Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
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| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2018 Filed Sep 4, 2018 21:46 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantOptions (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · derivative · entry 9 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-12-31 F4 · kind: These options were granted to the Reporting Person by the Board of Directors effective 8/22/2018 and carry an exercise bonus of 75 percent. After this transaction the Reporting Person owns 1,300,000 options, in aggregate, with varying terms. Read SEC document |
| August 22, 2018 Filed Sep 4, 2018 21:47 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantOptions (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · derivative · entry 9 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-12-31 F4 · kind: These options were granted to the Reporting Person by the Board of Directors effective 8/22/2018 and carry an exercise bonus of 75 percent. After this transaction the Reporting Person owns 1,300,000 options, in aggregate, with varying terms. Read SEC document |
| August 07, 2018 Filed Aug 31, 2018 20:54 UTC |
Lominy Danielle C.10% owner
|
GiftWarrants COVWARDB7 · Derivative | 80,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001993 · doc1.xml · derivative · entry 1 Lominy Danielle C. · CIK 0001704199 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,458 Underlying: Common Stock · 80,000 shares Expires 2022-12-31 F1 · security: Each of these gifted warrants carry an exercise bonus of 75%. Read SEC document |
| August 01, 2018 Filed Sep 4, 2018 21:46 UTC |
SMITH MARK ADirector · President · 10% owner
|
PurchaseWarrants Class MASESTAUG · Derivative | 300,000 | $0.10 Strike: $0.75 | $30,000.00 |
DisclosureSEC source: 0001567619-18-002071 · doc1.xml · derivative · entry 8 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2023-06-30 F3 · security: Each of these purchased warrants carry a potential exercise bonus of 75 Percent and were purchased with a $30,000 secured promissory note which matures on July 1, 2020 and the Company is holding certain securities that the reporting person owns as collateral until the promissory note is satisfied. Read SEC document |
| August 01, 2018 Filed Sep 4, 2018 21:47 UTC |
SMITH MARK ADirector · President · 10% owner
|
PurchaseWarrants Class MASESTAUG · Derivative | 300,000 | $0.10 Strike: $0.75 | $30,000.00 |
DisclosureSEC source: 0001567619-18-002074 · doc1.xml · derivative · entry 8 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2023-06-30 F3 · security: Each of these purchased warrants carry a potential exercise bonus of 75 Percent and were purchased with a $30,000 secured promissory note which matures on July 1, 2020 and the Company is holding certain securities that the reporting person owns as collateral until the promissory note is satisfied. Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantWarrants - Class CONUNITMAY · Derivative | 153,540 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · derivative · entry 8 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,540 Underlying: Common Stock · 153,540 shares Expires 2020-12-31 F3 · security: Each of these warrants carry an exercise bonus of 75 Percent Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · nonDerivative · entry 4 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Lotaylingkyur LLC Disclosed balance after: 140,000 Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC |
SMITH MARK ADirector · President · 10% owner
|
GiftCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · nonDerivative · entry 3 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,809 F2 · kind: On May 8, 2018, Mr. Smith gifted 200,000 shares which included 140,000 to Lotaylingkyur LLC which is owned by Mr. Smith and his wife. Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC |
SMITH MARK ADirector · President · 10% owner
|
GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,809 F2 · kind: On May 8, 2018, Mr. Smith gifted 200,000 shares which included 140,000 to Lotaylingkyur LLC which is owned by Mr. Smith and his wife. Read SEC document |
| May 08, 2018 Filed May 14, 2018 16:41 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantCommon Stock | 307,080 | $0.50 | $153,540.00 |
DisclosureSEC source: 0001140361-18-023213 · doc1.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,809 F1 · kind: On May 8, 2018, Mr. Smith converted his loan payable balance of $18,000, his expenses payable of $65,540 and $70,000 of deferred compensation into 307,080 units (at recent PPM price) of $.50 per unit consisting of one share of Bion common stock and 1/2 warrant. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:52 UTC |
Bassani DominicCEO · 10% owner
|
GiftWarrants Class CAP2017 · Derivative | 200,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-010888 · doc1.xml · derivative · entry 4 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415,000 Underlying: Common Stock · 1,415,000 shares Expires 2020-12-31 F3 · security: Each of these gifted warrants carry an exercise bonus of 90%. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:39 UTC |
Lominy Danielle C.10% owner
|
GiftWarrants CAP2017 · Derivative | 100,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-010884 · doc1.xml · derivative · entry 1 Lominy Danielle C. · CIK 0001704199 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-12-31 F1 · security: Each of these gifted warrants carry an exercise bonus of 90%. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 22:52 UTC |
Bassani DominicCEO · 10% owner
|
