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BOX

BOX INC

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3932
SEC CIK
0001372612
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558

Last 12 months

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0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202601
Mar 202604
Apr 202604
May 202605
Jun 202607
Jul 202603
Aug 202602
Sep 202603
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2018 Filed May 7, 2018 16:31 UTC
BAILEY MARK W10% owner
Schuler Barry10% owner
ConversionClass A Common Stock 1,490,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 1

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner

Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner

Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner

DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner

DRAPER TIMOTHY C · CIK 0001074910 · 10% owner

Fisher John H N · CIK 0001304934 · 10% owner

BAILEY MARK W · CIK 0001284493 · 10% owner

Schuler Barry · CIK 0001506924 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund VIII

Disclosed balance after: 1,490,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC ConversionClass B Common Stock · Derivative 12,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · derivative · entry 16

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,771,926

Underlying: Class A Common Stock · 12,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F19 · ownership.nature: 1,170,740 of these shares are owned directly by DALP, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC ConversionClass B Common Stock · Derivative 466,056 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · derivative · entry 15

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,784,552

Underlying: Class A Common Stock · 466,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC ConversionClass B Common Stock · Derivative 33,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · derivative · entry 14

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,250,608

Underlying: Class A Common Stock · 33,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC ConversionClass B Common Stock · Derivative 1,490,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · derivative · entry 13

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,283,725

Underlying: Class A Common Stock · 1,490,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC OtherClass A Common Stock 100,933 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 12

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F17 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F17 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.

F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC OtherClass A Common Stock 100,933 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 11

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,933

F15 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX.

F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members.

F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC OtherClass A Common Stock 358,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 10

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F14 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F14 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.

F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC OtherClass A Common Stock 358,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 9

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 358,542

F12 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F12 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.

F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC OtherClass A Common Stock 12,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 8

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners IX

Disclosed balance after: 0

F11 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.

F11 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC ConversionClass A Common Stock 12,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 7

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners IX

Disclosed balance after: 12,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F10 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC OtherClass A Common Stock 466,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 6

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund IX

Disclosed balance after: 0

F9 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members.

F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC ConversionClass A Common Stock 466,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 5

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund IX

Disclosed balance after: 466,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F8 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC OtherClass A Common Stock 33,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 4

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners VIII

Disclosed balance after: 0

F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.

F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC ConversionClass A Common Stock 33,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 3

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partners VIII

Disclosed balance after: 33,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F6 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC OtherClass A Common Stock 1,490,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 2

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund VIII

Disclosed balance after: 0

F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.

F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:31 UTC ConversionClass A Common Stock 1,490,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028333 · doc4.xml · nonDerivative · entry 1

Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP · CIK 0001385453 · 10% owner

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC · CIK 0001375505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fund VIII

Disclosed balance after: 1,490,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).

F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).

F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:32 UTC
Stein JoshDirector
OtherClass A Common Stock 6,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028336 · doc4.xml · nonDerivative · entry 3

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 208,308

F4 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F4 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:32 UTC
Stein JoshDirector
OtherClass A Common Stock 17,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028336 · doc4.xml · nonDerivative · entry 2

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 201,803

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F3 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:32 UTC
Stein JoshDirector
OtherClass A Common Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028336 · doc4.xml · nonDerivative · entry 1

Stein Josh · CIK 0001606417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 184,660

F1 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F1 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.

F2 · ownership.nature: Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
April 16, 2018 Filed Apr 19, 2018 00:20 UTC ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025483 · doc4.xml · derivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 738,600

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 16, 2018 Filed Apr 19, 2018 00:20 UTC SaleClass A Common Stock 100,000 $20.87 $2,087,000.00
Disclosure

SEC source: 0001209191-18-025483 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.60 to $21.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 16, 2018 Filed Apr 19, 2018 00:20 UTC ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025483 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
April 10, 2018 Filed Apr 13, 2018 00:38 UTC
McGoff Peter MChief Legal Officer
GrantClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024788 · doc4.xml · nonDerivative · entry 1

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,626

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 25% of the RSUs will vest on March 20, 2019. The remaining RSUs will vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

F3 · balance_after: Includes 4,688 RSUs that represent contingent rights to receive 4,688 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · balance_after: Includes 225,000 RSUs that represent contingent rights to receive 225,000 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
April 10, 2018 Filed Apr 13, 2018 00:36 UTC
Mannie JeffVP Controller & Chief Acct Ofr
GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024785 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,700

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: 25% of the RSUs will vest on March 20, 2019. The remaining RSUs will vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.

F3 · balance_after: Includes 30,000 RSUs that represent contingent rights to receive 30,000 shares of the Issuer's Class A Common Stock upon settlement.

F4 · balance_after: Includes 1,875 RSUs that represent contingent rights to receive 1,875 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 10, 2018 Filed Apr 13, 2018 00:34 UTC
Smith Dylan CDirector · Chief Financial Officer · 10% owner
GrantPerformance-based Employee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001209191-18-024783 · doc4.xml · derivative · entry 1

Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2028-04-10

F1 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2019, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at or above $28 for 30 consecutive trading days prior to April 11, 2022. If the performance condition in clause (b) is not met prior to April 11, 2022, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 11, 2022 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date.

