Last 12 months
Inside the activity.
14 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 12 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2024 Filed Nov 21, 2024 21:24 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen Aaron10% owner
|
PurchaseCommon stock, par value $0.0001 per share | 1,570 | $9.73 | $15,276.10 |
DisclosureSEC source: 0000899140-24-001299 · form4.xml · nonDerivative · entry 2 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 947,238 F3 · shares: Notes are included on Exhibit 99.1. F3 · price: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F3 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:24 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen Aaron10% owner
|
PurchaseCommon stock, par value $0.0001 per share | 12,430 | $9.73 | $120,943.90 |
DisclosureSEC source: 0000899140-24-001299 · form4.xml · nonDerivative · entry 1 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,895,815 F2 · shares: Notes are included on Exhibit 99.1. F2 · price: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F2 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherPre-Funded Warrants · Derivative | 148,210 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · derivative · entry 10 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 428,137 Underlying: Common Stock · 576,347 shares Expires not disclosed F7 · derivative.expiration_date: Notes are included on Exhibit 99.1. F6 · derivative.underlying_shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F6 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherCommon Warrants · Derivative | 576,347 | $0.00 Strike: $3.86 | $0.00 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · derivative · entry 9 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 576,347 shares Expires 2028-08-11 F5 · derivative.underlying_shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F5 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherPre-Funded Warrants · Derivative | 1,219,970 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · derivative · entry 8 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 3,385,030 Underlying: Common Stock · 4,605,000 shares Expires not disclosed F7 · derivative.expiration_date: Notes are included on Exhibit 99.1. F4 · derivative.underlying_shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F4 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherCommon Warrants · Derivative | 4,605,000 | $0.00 Strike: $3.86 | $0.00 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · derivative · entry 7 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 4,605,000 shares Expires 2028-08-11 F3 · derivative.underlying_shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F3 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherSeries 2 Common Warrants · Derivative | 10,000,000 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · derivative · entry 6 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 588,236 shares Expires 2027-12-09 F2 · derivative.underlying_shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F2 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherCommon stock, par value $0.0001 per share | 148,210 | $0.00 | $14.82 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · nonDerivative · entry 5 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 945,668 F6 · shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F6 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherCommon stock, par value $0.0001 per share | 576,347 | $3.86 | $2,224,699.42 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · nonDerivative · entry 4 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 797,458 F5 · shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F5 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherCommon stock, par value $0.0001 per share | 1,219,970 | $0.00 | $122.00 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · nonDerivative · entry 3 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,883,385 F4 · shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F4 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherCommon stock, par value $0.0001 per share | 4,605,000 | $3.86 | $17,775,300.00 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · nonDerivative · entry 2 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,663,415 F3 · shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F3 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 21:17 UTC |
MONTANOVA CAPITAL, LLCDirector · 10% owner
Averill Madison Master Fund, Ltd.Director · 10% owner
Averill Master Fund, Ltd.Director · 10% owner
Cowen AaronDirector · 10% owner
|
OtherCommon stock, par value $0.0001 per share | 588,236 | $1.93 | $1,135,236.66 |
