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BOX

BOX INC

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3932
SEC CIK
0001372612
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202601
Mar 202604
Apr 202604
May 202605
Jun 202607
Jul 202603
Aug 202602
Sep 202603
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2017 Filed May 9, 2017 20:29 UTC OtherClass A Common Stock 84,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 12

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F17 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F17 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC OtherClass A Common Stock 84,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 11

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 84,363

F15 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX.

F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members

F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC OtherClass A Common Stock 370,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 10

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F14 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F14 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC OtherClass A Common Stock 370,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 9

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 370,562

F12 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F12 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC OtherClass A Common Stock 12,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 8

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners IX

Disclosed balance after: 0

F11 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.

F11 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC ConversionClass A Common Stock 12,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 7

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners IX

Disclosed balance after: 12,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F10 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC OtherClass A Common Stock 466,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 6

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund IX

Disclosed balance after: 0

F9 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members

F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC ConversionClass A Common Stock 466,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 5

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund IX

Disclosed balance after: 466,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F8 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC OtherClass A Common Stock 33,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 4

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners VIII

Disclosed balance after: 0

F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.

F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC ConversionClass A Common Stock 33,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 3

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners VIII

Disclosed balance after: 33,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F6 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC OtherClass A Common Stock 1,490,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 2

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund VIII

Disclosed balance after: 0

F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.

F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC ConversionClass A Common Stock 1,490,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031108 · doc4.xml · nonDerivative · entry 1

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund VIII

Disclosed balance after: 1,490,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 05, 2017 Filed May 10, 2017 00:31 UTC
Stein JoshDirector
OtherClass A Common Stock 5,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031116 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 140,097

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
May 05, 2017 Filed May 10, 2017 00:31 UTC
Stein JoshDirector
OtherClass A Common Stock 17,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031116 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 134,612

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
May 05, 2017 Filed May 10, 2017 00:31 UTC
Stein JoshDirector
OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031116 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,894

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 20:24 UTC
LEVIN DANIEL JDirector · President & COO
ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027460 · doc4.xml · derivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,278,600

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 20:24 UTC
LEVIN DANIEL JDirector · President & COO
SaleClass A Common Stock 40,000 $16.96 $678,240.00
Disclosure

SEC source: 0001209191-17-027460 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2016.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $16.81 to $17.035 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 20:24 UTC
LEVIN DANIEL JDirector · President & COO
ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027460 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 09, 2017 Filed Apr 12, 2017 01:26 UTC
LEVIN DANIEL JDirector · President & COO
GrantPerformance-based Employee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-17-026620 · doc4.xml · derivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2027-04-09

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have maintained a level that is 25% higher than the options' exercise price (rounded down to the nearest whole penny) for a period of 30 consecutive trading days. If the performance condition in clause (b) is not met prior to the fourth anniversary of the grant date, no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to the fourth anniversary of the grant date in order for it to be satisfied.

Read SEC document
April 09, 2017 Filed Apr 12, 2017 01:26 UTC
LEVIN DANIEL JDirector · President & COO
GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-17-026620 · doc4.xml · derivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2027-04-09

F1 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 09, 2017 Filed Apr 12, 2017 01:30 UTC
McGoff Peter MSVP, Gen. Counsel & Secretary
GrantClass A Common Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026622 · doc4.xml · nonDerivative · entry 1

McGoff Peter M · CIK 0001606414 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,023

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 1/4 of the RSUs will vest on March 20, 2018. The remaining RSUs will vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

F3 · balance_after: Includes 12,500 RSUs that represent contingent rights to receive 12,500 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · balance_after: Includes 201,250 RSUs that represent contingent rights to receive 201,250 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
April 09, 2017 Filed Apr 12, 2017 01:27 UTC
Smith Dylan CDirector · Chief Financial Officer · 10% owner
GrantPerformance-based Employee Stock Option (right to buy) · Derivative 225,000 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-17-026621 · doc4.xml · derivative · entry 2

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 225,000 shares

Expires 2027-04-09

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have maintained a level that is 25% higher than the options' exercise price (rounded down to the nearest whole penny) for a period of 30 consecutive trading days. If the performance condition in clause (b) is not met prior to the fourth anniversary of the grant date, no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to the fourth anniversary of the grant date in order for it to be satisfied.

Read SEC document
April 09, 2017 Filed Apr 12, 2017 01:27 UTC
Smith Dylan CDirector · Chief Financial Officer · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 225,000 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-17-026621 · doc4.xml · derivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 225,000 shares

Expires 2027-04-09

F1 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 20:05 UTC
LEVIN DANIEL JDirector · President & COO
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026068 · doc4.xml · derivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,318,600

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 20:05 UTC
LEVIN DANIEL JDirector · President & COO
SaleClass A Common Stock 20,000 $17.00 $340,000.00
Disclosure

SEC source: 0001209191-17-026068 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2016.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 20:05 UTC
LEVIN DANIEL JDirector · President & COO
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026068 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass B Common Stock · Derivative 12,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · derivative · entry 16

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,007,108

Underlying: Class A Common Stock · 12,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F19 · ownership.nature: 1,490,740 of these shares are owned directly by DALP, 2,746,336 of these shares are owned directly by Fund IX, 8,942,569 of these shares are owned directly by Fund VIII, 75,776 of these shares are owned directly by Partners IX, 198,722 of these shares are owned directly by Partners VIII, 1,390,544 of these shares are owned directly by Growth Fund, and 112,421 of these shares are owned directly by Growth Partners.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass B Common Stock · Derivative 466,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · derivative · entry 15