Read SEC document
April 10, 2018 Filed Apr 13, 2018 00:32 UTC
Levie AaronDirector · Chief Executive Officer · 10% owner
GrantPerformance-based Employee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001209191-18-024781 · doc4.xml · derivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Stock · 400,000 shares

Expires 2028-04-10

F1 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2019, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at or above $28 for 30 consecutive trading days prior to April 11, 2022. If the performance condition in clause (b) is not met prior to April 11, 2022, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 11, 2022 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date.

Read SEC document
April 10, 2018 Filed Apr 13, 2018 00:32 UTC
Levie AaronDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024781 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,700

Read SEC document
March 22, 2018 Filed Mar 16, 2019 00:00 UTC
Levie AaronDirector · Chief Executive Officer
GiftClass A Common Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019868 · doc5.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595,772

F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 00:17 UTC
Mannie JeffVP Controller & Chief Acct Ofr
Tax withholdingClass A Common Stock 3,247 $21.69 $70,427.43
Disclosure

SEC source: 0001209191-18-021346 · doc4.xml · nonDerivative · entry 1

Mannie Jeff · CIK 0001606411 · VP Controller & Chief Acct Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,700

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 30,000 RSUs that represent contingent rights to receive 30,000 shares of the Issuer's Class A Common Stock upon settlement.

F3 · balance_after: Includes 1,875 RSUs that represent contingent rights to receive 1,875 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · balance_after: Includes 2,037 shares acquired in March 2018 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 00:04 UTC
McGoff Peter MChief Legal Officer
Tax withholdingClass A Common Stock 10,641 $21.69 $230,803.29
Disclosure

SEC source: 0001209191-18-021342 · doc4.xml · nonDerivative · entry 1

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,626

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 1,334 shares acquired in March 2018 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

F3 · balance_after: Includes 4,688 RSUs that represent contingent rights to receive 4,688 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · balance_after: Includes 225,000 RSUs that represent contingent rights to receive 225,000 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
ConversionClass B Common Stock · Derivative 18,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 15

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,338

Underlying: Class A Common Stock · 18,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
Exercise / conversionClass B Common Stock · Derivative 18,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 14

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,076

Underlying: Class A Common Stock · 18,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,738 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 13

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Class B Common Stock · 18,738 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 4/23/2016

Read SEC document
March 15, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
SaleClass A Common Stock 18,738 $20.76 $388,963.40
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · nonDerivative · entry 6

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,087

F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.

F3 · balance_after: Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
ConversionClass A Common Stock 18,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · nonDerivative · entry 5

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.

F2 · balance_after: Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.

F3 · balance_after: Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 15, 2018 Filed Mar 17, 2018 00:04 UTC ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020432 · doc4.xml · derivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 838,600

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

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March 15, 2018 Filed Mar 17, 2018 00:04 UTC SaleClass A Common Stock 100,000 $20.91 $2,090,800.00
Disclosure

SEC source: 0001209191-18-020432 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.52 to $21.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
March 15, 2018 Filed Mar 17, 2018 00:04 UTC ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020432 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
ConversionClass B Common Stock · Derivative 39,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 12

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,338

Underlying: Class A Common Stock · 39,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
Exercise / conversionClass B Common Stock · Derivative 39,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 11

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,521

Underlying: Class A Common Stock · 39,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 39,183 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 10

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,738

Underlying: Class B Common Stock · 39,183 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 4/23/2016

Read SEC document
March 14, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
SaleClass A Common Stock 39,183 $20.82 $815,829.24
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · nonDerivative · entry 4

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,087

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.

F3 · balance_after: Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
ConversionClass A Common Stock 39,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · nonDerivative · entry 3

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.

F2 · balance_after: Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.

F3 · balance_after: Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 13, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
ConversionClass B Common Stock · Derivative 2,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 9

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,338

Underlying: Class A Common Stock · 2,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 13, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
Exercise / conversionClass B Common Stock · Derivative 2,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 8

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,417

Underlying: Class A Common Stock · 2,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 13, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,079 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · derivative · entry 7

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,921

Underlying: Class B Common Stock · 2,079 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 4/23/2016

Read SEC document
March 13, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
SaleClass A Common Stock 2,079 $21.13 $43,931.35
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · nonDerivative · entry 2

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,087

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $21.10 to $21.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.

F3 · balance_after: Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 13, 2018 Filed Mar 16, 2018 00:07 UTC
McGoff Peter MChief Legal Officer
ConversionClass A Common Stock 2,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020022 · doc4.xml · nonDerivative · entry 1

McGoff Peter M · CIK 0001606414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.

F2 · balance_after: Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.

F3 · balance_after: Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 07, 2018 Filed Mar 10, 2018 01:00 UTC ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018654 · doc4.xml · derivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 938,600

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.