GrantOptions (Right to Buy) · Derivative | 2,000,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-010888 · doc1.xml · derivative · entry 3 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2022-12-31 F2 · security: These Options were granted to the reporting person effective 2/16/2018 upon a two year extension of the employee contract. These options carry an exercise bonus of 90%. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 22:38 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantOptions (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-010880 · doc1.xml · derivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-12-31 F1 · kind: These options were granted by the Board of Directors effective on 2/15/2018 and carry an exercise bonus of 90 percent. Read SEC document |
| January 26, 2018 Filed Feb 28, 2018 22:52 UTC |
Bassani DominicCEO · 10% owner
|
OtherCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010888 · doc1.xml · nonDerivative · entry 2 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 236,897 F1 · kind: The shares held in the reporting person's IRA account were transferred to reporting person's ROTH IRA Account. Read SEC document |
| January 26, 2018 Filed Feb 28, 2018 22:52 UTC |
Bassani DominicCEO · 10% owner
|
OtherCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010888 · doc1.xml · nonDerivative · entry 1 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 272,500 F1 · kind: The shares held in the reporting person's IRA account were transferred to reporting person's ROTH IRA Account. Read SEC document |
| January 09, 2018 Filed Jan 22, 2018 19:57 UTC |
NORTHROP JONDirector · Secretary
|
GrantOptions (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001140361-18-002734 · doc1.xml · derivative · entry 1 NORTHROP JON · CIK 0001249849 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,500 Underlying: Common Stock · 62,500 shares Expires 2020-12-31 F1 · security: On January 9, 2018 62,500 options at $.90 were granted vesting immediately with an 50% exercise bonus until 12/31/2020 Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 19:23 UTC |
NORTHROP JONDirector · Secretary
|
OtherOptions (Right to Buy) · Derivative | 295,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000786 · doc1.xml · derivative · entry 1 NORTHROP JON · CIK 0001249849 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Underlying: Common Stock · 295,000 shares Expires 2017-12-31 F1 · security: On 12/31/2017 295,000 options with exercise price varying from $1.00 to $5.50 expired. F1 · derivative.exercise_price: On 12/31/2017 295,000 options with exercise price varying from $1.00 to $5.50 expired. F1 · derivative.exercise_date: On 12/31/2017 295,000 options with exercise price varying from $1.00 to $5.50 expired. Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 19:21 UTC |
Lominy Danielle C.10% owner
|
GiftWarrants CAP2017-D · Derivative | 50,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001140361-18-000784 · doc1.xml · derivative · entry 1 Lominy Danielle C. · CIK 0001704199 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2020-12-31 F1 · security: Each of these gifted warrants carry an exercise bonus of 90%. All warrants owned by reporting person prior to 12/31/2017 have an expiration date of 12/31/2022. Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
GrantConvertible Deferred Compensation · Derivative | 46,967 | Not disclosed Strike: $0.66 | Not disclosed |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · derivative · entry 13 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,967 shares Expires not disclosed F5 · price: New monthly accrual of $31,000 compensation commenced during December 2017 convertible at $.66/share (based on market price formula-the amount will vary as the market price of Bion's common stock varies and will increase for future net accruals (including interest), if any). F5 · derivative.exercise_date: New monthly accrual of $31,000 compensation commenced during December 2017 convertible at $.66/share (based on market price formula-the amount will vary as the market price of Bion's common stock varies and will increase for future net accruals (including interest), if any). F5 · derivative.expiration_date: New monthly accrual of $31,000 compensation commenced during December 2017 convertible at $.66/share (based on market price formula-the amount will vary as the market price of Bion's common stock varies and will increase for future net accruals (including interest), if any). Read SEC document |
| December 31, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
GiftWarrants Class CAP2017-5 · Derivative | 150,000 | $0.05 Strike: $0.75 | $7,500.00 |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · derivative · entry 11 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,615,000 Underlying: Common Stock · 1,615,000 shares Expires 2020-12-31 F3 · security: Each of these purchased warrants includes a potential future 90% "exercise Bonus" (See Notes 9 & 10, Financial Statements, Form 10Q for quarter ended 9/30/2017. These warrants were purchased with a $88,250 Promissory Note which matures on July 1, 2020 and the Company is holding certain securities that the Reporting Person owns as collateral until the promissory note is satisfied. Read SEC document |
| November 30, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
