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 01:37 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 16,736 $24.50 $410,032.00
Disclosure

SEC source: 0001209191-23-050338 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,490,437

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 8 shares acquired on September 15, 2023 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 22:06 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $25.88 $336,479.00
Disclosure

SEC source: 0001209191-23-049343 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,507,165

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.74 to $26.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 22:04 UTC
Levie AaronDirector · Chief Executive Officer
SaleClass A Common Stock 10,000 $25.70 $257,030.00
Disclosure

SEC source: 0001209191-23-049341 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,068,653

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 30, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.48 to $26.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:42 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $30.65 $398,398.00
Disclosure

SEC source: 0001209191-23-045686 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,520,165

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $30.385 to $30.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 21:55 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
SaleClass A Common Stock 3,000 $28.72 $86,172.00
Disclosure

SEC source: 0001209191-23-042108 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,312

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $28.67 to $28.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 21:51 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $28.39 $369,005.00
Disclosure

SEC source: 0001209191-23-042106 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,533,165

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $28.15 to $28.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 21:08 UTC
Smith Dylan CChief Financial Officer
GiftClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041818 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,546,165

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 22:21 UTC
Levie AaronDirector · Chief Executive Officer
SaleClass A Common Stock 10,000 $29.20 $291,980.00
Disclosure

SEC source: 0001209191-23-040379 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,078,653

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 30, 2023.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $29.00 to $29.375 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by Restricted Stock Units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:13 UTC
Walia AmitDirector
GrantClass A Common Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040194 · doc4.xml · nonDerivative · entry 1

Walia Amit · CIK 0001879089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,201

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:10 UTC GrantClass A Common Stock 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040189 · doc4.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,491

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:10 UTC GrantClass A Common Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040189 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,965

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:12 UTC GrantClass A Common Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040192 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,940

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:11 UTC
EVAN DANA LDirector
GrantClass A Common Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040191 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,535

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:11 UTC
LAZAR JACK RDirector
GrantClass A Common Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040190 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,607

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 21:14 UTC GrantClass A Common Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040196 · doc4.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,197

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 20:09 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
Tax withholdingClass A Common Stock 3,391 $29.84 $101,187.44
Disclosure

SEC source: 0001209191-23-039032 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,312

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 16:10 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 13,171 $29.84 $393,022.64
Disclosure

SEC source: 0001209191-23-039033 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,306

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 20:10 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 16,735 $29.84 $499,372.40
Disclosure

SEC source: 0001209191-23-039034 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576,165

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Restricted Stock Units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

F3 · balance_after: Reflects the conversion of 85,000 shares from indirect holdings to direct holdings following a distribution to the Reporting Person from the DCS GRAT of 2014.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 21:07 UTC
LAZAR JACK RDirector
SaleCommon Stock 5,000 $29.95 $149,750.00
Disclosure

SEC source: 0001209191-23-038487 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,555

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 29, 2022.

F2 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 21:58 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $28.96 $376,454.00
Disclosure

SEC source: 0001209191-23-036460 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507,900

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 30, 2022.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $28.84 to $29.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
May 10, 2023 Filed May 12, 2023 21:10 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $27.29 $354,718.00
Disclosure

SEC source: 0001209191-23-029121 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,520,900

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 30, 2022.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $27.16 to $27.57 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 21:37 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $26.49 $344,422.00
Disclosure

SEC source: 0001209191-23-024128 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,533,900

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 30, 2022.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.38 to $26.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 21:52 UTC
LAZAR JACK RDirector
SaleClass A Common Stock 5,000 $26.95 $134,750.00
Disclosure

SEC source: 0001209191-23-023840 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,555

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 29, 2022.

F2 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 18:58 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 11,757 $26.33 $309,561.81
Disclosure

SEC source: 0001209191-23-022981 · doc4.xml · nonDerivative · entry 4

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,477

F5 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Performance-Based Stock Units ("PSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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April 04, 2023 Filed Apr 4, 2023 23:00 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 14,423 $26.33 $379,757.59
Disclosure

SEC source: 0001209191-23-022986 · doc4.xml · nonDerivative · entry 4

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,546,900

F5 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of Performance-Based Stock Units ("PSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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April 03, 2023 Filed Apr 4, 2023 23:03 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022994 · doc4.xml · nonDerivative · entry 4

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,703

F5 · shares: Represents RSUs that shall vest quarterly over four years, subject to the Reporting Person's continuous service through each vesting date.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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April 03, 2023 Filed Apr 4, 2023 23:03 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
GrantClass A Common Stock 544 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022994 · doc4.xml · nonDerivative · entry 3

