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Nasdaq · USD

BOKF

BOK FINANCIAL CORP

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3635
SEC CIK
0000875357
Parsed reports
1,157

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202602
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2018 Filed Mar 29, 2018 23:39 UTC Exercise / conversion2012 Stock Options · Derivative 1,418 $0.00 Strike: $58.76 $0.00
Disclosure

SEC source: 0001248915-18-000070 · primary_doc.xml · derivative · entry 6

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 23:39 UTC Exercise / conversion2011 Stock Options · Derivative 5,148 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-18-000070 · primary_doc.xml · derivative · entry 5

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 23:39 UTC SaleCommon Stock 8,011 $98.12 $786,039.32
Disclosure

SEC source: 0001248915-18-000070 · primary_doc.xml · nonDerivative · entry 4

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,902

Read SEC document
March 28, 2018 Filed Mar 29, 2018 23:39 UTC Tax withholdingCommon Stock 6,566 $97.86 $642,569.77
Disclosure

SEC source: 0001248915-18-000070 · primary_doc.xml · nonDerivative · entry 3

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,913

Read SEC document
March 28, 2018 Filed Mar 29, 2018 23:39 UTC Exercise / conversionCommon Stock 1,418 $58.76 $83,321.68
Disclosure

SEC source: 0001248915-18-000070 · primary_doc.xml · nonDerivative · entry 2

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 23:39 UTC Exercise / conversionCommon Stock 5,148 $55.94 $287,979.12
Disclosure

SEC source: 0001248915-18-000070 · primary_doc.xml · nonDerivative · entry 1

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2018 Filed Mar 29, 2018 23:44 UTC
Bagwell Norman PEVP - Regional Banks
SaleCommon Stock 584 $99.00 $57,816.00
Disclosure

SEC source: 0001248915-18-000071 · primary_doc.xml · nonDerivative · entry 1

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,415

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:08 UTC
Bagwell Norman PEVP - Regional Banks
Exercise / conversion2011 Stock Options · Derivative 1,601 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-18-000068 · primary_doc.xml · derivative · entry 3

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:08 UTC
Bagwell Norman PEVP - Regional Banks
Tax withholdingCommon Stock 1,264 $98.33 $124,287.60
Disclosure

SEC source: 0001248915-18-000068 · primary_doc.xml · nonDerivative · entry 2

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,999

Read SEC document
March 07, 2018 Filed Mar 8, 2018 23:08 UTC
Bagwell Norman PEVP - Regional Banks
Exercise / conversionCommon Stock 1,601 $55.94 $89,559.94
Disclosure

SEC source: 0001248915-18-000068 · primary_doc.xml · nonDerivative · entry 1

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 01:03 UTC Tax withholdingCommon Stock 3,022 $96.36 $291,191.76
Disclosure

SEC source: 0001248915-18-000066 · primary_doc.xml · nonDerivative · entry 2

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,933

Read SEC document
March 02, 2018 Filed Mar 7, 2018 01:03 UTC Exercise / conversionCommon Stock 6,120 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000066 · primary_doc.xml · nonDerivative · entry 1

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Issuer acquired upon the vesting of restricted stock.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 01:09 UTC
Piper Patrick E.EVP - Consumer Banking
Tax withholdingCommon Stock 1,694 $96.36 $163,229.27
Disclosure

SEC source: 0001248915-18-000067 · primary_doc.xml · nonDerivative · entry 2

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,531.635

Read SEC document
March 02, 2018 Filed Mar 7, 2018 01:09 UTC
Piper Patrick E.EVP - Consumer Banking
Exercise / conversionCommon Stock 3,214 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000067 · primary_doc.xml · nonDerivative · entry 1

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,225.635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Issuer acquired upon the vesting of restricted stock.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:58 UTC
MORROW JOHN CDirector-Financial Accounting
Tax withholdingCommon Stock 63 $96.36 $6,070.51
Disclosure

SEC source: 0001248915-18-000065 · primary_doc.xml · nonDerivative · entry 2

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,440

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:58 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversionCommon Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000065 · primary_doc.xml · nonDerivative · entry 1

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Issuer acquired upon the vesting of restricted stock.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:54 UTC
Maun MarcEVP, Chief Credit Officer
Tax withholdingCommon Stock 471 $96.36 $45,384.29
Disclosure