OtherJanuary 2015 Convertible Note · Derivative | 426,776 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 12 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,928 Underlying: Warrants · 846,928 shares Expires not disclosed F4 · security: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F5 · security: IRA account F3 · date: The number of warrants included in Units to be received in conversion of existing 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from from ? to ? per Unit which change increased potential warrants to be received in the event of conversion of Mr. Smith's 'January 2015 Convertible Note' by 423,464 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The potential future 'exercise bonus' for these warrants (and all other options and warrants owned by Mr. Smith (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F4 · date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · price: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F3 · derivative.exercise_date: The number of warrants included in Units to be received in conversion of existing 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from from ? to ? per Unit which change increased potential warrants to be received in the event of conversion of Mr. Smith's 'January 2015 Convertible Note' by 423,464 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The potential future 'exercise bonus' for these warrants (and all other options and warrants owned by Mr. Smith (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F4 · derivative.expiration_date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. Read SEC document |
| November 30, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
OtherJanuary 2015 Convertible Note · Derivative | 12,779 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 11 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,856 Underlying: Common Stock · 1,693,856 shares Expires not disclosed F4 · security: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F5 · security: IRA account F3 · date: The number of warrants included in Units to be received in conversion of existing 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from from ? to ? per Unit which change increased potential warrants to be received in the event of conversion of Mr. Smith's 'January 2015 Convertible Note' by 423,464 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The potential future 'exercise bonus' for these warrants (and all other options and warrants owned by Mr. Smith (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F4 · date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · price: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F3 · derivative.exercise_date: The number of warrants included in Units to be received in conversion of existing 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from from ? to ? per Unit which change increased potential warrants to be received in the event of conversion of Mr. Smith's 'January 2015 Convertible Note' by 423,464 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The potential future 'exercise bonus' for these warrants (and all other options and warrants owned by Mr. Smith (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F4 · derivative.expiration_date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. Read SEC document |
| November 30, 2017 Filed Dec 22, 2017 22:19 UTC |
Schafer Edward TDirector · Executive Vice Chairman
|
OtherJanuary 2015 Convertible Note · Derivative | 211,334 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001140361-17-047228 · doc1.xml · derivative · entry 5 Schafer Edward T · CIK 0001376093 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,270 Underlying: Warrants · 421,270 shares Expires not disclosed F3 · security: The number of warrants included in Units to be received in conversion of existing "January 2015 Convertible Note" (as defined in Form 10-Q Financial Statements, Note 7 and other SEC filings) has increased from 1/4 to 1/2 per Unit which change increased potential warrants to be received in the event of conversion of Mr. Schafer's "January 2015 Convertible Note" by 210,635 at November 7, 2017 including interest accruals through November 30, 2017 (with future increase due to subsequent interest accruals). The Potential future "exercise bonus" for these warrants (and all other options and warrants owned by Mr. Schafer (and his donees)/assignees) was increased to 75% from 50%. See Notes 7, 9 & 10 Financial Statements Form 10Q for quarter ended 9/30/17. F4 · price: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $421,270 as of November 30, 2017. The note is convertible at $.50 per unit into units consisting of 1 share of common stock and 1/2 warrant ((842,540 Units consisting of 842,540 shares of common stock and 421,270 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10 Financial Statements, Form 10 - Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. F2 · derivative.exercise_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14 - Nov 6, 2017) of $121,386 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 144,507 shares of common stock at November 7, 2017 (see Notes 5&10 Financial Statements Form 10-Q for quarter ended 9/30/17 (Note that, per item 12, Form 10 - k (for year ended June 30 2017) $120,269 of convertible deferred compensation was convertible into 133,164 shares at August 15, 2017. This category of security's amount has varied with the addition of accrued deferred compensation and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. F4 · derivative.expiration_date: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $421,270 as of November 30, 2017. The note is convertible at $.50 per unit into units consisting of 1 share of common stock and 1/2 warrant ((842,540 Units consisting of 842,540 shares of common stock and 421,270 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10 Financial Statements, Form 10 - Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. Read SEC document |
| November 30, 2017 Filed Dec 22, 2017 22:19 UTC |
Schafer Edward TDirector · Executive Vice Chairman
|