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,703

F4 · shares: Represents RSUs that shall vest quarterly over one year, subject to the Reporting Person's continuous service through each vesting date.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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April 03, 2023 Filed Apr 4, 2023 18:58 UTC
Carullo StephanieChief Operating Officer
GrantClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022981 · doc4.xml · nonDerivative · entry 3

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 567,234

F4 · shares: Represents RSUs that shall vest quarterly over four years, subject to the Reporting Person's continuous service through each vesting date.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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April 03, 2023 Filed Apr 4, 2023 23:00 UTC
Smith Dylan CChief Financial Officer
GrantClass A Common Stock 82,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022986 · doc4.xml · nonDerivative · entry 3

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,561,323

F4 · shares: Represents RSUs that shall vest quarterly over four years, subject to the Reporting Person's continuous service through each vesting date.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 31, 2023 Filed Apr 4, 2023 23:03 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
Tax withholdingClass A Common Stock 1,394 $25.99 $36,230.06
Disclosure

SEC source: 0001209191-23-022994 · doc4.xml · nonDerivative · entry 2

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,159

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 31, 2023 Filed Apr 4, 2023 23:03 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
GrantClass A Common Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022994 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,553

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's Fiscal Year 2023 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 31, 2023 Filed Apr 4, 2023 18:58 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 1,232 $25.99 $32,019.68
Disclosure

SEC source: 0001209191-23-022981 · doc4.xml · nonDerivative · entry 2

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,234

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 31, 2023 Filed Apr 4, 2023 18:58 UTC
Carullo StephanieChief Operating Officer
GrantClass A Common Stock 3,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022981 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,466

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's Fiscal Year 2023 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 31, 2023 Filed Apr 4, 2023 23:01 UTC
Levie AaronDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 667 $25.99 $17,335.33
Disclosure

SEC source: 0001209191-23-022990 · doc4.xml · nonDerivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,088,653

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 31, 2023 Filed Apr 4, 2023 23:01 UTC
Levie AaronDirector · Chief Executive Officer
GrantClass A Common Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022990 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,089,320

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's Fiscal Year 2023 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 31, 2023 Filed Apr 4, 2023 23:00 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 1,851 $25.99 $48,107.49
Disclosure

SEC source: 0001209191-23-022986 · doc4.xml · nonDerivative · entry 2

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,478,823

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 31, 2023 Filed Apr 4, 2023 23:00 UTC
Smith Dylan CChief Financial Officer
GrantClass A Common Stock 3,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022986 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480,674

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's Fiscal Year 2023 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 22, 2023 Filed Mar 22, 2023 19:32 UTC
Carullo StephanieChief Operating Officer
GrantClass A Common Stock 79,335 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020648 · doc4.xml · nonDerivative · entry 2

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,904

F3 · shares: This award represents the achievement of performance criteria under performance-based restricted stock units ("PSUs") granted on April 4, 2022. One-third of these PSUs shall vest on April 4, 2023 and the remaining two-thirds shall vest annually thereafter for the next two years, subject to the Reporting Person's continuous service through each vesting date.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 22, 2023 Filed Mar 22, 2023 23:28 UTC
Smith Dylan CChief Financial Officer
GrantClass A Common Stock 87,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020638 · doc4.xml · nonDerivative · entry 2

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476,942

F4 · shares: This award represents the achievement of performance criteria under performance-based restricted stock units ("PSUs") granted on April 4, 2022. One-third of these PSUs shall vest on April 4, 2023 and the remaining two-thirds shall vest annually thereafter for the next two years, subject to the Reporting Person's continuous service through each vesting date.

F3 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 20, 2023 Filed Mar 22, 2023 23:34 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
Tax withholdingClass A Common Stock 3,175 $25.61 $81,311.75
Disclosure

SEC source: 0001209191-23-020651 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,523

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 370 shares acquired on March 15, 2023 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 20, 2023 Filed Mar 22, 2023 19:32 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 7,741 $25.61 $198,247.01
Disclosure

SEC source: 0001209191-23-020648 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,569

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 20, 2023 Filed Mar 22, 2023 23:28 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 14,179 $25.61 $363,124.19
Disclosure

SEC source: 0001209191-23-020638 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389,674

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 949 shares acquired on March 15, 2023 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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March 10, 2023 Filed Mar 14, 2023 22:22 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $26.09 $339,209.00
Disclosure

SEC source: 0001209191-23-018618 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402,904

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 30, 2022.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.75 to $26.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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February 10, 2023 Filed Feb 14, 2023 22:18 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 13,000 $33.79 $439,244.00
Disclosure

SEC source: 0001209191-23-009252 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,904

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 30, 2022.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $33.64 to $34.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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January 30, 2023 Filed Feb 1, 2023 22:47 UTC
Smith Dylan CChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 140,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-23-005968 · doc4.xml · derivative · entry 3

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 140,000 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 02/01/2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.