SEC source: 0001248915-18-000064 · primary_doc.xml · nonDerivative · entry 1

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,749

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:52 UTC
KYMES STACYEVP - Corporate Banking
Tax withholdingCommon Stock 2,343 $96.36 $225,765.15
Disclosure

SEC source: 0001248915-18-000063 · primary_doc.xml · nonDerivative · entry 2

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,281.539

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:52 UTC
KYMES STACYEVP - Corporate Banking
Exercise / conversionCommon Stock 4,721 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000063 · primary_doc.xml · nonDerivative · entry 1

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,624.539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Issuer acquired upon the vesting of restricted stock.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:46 UTC
Keesling Rebecca DEVP, Chief Auditor
Tax withholdingCommon Stock 552 $96.36 $53,189.23
Disclosure

SEC source: 0001248915-18-000062 · primary_doc.xml · nonDerivative · entry 1

Keesling Rebecca D · CIK 0001640868 · EVP, Chief Auditor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,853

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:43 UTC
Grunst Martin EEVP, Chief Risk Officer
Tax withholdingCommon Stock 487 $96.36 $46,926.01
Disclosure

SEC source: 0001248915-18-000061 · primary_doc.xml · nonDerivative · entry 1

Grunst Martin E · CIK 0001398210 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,376

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:38 UTC
Grossi Stephen D.EVP, Chief HR Officer
Tax withholdingCommon Stock 2,081 $96.36 $200,519.54
Disclosure

SEC source: 0001248915-18-000060 · primary_doc.xml · nonDerivative · entry 2

Grossi Stephen D. · CIK 0001602202 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,403

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:38 UTC
Grossi Stephen D.EVP, Chief HR Officer
Exercise / conversionCommon Stock 4,017 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000060 · primary_doc.xml · nonDerivative · entry 1

Grossi Stephen D. · CIK 0001602202 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Issuer acquired upon the vesting of restricted stock.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:33 UTC
Grauer ScottEVP - Wealth Management
Tax withholdingCommon Stock 2,532 $96.36 $243,976.68
Disclosure

SEC source: 0001248915-18-000059 · primary_doc.xml · nonDerivative · entry 2

Grauer Scott · CIK 0001326598 · EVP - Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,362

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:33 UTC
Grauer ScottEVP - Wealth Management
Exercise / conversionCommon Stock 4,959 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000059 · primary_doc.xml · nonDerivative · entry 1

Grauer Scott · CIK 0001326598 · EVP - Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Issuer acquired upon the vesting of restricted stock.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:28 UTC
BRADSHAW STEVEN GDirector · President & CEO
Tax withholdingCommon Stock 12,536 $96.36 $1,207,935.11
Disclosure

SEC source: 0001248915-18-000058 · primary_doc.xml · nonDerivative · entry 2

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 106,016

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:28 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversionCommon Stock 25,434 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000058 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 118,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Issuer acquired upon the vesting of restricted stock.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:17 UTC
Bagwell Norman PEVP - Regional Banks
Tax withholdingCommon Stock 2,207 $96.36 $212,660.56
Disclosure

SEC source: 0001248915-18-000057 · primary_doc.xml · nonDerivative · entry 2

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,662

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:17 UTC
Bagwell Norman PEVP - Regional Banks
Exercise / conversionCommon Stock 4,935 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000057 · primary_doc.xml · nonDerivative · entry 1

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Issuer acquired upon the vesting of restricted stock.

Read SEC document
March 02, 2018 Filed Mar 29, 2018 23:22 UTC Amendment Tax withholdingCommon Stock 3,022 $96.36 $291,191.76
Disclosure

SEC source: 0001248915-18-000069 · primary_doc.xml · nonDerivative · entry 2

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,913

F1 · balance_after: This Form 4 Amendment is being filed to correct the Amount of Securities Beneficially Owned Following Reported Transactions due to a scrivener's error.

Read SEC document
March 02, 2018 Filed Mar 29, 2018 23:22 UTC Amendment Exercise / conversionCommon Stock 6,120 $0.00 $0.00
Disclosure

SEC source: 0001248915-18-000069 · primary_doc.xml · nonDerivative · entry 1

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This Form 4 Amendment is being filed to correct the Amount of Securities Beneficially Owned Following Reported Transactions due to a scrivener's error.