OtherJanuary 2015 Convertible Note · Derivative | 2,798 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001140361-17-047228 · doc1.xml · derivative · entry 4 Schafer Edward T · CIK 0001376093 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,852 Underlying: Common Stock · 842,540 shares Expires not disclosed F4 · price: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $421,270 as of November 30, 2017. The note is convertible at $.50 per unit into units consisting of 1 share of common stock and 1/2 warrant ((842,540 Units consisting of 842,540 shares of common stock and 421,270 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10 Financial Statements, Form 10 - Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. F2 · derivative.exercise_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14 - Nov 6, 2017) of $121,386 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 144,507 shares of common stock at November 7, 2017 (see Notes 5&10 Financial Statements Form 10-Q for quarter ended 9/30/17 (Note that, per item 12, Form 10 - k (for year ended June 30 2017) $120,269 of convertible deferred compensation was convertible into 133,164 shares at August 15, 2017. This category of security's amount has varied with the addition of accrued deferred compensation and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. F4 · derivative.expiration_date: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $421,270 as of November 30, 2017. The note is convertible at $.50 per unit into units consisting of 1 share of common stock and 1/2 warrant ((842,540 Units consisting of 842,540 shares of common stock and 421,270 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10 Financial Statements, Form 10 - Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. Read SEC document |
| November 30, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
OtherJanuary 2015 Convertible Note · Derivative | 1,630,943 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · derivative · entry 15 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Warrants · 3,261,886 shares Expires not disclosed F7 · security: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q, financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $1,630,943 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and 1/2 warrant ( 3,261,886 Units consisting of 3, 261,886 shares of common stock and 1,630,943 warrants, in aggregate). See Note 6 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. F7 · price: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q, financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $1,630,943 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and 1/2 warrant ( 3,261,886 Units consisting of 3, 261,886 shares of common stock and 1,630,943 warrants, in aggregate). See Note 6 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. F7 · derivative.exercise_date: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q, financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $1,630,943 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and 1/2 warrant ( 3,261,886 Units consisting of 3, 261,886 shares of common stock and 1,630,943 warrants, in aggregate). See Note 6 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. F7 · derivative.expiration_date: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q, financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $1,630,943 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and 1/2 warrant ( 3,261,886 Units consisting of 3, 261,886 shares of common stock and 1,630,943 warrants, in aggregate). See Note 6 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. F7 · balance_after: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q, financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $1,630,943 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and 1/2 warrant ( 3,261,886 Units consisting of 3, 261,886 shares of common stock and 1,630,943 warrants, in aggregate). See Note 6 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. Read SEC document |
| November 20, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
PurchaseCommon Stock | 10,100 | $0.60 | $6,060.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · nonDerivative · entry 3 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,729 Read SEC document |
| November 07, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantJanuary 2015 Convertible Note warrants · Derivative | 423,464 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 10 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 846,928 shares Expires not disclosed F4 · price: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · derivative.exercise_date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · derivative.expiration_date: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. F4 · balance_after: Outstanding 'January 2015 Convertible Note' (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $846,928 as of November 30, 2017. The note is convertible at $.50 per Unit into Units consisting of 1 share of common stock and ? warrant (1,693,856 Units consisting of 1,693,856 shares of common stock and 846,928 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). The number of Units will increase as interest accrues. Read SEC document |
| November 07, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
OtherConvertible Deferred Compensation · Derivative | 538,876 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 9 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 538,876 shares Expires not disclosed F2 · price: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14-Nov 6, 2017) of $416,656 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 538,876 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17) (Note that, per Item 12, Form 10-K (for year ended June 30, 2017) $358,934 of convertible deferred compensation was convertible into 464,763 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated February 3, 2015. Since that date its amount has varied with the addition of accrued deferred compensation , has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. F2 · derivative.exercise_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14-Nov 6, 2017) of $416,656 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 538,876 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17) (Note that, per Item 12, Form 10-K (for year ended June 30, 2017) $358,934 of convertible deferred compensation was convertible into 464,763 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated February 3, 2015. Since that date its amount has varied with the addition of accrued deferred compensation , has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. F2 · derivative.expiration_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14-Nov 6, 2017) of $416,656 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 538,876 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17) (Note that, per Item 12, Form 10-K (for year ended June 30, 2017) $358,934 of convertible deferred compensation was convertible into 464,763 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated February 3, 2015. Since that date its amount has varied with the addition of accrued deferred compensation , has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. Read SEC document |