DisclosureSEC source: 0000899140-24-001042 · form4.xml · nonDerivative · entry 1 SUVRETTA CAPITAL MANAGEMENT, LLC · CIK 0001569064 · Director · 10% owner Averill Madison Master Fund, Ltd. · CIK 0002021243 · Director · 10% owner Averill Master Fund, Ltd. · CIK 0001939329 · Director · 10% owner Cowen Aaron · CIK 0001869640 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,058,415 F2 · shares: Notes are included on Exhibit 99.1. F1 · ownership.direct: Notes are included on Exhibit 99.1. F1 · ownership.nature: Notes are included on Exhibit 99.1. F2 · ownership.nature: Notes are included on Exhibit 99.1. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:13 UTC |
Banks Jerel A.Director · Chief Executive Officer
|
GrantOptions (right to buy) · Derivative | 466,554 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001062993-24-005970 · form4.xml · derivative · entry 1 Banks Jerel A. · CIK 0001808930 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,554 Underlying: Common Stock · 466,554 shares Expires 2034-03-06 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on March 6, 2025, March 6, 2026, and March 6, 2027. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:12 UTC |
Boston MeganDirector · Executive Director
|
GrantOptions (right to buy) · Derivative | 200,004 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001062993-24-005969 · form4.xml · derivative · entry 1 Boston Megan · CIK 0001808923 · Director · Executive Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,004 Underlying: Common Stock · 200,004 shares Expires 2034-03-06 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on March 6, 2025, March 6, 2026, and March 6, 2027. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 19:56 UTC |
Francis PeterDirector
|
GrantOptions (right to buy) · Derivative | 35,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001062993-23-022119 · form4.xml · derivative · entry 1 Francis Peter · CIK 0001808850 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2033-12-06 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 00:57 UTC |
Smith Edward FDirector
|
GrantOptions (right to buy) · Derivative | 35,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001062993-23-022120 · form4.xml · derivative · entry 1 Smith Edward F · CIK 0001368350 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2033-12-06 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 00:55 UTC |
BUCHI J KEVINDirector
|
GrantOptions (right to buy) · Derivative | 35,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001062993-23-022118 · form4.xml · derivative · entry 1 BUCHI J KEVIN · CIK 0001209726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2033-12-06 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 21:10 UTC |
BUCHI J KEVINDirector
|
PurchaseCommon Warrants (right to buy) · Derivative | 51,813 | Not disclosed Strike: $3.86 | Not disclosed |
DisclosureSEC source: 0000950170-23-042536 · ownership.xml · derivative · entry 2 BUCHI J KEVIN · CIK 0001209726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,813 Underlying: Common Stock · 51,813 shares Expires 2028-08-11 F1 · shares: Represents shares of common stock, par value $0.0001 per share (the "Common Stock") purchased together with common warrants to purchase shares of Common Stock in the Issuer's registered underwritten offering on August 11, 2023 for a purchase price of $1.93. F1 · price: Represents shares of common stock, par value $0.0001 per share (the "Common Stock") purchased together with common warrants to purchase shares of Common Stock in the Issuer's registered underwritten offering on August 11, 2023 for a purchase price of $1.93. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 21:10 UTC |
BUCHI J KEVINDirector
|
PurchaseCommon Stock | 51,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-042536 · ownership.xml · nonDerivative · entry 1 BUCHI J KEVIN · CIK 0001209726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,097 F1 · shares: Represents shares of common stock, par value $0.0001 per share (the "Common Stock") purchased together with common warrants to purchase shares of Common Stock in the Issuer's registered underwritten offering on August 11, 2023 for a purchase price of $1.93. F1 · price: Represents shares of common stock, par value $0.0001 per share (the "Common Stock") purchased together with common warrants to purchase shares of Common Stock in the Issuer's registered underwritten offering on August 11, 2023 for a purchase price of $1.93. F2 · balance_after: The reported number of shares has been adjusted to reflect the impact of the Issuer's 17-for-1 reverse stock split completed on July 26, 2023. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 21:13 UTC |
Boston MeganDirector · Executive Director
|
PurchaseCommon Warrants (right to buy) · Derivative | 25,907 | Not disclosed Strike: $3.86 | Not disclosed |