Read SEC document
March 02, 2018 Filed Feb 14, 2019 22:12 UTC
Maun MarcEVP, Chief Credit Officer
Disposition to issuerCommon Stock 161 $0.00 $0.00
Disclosure

SEC source: 0001248915-19-000052 · primary_doc.xml · nonDerivative · entry 2

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,078

F1 · shares: Represents forfeiture of unvested restricted stock based upon performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2015.

Read SEC document
March 02, 2018 Filed Feb 14, 2019 21:42 UTC
Keesling Rebecca DEVP, Chief Auditor
Disposition to issuerCommon Stock 169 $0.00 $0.00
Disclosure

SEC source: 0001248915-19-000048 · primary_doc.xml · nonDerivative · entry 1

Keesling Rebecca D · CIK 0001640868 · EVP, Chief Auditor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,403

F1 · shares: Represents forfeiture of unvested restricted stock based upon performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2015.

Read SEC document
March 02, 2018 Filed Feb 14, 2019 21:27 UTC
Grunst Martin EEVP, Chief Risk Officer
Disposition to issuerCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001248915-19-000047 · primary_doc.xml · nonDerivative · entry 1

Grunst Martin E · CIK 0001398210 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,628

F1 · shares: Represents forfeiture of unvested restricted stock based upon performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2015.

Read SEC document
February 23, 2018 Filed Feb 14, 2019 22:12 UTC
Maun MarcEVP, Chief Credit Officer
GiftCommon Stock 510 $95.62 $48,766.20
Disclosure

SEC source: 0001248915-19-000052 · primary_doc.xml · nonDerivative · entry 1

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,239

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversion2012 Stock Options · Derivative 871 $0.00 Strike: $58.76 $0.00
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · derivative · entry 9

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Common Stock · 871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversion2011 Stock Options · Derivative 298 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · derivative · entry 8

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596

Underlying: Common Stock · 298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversion2010 Stock Options · Derivative 318 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · derivative · entry 7

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Underlying: Common Stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Tax withholdingCommon Stock 871 $94.46 $82,275.36
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · nonDerivative · entry 6

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,220

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Tax withholdingCommon Stock 298 $94.48 $28,154.83
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · nonDerivative · entry 5

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,091

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Tax withholdingCommon Stock 318 $94.52 $30,057.33
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · nonDerivative · entry 4

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,389

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversionCommon Stock 871 $58.76 $51,179.96
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · nonDerivative · entry 3

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversionCommon Stock 298 $55.94 $16,670.12
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · nonDerivative · entry 2

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 00:32 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversionCommon Stock 318 $48.30 $15,359.40
Disclosure

SEC source: 0001248915-18-000056 · primary_doc.xml · nonDerivative · entry 1

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 20:52 UTC
KYMES STACYEVP - Corporate Banking
Exercise / conversion2012 Stock Options · Derivative 1,804 $0.00 Strike: $58.76 $0.00
Disclosure

SEC source: 0001248915-18-000043 · primary_doc.xml · derivative · entry 7

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 20:52 UTC
KYMES STACYEVP - Corporate Banking
Exercise / conversion2011 Stock Options · Derivative 560 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-18-000043 · primary_doc.xml · derivative · entry 6

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

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February 01, 2018 Filed Feb 2, 2018 20:52 UTC
KYMES STACYEVP - Corporate Banking
Exercise / conversion2010 Stock Options · Derivative 255 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001248915-18-000043 · primary_doc.xml · derivative · entry 5

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

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February 01, 2018 Filed Feb 2, 2018 20:52 UTC
KYMES STACYEVP - Corporate Banking
Tax withholdingCommon Stock 2,619 $99.06 $259,436.83
Disclosure

SEC source: 0001248915-18-000043 · primary_doc.xml · nonDerivative · entry 4

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,338.539

Read SEC document
February 01, 2018 Filed Feb 2, 2018 20:52 UTC
KYMES STACYEVP - Corporate Banking
Exercise / conversionCommon Stock 1,804 $58.76 $106,003.04
Disclosure

SEC source: 0001248915-18-000043 · primary_doc.xml · nonDerivative · entry 3

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,957.539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 20:52 UTC
KYMES STACYEVP - Corporate Banking
Exercise / conversionCommon Stock 560 $55.94 $31,326.40
Disclosure

SEC source: 0001248915-18-000043 · primary_doc.xml · nonDerivative · entry 2

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,153.539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.