| November 07, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
GiftWarrants Class CAP2017-1 · Derivative | 370,000 | $0.05 Strike: $0.75 | $18,500.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 8 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2020-12-31 F1 · security: Each of which warrants includes a potential future 90% 'exercise bonus' (See Notes 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). Read SEC document |
| November 07, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantWarrants Class CAP2017-1 · Derivative | 670,000 | $0.05 Strike: $0.75 | $33,500.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · derivative · entry 7 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,000 Underlying: Common Stock · 670,000 shares Expires 2020-12-31 F1 · security: Each of which warrants includes a potential future 90% 'exercise bonus' (See Notes 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). Read SEC document |
| November 07, 2017 Filed Dec 22, 2017 22:19 UTC |
Schafer Edward TDirector · Executive Vice Chairman
|
GrantJanuary 2015 Convertible Note Warrants · Derivative | 210,635 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-047228 · doc1.xml · derivative · entry 3 Schafer Edward T · CIK 0001376093 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,270 Underlying: Common Stock · 421,270 shares Expires not disclosed F4 · price: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $421,270 as of November 30, 2017. The note is convertible at $.50 per unit into units consisting of 1 share of common stock and 1/2 warrant ((842,540 Units consisting of 842,540 shares of common stock and 421,270 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10 Financial Statements, Form 10 - Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. F4 · derivative.exercise_date: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $421,270 as of November 30, 2017. The note is convertible at $.50 per unit into units consisting of 1 share of common stock and 1/2 warrant ((842,540 Units consisting of 842,540 shares of common stock and 421,270 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10 Financial Statements, Form 10 - Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. F4 · derivative.expiration_date: Outstanding "January 2015 Convertible Note" (as defined in Form 10-Q Financial Statements, Note 7 and other SEC filings) has a balance (principal plus accrued interest) of approximately $421,270 as of November 30, 2017. The note is convertible at $.50 per unit into units consisting of 1 share of common stock and 1/2 warrant ((842,540 Units consisting of 842,540 shares of common stock and 421,270 warrants, in aggregate). See Note 3 above. (See Notes 7, 9 & 10 Financial Statements, Form 10 - Q for quarter ended 9/30/17. The number of Units will increase as interest accrues. Read SEC document |
| November 07, 2017 Filed Dec 22, 2017 22:19 UTC |
Schafer Edward TDirector · Executive Vice Chairman
|
OtherConvertible Deferred Compensation · Derivative | 144,507 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001140361-17-047228 · doc1.xml · derivative · entry 2 Schafer Edward T · CIK 0001376093 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 144,507 shares Expires not disclosed F2 · price: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14 - Nov 6, 2017) of $121,386 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 144,507 shares of common stock at November 7, 2017 (see Notes 5&10 Financial Statements Form 10-Q for quarter ended 9/30/17 (Note that, per item 12, Form 10 - k (for year ended June 30 2017) $120,269 of convertible deferred compensation was convertible into 133,164 shares at August 15, 2017. This category of security's amount has varied with the addition of accrued deferred compensation and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. F2 · derivative.exercise_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14 - Nov 6, 2017) of $121,386 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 144,507 shares of common stock at November 7, 2017 (see Notes 5&10 Financial Statements Form 10-Q for quarter ended 9/30/17 (Note that, per item 12, Form 10 - k (for year ended June 30 2017) $120,269 of convertible deferred compensation was convertible into 133,164 shares at August 15, 2017. This category of security's amount has varied with the addition of accrued deferred compensation and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. F2 · derivative.expiration_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14 - Nov 6, 2017) of $121,386 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 144,507 shares of common stock at November 7, 2017 (see Notes 5&10 Financial Statements Form 10-Q for quarter ended 9/30/17 (Note that, per item 12, Form 10 - k (for year ended June 30 2017) $120,269 of convertible deferred compensation was convertible into 133,164 shares at August 15, 2017. This category of security's amount has varied with the addition of accrued deferred compensation and has fluctuated in number as the market-based conversion price has varied by formula. New accruals will commence during December 2017 with the same variables in place. Read SEC document |