DisclosureSEC source: 0000899243-23-018119 · doc4.xml · derivative · entry 3 Boston Megan · CIK 0001808923 · Director · Executive Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,907 Underlying: Common Stock · 25,907 shares Expires 2028-08-11 F1 · shares: Represents shares of common stock, par value $0.0001 per share (the "Common Stock") purchased together with common warrants to purchase shares of Common Stock in the Issuer's registered underwritten offering on August 11, 2023 for a purchase price of $1.93. F1 · price: Represents shares of common stock, par value $0.0001 per share (the "Common Stock") purchased together with common warrants to purchase shares of Common Stock in the Issuer's registered underwritten offering on August 11, 2023 for a purchase price of $1.93. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 21:13 UTC |
Boston MeganDirector · Executive Director
|
PurchaseCommon Stock | 25,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-018119 · doc4.xml · nonDerivative · entry 1 Boston Megan · CIK 0001808923 · Director · Executive Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,907 F1 · shares: Represents shares of common stock, par value $0.0001 per share (the "Common Stock") purchased together with common warrants to purchase shares of Common Stock in the Issuer's registered underwritten offering on August 11, 2023 for a purchase price of $1.93. F1 · price: Represents shares of common stock, par value $0.0001 per share (the "Common Stock") purchased together with common warrants to purchase shares of Common Stock in the Issuer's registered underwritten offering on August 11, 2023 for a purchase price of $1.93. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:13 UTC |
Boston MeganDirector · Executive Director
|
GrantOptions (right to buy) · Derivative | 153,000 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001062993-23-013639 · form4.xml · derivative · entry 1 Boston Megan · CIK 0001808923 · Director · Executive Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,000 Underlying: Common Stock · 153,000 shares Expires 2033-06-13 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on June 13, 2024, June 13, 2025, and June 13, 2026. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:11 UTC |
Banks Jerel A.Director · Chief Executive Officer
|
GrantOptions (right to buy) · Derivative | 356,900 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001062993-23-013634 · form4.xml · derivative · entry 1 Banks Jerel A. · CIK 0001808930 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,900 Underlying: Common Stock · 356,900 shares Expires 2033-06-13 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on June 13, 2024, June 13, 2025, and June 13, 2026. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 19:21 UTC |
Francis PeterDirector
|
GrantOptions (right to buy) · Derivative | 12,000 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001062993-22-023658 · form4.xml · derivative · entry 1 Francis Peter · CIK 0001808850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2032-12-07 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 07, 2022 Filed Dec 10, 2022 00:22 UTC |
Smith Edward FDirector
|
GrantOptions (right to buy) · Derivative | 12,000 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001062993-22-023660 · form4.xml · derivative · entry 1 Smith Edward F · CIK 0001368350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2032-12-07 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 07, 2022 Filed Dec 10, 2022 00:22 UTC |
BUCHI J KEVINDirector
|
GrantOptions (right to buy) · Derivative | 12,000 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001062993-22-023659 · form4.xml · derivative · entry 1 BUCHI J KEVIN · CIK 0001209726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2032-12-07 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 09, 2021 Filed Dec 9, 2021 21:55 UTC |
Oliveira Steven Michael10% owner
|
PurchaseCommon Stock, par value $0,0001 per share | 10,553 | $3.04 | $32,126.50 |
DisclosureSEC source: 0001104659-21-148207 · tm2135080-2_4.xml · nonDerivative · entry 6 Oliveira Steven Michael · CIK 0001358629 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Nemean Asset Management, LLC Disclosed balance after: 1,000,000 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 18:55 UTC |
Francis PeterDirector
|
GrantOptions (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001062993-21-012694 · form4.xml · derivative · entry 1 Francis Peter · CIK 0001808850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2031-12-08 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:56 UTC |
BUCHI J KEVINDirector
|
GrantOptions (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001062993-21-012696 · form4.xml · derivative · entry 1 BUCHI J KEVIN · CIK 0001209726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2031-12-08 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:56 UTC |
Smith Edward FDirector
|
GrantOptions (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001062993-21-012695 · form4.xml · derivative · entry 1 Smith Edward F · CIK 0001368350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2031-12-08 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer's next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| November 29, 2021 Filed Dec 9, 2021 21:55 UTC |
