BNBX

SEC source: 0001144204-18-062853 · tv508166_4.xml · derivative · entry 1

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires 2018-12-02

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 2, 2018 to December 1, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 2, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 2, 2018 to December 1, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 2, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from December 2, 2018 to December 1, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 2, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

SEC source: 0001144204-18-062852 · tv508165_4.xml · derivative · entry 2

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires 2023-11-28

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from November 29, 2018 to November 28, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 29, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

SEC source: 0001144204-18-062852 · tv508165_4.xml · derivative · entry 1

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires 2018-11-29

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from November 29, 2018 to November 28, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 29, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from November 29, 2018 to November 28, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 29, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from November 29, 2018 to November 28, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 29, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

SEC source: 0001144204-19-035057 · tv525331_form4a.xml · derivative · entry 2

Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 953,324 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated November 29, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to among other things, amend the conversion price to $0.54 from $2.50.

SEC source: 0001144204-18-054183 · tv504856_4.xml · derivative · entry 2

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

Underlying: Common Stock · 11,112 shares

Expires 2023-03-14

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

SEC source: 0001144204-18-054183 · tv504856_4.xml · derivative · entry 1

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,112 shares

Expires 2018-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

SEC source: 0001144204-18-054180 · tv504855_4.xml · derivative · entry 2

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,186

Underlying: Common Stock · 15,186 shares

Expires 2023-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

SEC source: 0001144204-18-054180 · tv504855_4.xml · derivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,186 shares

Expires 2018-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

SEC source: 0001144204-18-054178 · tv504854_4.xml · derivative · entry 2

Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,334

Underlying: Common Stock · 833,334 shares

Expires 2023-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

SEC source: 0001144204-18-054178 · tv504854_4.xml · derivative · entry 1

Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 833,334 shares

Expires 2018-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

SEC source: 0001144204-18-054172 · tv504852_4.xml · derivative · entry 2

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,778

Underlying: Common Stock · 12,778 shares

Expires 2023-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

SEC source: 0001144204-18-054172 · tv504852_4.xml · derivative · entry 1

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,778 shares

Expires 2018-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

SEC source: 0001144204-18-054173 · tv504853_4.xml · derivative · entry 2

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,778

Underlying: Common Stock · 12,778 shares

Expires 2023-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

SEC source: 0001144204-18-054173 · tv504853_4.xml · derivative · entry 1

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,778 shares

Expires 2018-10-17

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 17, 2018 to October 17, 2023, resulting in the deemed cancelation of the "old" option and the grant of a replacement option. The option was originally granted on October 17, 2013 and provided for immediate vesting upon date of grant.

SEC source: 0001144204-18-054170 · tv504851_4.xml · derivative · entry 2

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires 2023-10-14

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 14, 2018 to October 14, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 14, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

SEC source: 0001144204-18-054170 · tv504851_4.xml · derivative · entry 1

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires 2018-10-14

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 14, 2018 to October 14, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 14, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 14, 2018 to October 14, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 14, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from October 14, 2018 to October 14, 2023, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 14, 2013 and provided for vesting (i) with respect to 25% of the underlying shares on the anniversary of the original grant date and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the fourth anniversary of the original date of grant.

SEC source: 0001144204-18-053079 · tv504574_form4.xml · derivative · entry 1

Ferguson Elizabeth M. · CIK 0001707145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 4,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance.

SEC source: 0001144204-18-053078 · tv504573_form4.xml · derivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 10,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance.

SEC source: 0001144204-18-053077 · tv504572_form4.xml · derivative · entry 1

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Underlying: Common Stock · 40,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance.

F2 · ownership.nature: The Secured Convertible Note is owned by Delabarta II Inc. Mr. Bitzer is president of Delabarta II Inc.

SEC source: 0001144204-18-053076 · tv504570_form4.xml · derivative · entry 1

Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 400,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance.

SEC source: 0001144204-18-053075 · tv504569_form4.xml · derivative · entry 1

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 10,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance.

SEC source: 0001144204-18-053074 · tv504557_form4.xml · derivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 10,000 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance.

SEC source: 0001144204-19-035064 · tv525333_form4a.xml · derivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 48,391 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.

SEC source: 0001144204-19-035071 · tv525335_form4a.xml · derivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 48,391 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.

SEC source: 0001144204-19-035067 · tv525334_form4a.xml · derivative · entry 1

Ferguson Elizabeth M. · CIK 0001707145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 19,357 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.

SEC source: 0001144204-19-035062 · tv525332_form4a.xml · derivative · entry 1

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 48,391 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.

SEC source: 0001144204-19-035057 · tv525331_form4a.xml · derivative · entry 1

Hayward James A · CIK 0001357784 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,935,613 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.

SEC source: 0001144204-19-035051 · tv525330_form4a.xml · derivative · entry 1

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Underlying: Common Stock · 193,563 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.

F2 · ownership.nature: The Secured Convertible Note is owned by Delabarta II Inc. Mr. Bitzer is president of Delabarta II Inc.