| November 07, 2017 Filed Dec 22, 2017 22:19 UTC |
Schafer Edward TDirector · Executive Vice Chairman
|
GrantOptions (Right to Buy) · Derivative | 190,000 | $0.05 Strike: $0.75 | $9,500.00 |
DisclosureSEC source: 0001140361-17-047228 · doc1.xml · derivative · entry 1 Schafer Edward T · CIK 0001376093 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 190,000 shares Expires 2020-12-31 F1 · security: Each of which options includes a potential future 90% exercise bonus "exercise bonus" (See Notes 9&10, Financial Statements, Form 10-Q for quarter ended 9/30/17 Read SEC document |
| November 07, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
GrantJanuary 2015 Convertible Note Warrants · Derivative | 815,472 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · derivative · entry 14 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,630,943 shares Expires not disclosed F6 · price: The number of warrants included in Units to be received in conversion of existing "January 2015 Convertible Note" (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from 1/4 to 1/2 per Unit which change increased potential warrants to be received in the event of conversion of Reporting Person's " January 2015 Convertible Note" by 815,472 at November 7, 2017 including interest accruals through November 30, 2017 (with future increases due to subsequent interest accruals). The potential future "exercise bonus" for these warrants (and all other options and warrants owned by the Reporting Person (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F6 · derivative.exercise_date: The number of warrants included in Units to be received in conversion of existing "January 2015 Convertible Note" (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from 1/4 to 1/2 per Unit which change increased potential warrants to be received in the event of conversion of Reporting Person's " January 2015 Convertible Note" by 815,472 at November 7, 2017 including interest accruals through November 30, 2017 (with future increases due to subsequent interest accruals). The potential future "exercise bonus" for these warrants (and all other options and warrants owned by the Reporting Person (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F6 · derivative.expiration_date: The number of warrants included in Units to be received in conversion of existing "January 2015 Convertible Note" (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from 1/4 to 1/2 per Unit which change increased potential warrants to be received in the event of conversion of Reporting Person's " January 2015 Convertible Note" by 815,472 at November 7, 2017 including interest accruals through November 30, 2017 (with future increases due to subsequent interest accruals). The potential future "exercise bonus" for these warrants (and all other options and warrants owned by the Reporting Person (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). F6 · balance_after: The number of warrants included in Units to be received in conversion of existing "January 2015 Convertible Note" (as defined in Form 10-Q, Financial Statements, Note 7 and other SEC filings) has increased from 1/4 to 1/2 per Unit which change increased potential warrants to be received in the event of conversion of Reporting Person's " January 2015 Convertible Note" by 815,472 at November 7, 2017 including interest accruals through November 30, 2017 (with future increases due to subsequent interest accruals). The potential future "exercise bonus" for these warrants (and all other options and warrants owned by the Reporting Person (and his donees/assignees) was increased to 75% from 50%. (See Notes 7, 9 & 10, Financial Statements, Form 10-Q for quarter ended 9/30/17). Read SEC document |
| November 07, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
OtherConvertible Deferred Compensation · Derivative | 1,408,583 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · derivative · entry 12 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,408,583 shares Expires not disclosed F4 · price: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14 - Nov 6) of $1,147,210 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 1,408,583 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements Form 10-Q for quarter ended 9/30/17) (Note that per item 12, Form 10K (for year ended June 30, 2017) $1,043,646 of convertible deferred compensation was convertible into 1,217,194 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated January 5, 2016. Since that date its amount has varied with the addition of accrued deferred compensation, has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. F4 · derivative.exercise_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14 - Nov 6) of $1,147,210 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 1,408,583 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements Form 10-Q for quarter ended 9/30/17) (Note that per item 12, Form 10K (for year ended June 30, 2017) $1,043,646 of convertible deferred compensation was convertible into 1,217,194 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated January 5, 2016. Since that date its amount has varied with the addition of accrued deferred compensation, has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. F4 · derivative.expiration_date: This report reflects the cancellation (effective November 7, 2017) (per agreements reached between October 14 - Nov 6) of $1,147,210 of accrued convertible deferred compensation (including November 2017 accrual) which was convertible into 1,408,583 shares of common stock at November 7, 2017 (See Notes 5 & 10, Financial Statements Form 10-Q for quarter ended 9/30/17) (Note that per item 12, Form 10K (for year ended June 30, 2017) $1,043,646 of convertible deferred compensation was convertible into 1,217,194 shares at August 15, 2017). This category of security had been previously reported on Form 4 dated January 5, 2016. Since that date its amount has varied with the addition of accrued deferred compensation, has been reduced when conversions have taken place and has fluctuated in number as the market-based conversion price has varied by formula. Read SEC document |