Oliveira Steven Michael10% owner
|
PurchaseCommon Stock, par value $0,0001 per share | 37,947 | $3.18 | $120,686.64 |
DisclosureSEC source: 0001104659-21-148207 · tm2135080-2_4.xml · nonDerivative · entry 5 Oliveira Steven Michael · CIK 0001358629 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Nemean Asset Management, LLC Disclosed balance after: 989,447 Read SEC document |
| May 03, 2021 Filed Dec 9, 2021 21:55 UTC |
Oliveira Steven Michael10% owner
|
PurchaseCommon Stock, par value $0,0001 per share | 40,500 | $4.25 | $172,274.85 |
DisclosureSEC source: 0001104659-21-148207 · tm2135080-2_4.xml · nonDerivative · entry 4 Oliveira Steven Michael · CIK 0001358629 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Nemean Asset Management, LLC Disclosed balance after: 951,500 Read SEC document |
| April 30, 2021 Filed Dec 9, 2021 21:55 UTC |
Oliveira Steven Michael10% owner
|
PurchaseCommon Stock, par value $0,0001 per share | 120,000 | $4.18 | $501,888.00 |
DisclosureSEC source: 0001104659-21-148207 · tm2135080-2_4.xml · nonDerivative · entry 3 Oliveira Steven Michael · CIK 0001358629 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Nemean Asset Management, LLC Disclosed balance after: 911,000 Read SEC document |
| April 29, 2021 Filed Dec 9, 2021 21:55 UTC |
Oliveira Steven Michael10% owner
|
PurchaseCommon Stock, par value $0,0001 per share | 22,877 | $5.49 | $125,617.61 |
DisclosureSEC source: 0001104659-21-148207 · tm2135080-2_4.xml · nonDerivative · entry 2 Oliveira Steven Michael · CIK 0001358629 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Nemean Asset Management, LLC Disclosed balance after: 791,000 Read SEC document |
| April 28, 2021 Filed Dec 9, 2021 21:55 UTC |
Oliveira Steven Michael10% owner
|
PurchaseCommon Stock, par value $0,0001 per share | 100,000 | $5.45 | $544,860.00 |
DisclosureSEC source: 0001104659-21-148207 · tm2135080-2_4.xml · nonDerivative · entry 1 Oliveira Steven Michael · CIK 0001358629 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Nemean Asset Management, LLC Disclosed balance after: 768,123 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 16:56 UTC |
Francis PeterDirector
|
GrantOptions (right to buy) · Derivative | 23,601 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001062993-20-006259 · form4.xml · derivative · entry 1 Francis Peter · CIK 0001808850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,601 Underlying: Common Stock · 23,601 shares Expires 2030-12-09 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer???s next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:59 UTC |
BUCHI J KEVINDirector
|
GrantOptions (right to buy) · Derivative | 23,601 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001062993-20-006261 · form4.xml · derivative · entry 1 BUCHI J KEVIN · CIK 0001209726 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,601 Underlying: Common Stock · 23,601 shares Expires 2030-12-09 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer???s next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:55 UTC |
Smith Edward FDirector
|
GrantOptions (right to buy) · Derivative | 23,601 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001062993-20-006257 · form4.xml · derivative · entry 1 Smith Edward F · CIK 0001368350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,601 Underlying: Common Stock · 23,601 shares Expires 2030-12-09 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on the day prior to each of the Issuer???s next three annual stockholder meetings occurring immediately following the date of grant. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:53 UTC |
Boston MeganDirector · Executive Director
|
GrantOptions (right to buy) · Derivative | 142,172 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001062993-20-006255 · form4.xml · derivative · entry 1 Boston Megan · CIK 0001808923 · Director · Executive Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,172 Underlying: Common Stock · 142,172 shares Expires 2030-12-09 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on December 9, 2021, December 9, 2022, and December 9, 2023. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:51 UTC |
Banks Jerel A.Director · Chief Executive Officer
|
GrantOptions (right to buy) · Derivative | 284,345 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001062993-20-006253 · form4.xml · derivative · entry 1 Banks Jerel A. · CIK 0001808930 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,345 Underlying: Common Stock · 284,345 shares Expires 2030-12-09 F1 · derivative.exercise_date: The stock options will vest in three substantially equal installments on December 9, 2021, December 9, 2022, and December 9, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.