SEC source: 0001763113-19-000005 · primary_doc.xml · derivative · entry 1

Montgomery William W · CIK 0001763113 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 387,120 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its present balance. On July 16, 2019 an amendment to the Secured convertible was entered into to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021

SEC source: 0001144204-18-047580 · tv502096_4.xml · derivative · entry 1

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-08-28

SEC source: 0001144204-18-047575 · tv502095_4.xml · derivative · entry 1

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-08-28

SEC source: 0001144204-18-047569 · tv502094_4.xml · derivative · entry 3

Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2028-08-28

SEC source: 0001144204-18-047569 · tv502094_4.xml · derivative · entry 2

Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,667

Underlying: Common Stock · 666,667 shares

Expires 2021-07-10

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant.

SEC source: 0001144204-18-047569 · tv502094_4.xml · derivative · entry 1

Hayward James A · CIK 0001357784 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 666,667 shares

Expires 2018-07-10

F1 · kind: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant.

F1 · derivative.exercise_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant.

F1 · derivative.expiration_date: The two reported transactions involve an amendment of an outstanding option to extend the expiration date of such option from July 10, 2018 to July 10, 2021, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 11, 2011 and provided for vesting (i) with respect to 25% of the underlying shares on the original date of grant and (ii) with respect to the remaining underlying shares, ratably each anniversary thereafter until fully vested on the second anniversary of the original date of grant.

SEC source: 0001144204-18-015589 · tv488783_form4.xml · derivative · entry 2

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,233

Underlying: Common Stock · 8,233 shares

Expires 2023-03-14

F2 · derivative.exercise_date: These options vest immediately upon date of grant.

SEC source: 0001144204-18-015589 · tv488783_form4.xml · derivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,572

Underlying: Common Stock · 74,572 shares

Expires 2028-03-14

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

SEC source: 0001144204-18-015588 · tv488782_form4.xml · derivative · entry 2

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,175

Underlying: Common Stock · 6,175 shares

Expires 2023-03-14

F2 · derivative.exercise_date: These options vest immediately upon date of grant.

SEC source: 0001144204-18-015588 · tv488782_form4.xml · derivative · entry 1

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,919

Underlying: Common Stock · 63,919 shares

Expires 2028-03-14

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

SEC source: 0001144204-18-015587 · tv488781_form4.xml · derivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,572

Underlying: Common Stock · 74,572 shares

Expires 2028-03-14

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

SEC source: 0001144204-18-015584 · tv488779_form4.xml · derivative · entry 1

Ceccoli Joseph D. · CIK 0001627545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,572

Underlying: Common Stock · 74,572 shares

Expires 2028-03-14

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

SEC source: 0001144204-18-015582 · tv488777_form4.xml · derivative · entry 2

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,204

Underlying: Common Stock · 7,204 shares

Expires 2023-03-14

F2 · derivative.exercise_date: These options vest immediately upon date of grant.

SEC source: 0001144204-18-015582 · tv488777_form4.xml · derivative · entry 1

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,919

Underlying: Common Stock · 63,919 shares

Expires 2028-03-14

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

SEC source: 0001144204-18-015581 · tv488776_form4.xml · derivative · entry 1

Ferguson Elizabeth M. · CIK 0001707145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,858

Underlying: Common Stock · 111,858 shares

Expires 2028-03-14

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

SEC source: 0001144204-18-015576 · tv488775_form4.xml · derivative · entry 2

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,204

Underlying: Common Stock · 7,204 shares

Expires 2023-03-14

F2 · derivative.exercise_date: These options vest immediately upon date of grant.

SEC source: 0001144204-18-015576 · tv488775_form4.xml · derivative · entry 1

Ryan Charles S. · CIK 0001624830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,919

Underlying: Common Stock · 63,919 shares

Expires 2028-03-14

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

SEC source: 0001571049-17-006377 · t1700414j-shamash0628.xml · nonDerivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,205

SEC source: 0001571049-17-006376 · t1700414i-simon0628.xml · nonDerivative · entry 1

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

SEC source: 0001571049-17-006375 · t1700414h-catell0628.xml · nonDerivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,410

SEC source: 0001571049-17-006374 · t1700414g_murrah0628.xml · nonDerivative · entry 1

Murrah Judith · CIK 0001624562 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,660

SEC source: 0001571049-17-006373 · t1700414f-bitzer0628.xml · nonDerivative · entry 1

Bitzer John III · CIK 0001624610 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,212,722

F1 · shares: These shares are owned by by Delabarta, Inc., a wholly-owned subsidiary of ABARTA, Inc. Mr. Bitzer is President and a member of the board of directors of each of Delabarta, Inc. and ABARTA, Inc.

F2 · balance_after: Includes 1,185,855 shares owned by by Delabarta, Inc., a wholly-owned subsidiary of ABARTA, Inc. Mr. Bitzer is President and a member of the board of directors of each of Delabarta, Inc. and ABARTA, Inc.