| November 07, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
PurchaseWarrants Class CAP2017-5 · Derivative | 1,765,000 | $0.05 Strike: $0.75 | $88,250.00 |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · derivative · entry 10 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,765,000 Underlying: Common Stock · 1,765,000 shares Expires 2020-12-31 F3 · security: Each of these purchased warrants includes a potential future 90% "exercise Bonus" (See Notes 9 & 10, Financial Statements, Form 10Q for quarter ended 9/30/2017. These warrants were purchased with a $88,250 Promissory Note which matures on July 1, 2020 and the Company is holding certain securities that the Reporting Person owns as collateral until the promissory note is satisfied. Read SEC document |
| November 01, 2017 Filed Dec 20, 2017 18:33 UTC |
NORTHROP JONDirector · Secretary
|
GrantOptions (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001140361-17-046846 · doc1.xml · derivative · entry 2 NORTHROP JON · CIK 0001249849 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2020-12-31 Read SEC document |
| October 24, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
GiftCommon Stock | 71,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,629 Read SEC document |
| October 24, 2017 Filed Dec 7, 2017 15:00 UTC |
SMITH MARK ADirector · President · 10% owner
|
GiftCommon Stock | 177,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-045250 · doc1.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with Wife Disclosed balance after: 0 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:28 UTC |
SMITH MARK ADirector · President · 10% owner
|
GiftCommon Stock - Unit | 182,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032026 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:28 UTC |
SMITH MARK ADirector · President · 10% owner
|
GiftCommon Stock | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032026 · doc1.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,097 Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:13 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantWarrants - CONUT · Derivative | 91,370 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022864 · doc1.xml · derivative · entry 6 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,370 Underlying: Common Stock · 91,370 shares Expires 2018-03-31 F2 · kind: On May 25, 2017, Mr. Smith converted $137,067.45 of his accrued advances/expenses ($62,047.25) and deferred compensation ($75,000.00) into 187,757 Units (at recent PPM price ) of $.75 per unit (consisting of one share of Bion common stock and ? warrant). Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:13 UTC |
SMITH MARK ADirector · President · 10% owner
|
GrantCommon Stock - Unit | 182,757 | $0.75 | $137,067.75 |
DisclosureSEC source: 0001140361-17-022864 · doc1.xml · nonDerivative · entry 2 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,757 F1 · security: Unit consist of one share of Bion common stock and ? warrant F2 · kind: On May 25, 2017, Mr. Smith converted $137,067.45 of his accrued advances/expenses ($62,047.25) and deferred compensation ($75,000.00) into 187,757 Units (at recent PPM price ) of $.75 per unit (consisting of one share of Bion common stock and ? warrant). Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:13 UTC |
SMITH MARK ADirector · President · 10% owner
|
GiftCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022864 · doc1.xml · nonDerivative · entry 1 SMITH MARK A · CIK 0001168243 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,097 Read SEC document |
| May 15, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
OtherCommon Stock | 235,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · nonDerivative · entry 9 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife's Roth IRA Disclosed balance after: 279,382 F2 · kind: The Shares held in Reporting Person's Wife's IRA Account were distributed to the Reporting Person's Wife's ROTH IRA Account. Read SEC document |
| May 15, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
OtherCommon Stock | 235,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · nonDerivative · entry 8 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife's IRA Disclosed balance after: 41,104 F2 · kind: The Shares held in Reporting Person's Wife's IRA Account were distributed to the Reporting Person's Wife's ROTH IRA Account. Read SEC document |
| May 15, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
OtherCommon Stock | 260,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · nonDerivative · entry 7 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 249,397 F1 · kind: The Shares held in the Reporting Person's IRA Account were distributed to the Reporting Person's ROTH IRA Account. Read SEC document |
| May 15, 2017 Filed Jan 4, 2018 17:01 UTC |
Bassani DominicCEO · 10% owner
|
OtherCommon Stock | 260,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000689 · doc1.xml · nonDerivative · entry 6 Bassani Dominic · CIK 0000929535 · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 260,000 F1 · kind: The Shares held in the Reporting Person's IRA Account were distributed to the Reporting Person's ROTH IRA Account. Read SEC document |
| April 27, 2017 Filed Dec 20, 2017 18:33 UTC |
NORTHROP JONDirector · Secretary
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GrantOptions (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001140361-17-046846 · doc1.xml · derivative · entry 1 NORTHROP JON · CIK 0001249849 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2020-04-15 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.