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,019,738

Underlying: Class A Common Stock · 466,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F19 · ownership.nature: 1,490,740 of these shares are owned directly by DALP, 2,746,336 of these shares are owned directly by Fund IX, 8,942,569 of these shares are owned directly by Fund VIII, 75,776 of these shares are owned directly by Partners IX, 198,722 of these shares are owned directly by Partners VIII, 1,390,544 of these shares are owned directly by Growth Fund, and 112,421 of these shares are owned directly by Growth Partners.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass B Common Stock · Derivative 33,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · derivative · entry 14

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,485,794

Underlying: Class A Common Stock · 33,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F19 · ownership.nature: 1,490,740 of these shares are owned directly by DALP, 2,746,336 of these shares are owned directly by Fund IX, 8,942,569 of these shares are owned directly by Fund VIII, 75,776 of these shares are owned directly by Partners IX, 198,722 of these shares are owned directly by Partners VIII, 1,390,544 of these shares are owned directly by Growth Fund, and 112,421 of these shares are owned directly by Growth Partners.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass B Common Stock · Derivative 1,490,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · derivative · entry 13

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,518,915

Underlying: Class A Common Stock · 1,490,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
OtherClass A Common Stock 111,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 12

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F17 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F17 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
OtherClass A Common Stock 111,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 11

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 111,385

F15 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX.

F15 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX.

F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
OtherClass A Common Stock 369,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 10

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F14 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F14 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
OtherClass A Common Stock 369,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 9

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 369,597

F12 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F12 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
OtherClass A Common Stock 12,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 8

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners IX

Disclosed balance after: 0

F11 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.

F11 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass A Common Stock 12,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 7

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners IX

Disclosed balance after: 12,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F10 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
OtherClass A Common Stock 466,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 6

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund IX

Disclosed balance after: 0

F9 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members.

F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass A Common Stock 466,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 5

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund IX

Disclosed balance after: 466,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F8 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
OtherClass A Common Stock 33,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 4

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners VIII

Disclosed balance after: 0

F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.

F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass A Common Stock 33,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 3

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners VIII

Disclosed balance after: 33,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F6 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
OtherClass A Common Stock 1,490,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 2

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund VIII

Disclosed balance after: 0

F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.

F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:18 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass A Common Stock 1,490,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026247 · doc4.xml · nonDerivative · entry 1

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

Jurvetson Stephen T · CIK 0001314917 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund VIII

Disclosed balance after: 1,490,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:19 UTC ConversionClass B Common Stock · Derivative 12,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026249 · doc4.xml · derivative · entry 16

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,007,108

Underlying: Class A Common Stock · 12,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F19 · ownership.nature: 1,490,740 of these shares are owned directly by DALP, 2,746,336 of these shares are owned directly by Fund IX, 8,942,569 of these shares are owned directly by Fund VIII, 75,776 of these shares are owned directly by Partners IX, 198,722 of these shares are owned directly by Partners VIII, 1,390,544 of these shares are owned directly by Growth Fund, and 112,421 of these shares are owned directly by Growth Partners.

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April 05, 2017 Filed Apr 7, 2017 16:19 UTC ConversionClass B Common Stock · Derivative 466,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026249 · doc4.xml · derivative · entry 15

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,019,738

Underlying: Class A Common Stock · 466,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F19 · ownership.nature: 1,490,740 of these shares are owned directly by DALP, 2,746,336 of these shares are owned directly by Fund IX, 8,942,569 of these shares are owned directly by Fund VIII, 75,776 of these shares are owned directly by Partners IX, 198,722 of these shares are owned directly by Partners VIII, 1,390,544 of these shares are owned directly by Growth Fund, and 112,421 of these shares are owned directly by Growth Partners.

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April 05, 2017 Filed Apr 7, 2017 16:19 UTC ConversionClass B Common Stock · Derivative 33,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026249 · doc4.xml · derivative · entry 14

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,485,794

Underlying: Class A Common Stock · 33,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F19 · ownership.nature: 1,490,740 of these shares are owned directly by DALP, 2,746,336 of these shares are owned directly by Fund IX, 8,942,569 of these shares are owned directly by Fund VIII, 75,776 of these shares are owned directly by Partners IX, 198,722 of these shares are owned directly by Partners VIII, 1,390,544 of these shares are owned directly by Growth Fund, and 112,421 of these shares are owned directly by Growth Partners.

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April 05, 2017 Filed Apr 7, 2017 16:19 UTC ConversionClass B Common Stock · Derivative 1,490,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026249 · doc4.xml · derivative · entry 13

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 15,518,915

Underlying: Class A Common Stock · 1,490,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

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April 05, 2017 Filed Apr 7, 2017 16:19 UTC OtherClass A Common Stock 111,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026249 · doc4.xml · nonDerivative · entry 12

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F17 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F17 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:19 UTC OtherClass A Common Stock 111,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026249 · doc4.xml · nonDerivative · entry 11

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 111,385

F15 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX.

F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members

F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:19 UTC OtherClass A Common Stock 369,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026249 · doc4.xml · nonDerivative · entry 10

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F14 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F14 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

Read SEC document
April 05, 2017 Filed Apr 7, 2017 16:19 UTC OtherClass A Common Stock 369,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026249 · doc4.xml · nonDerivative · entry 9

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 369,597

F12 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F12 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.