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BNBX

BNB PLUS CORP.

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8621
SEC CIK
0000744452
Parsed reports
150

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2026 Filed Sep 16, 2026 20:06 UTC GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001104659-26-108254 · tm2625498-3_4seq1.xml · derivative · entry 1

Shorten Richard Lee Jr. · CIK 0002114467 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-09-14

F1 · derivative.exercise_date: The options vest in equal monthly installments over a 6-month period, commencing one month from the grant date.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 20:06 UTC
Larsen ToddDirector
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001104659-26-108251 · tm2625498-2_4seq1.xml · derivative · entry 1

Larsen Todd · CIK 0001606971 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-09-14

F1 · derivative.exercise_date: The options vest in equal monthly installments over a 6-month period, commencing one month from the grant date.

Read SEC document
September 14, 2026 Filed Sep 16, 2026 20:05 UTC
Lee LokDirector
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001104659-26-108249 · tm2625498-1_4seq1.xml · derivative · entry 1

Lee Lok · CIK 0002089247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-09-14

F1 · derivative.exercise_date: The options vest in equal monthly installments over a 6-month period, commencing one month from the grant date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:09 UTC GrantIncentive Stock Option (right to buy) · Derivative 77,038 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001104659-26-037727 · tm2610688-6_4seq1.xml · derivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,038

Underlying: Common Stock · 77,038 shares

Expires 2036-03-27

F1 · derivative.exercise_date: The options vest 25% on the grant date, then 25% per quarter commencing 90 days from the grant date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:08 UTC GrantIncentive Stock Option (right to buy) · Derivative 77,038 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001104659-26-037722 · tm2610688-5_4seq1.xml · derivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,038

Underlying: Common Stock · 77,038 shares

Expires 2036-03-27

F1 · derivative.exercise_date: The options vest 25% on the grant date, then 25% per quarter commencing 90 days from the grant date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:07 UTC GrantIncentive Stock Option (right to buy) · Derivative 77,038 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001104659-26-037714 · tm2610688-4_4seq1.xml · derivative · entry 1

Murrah Judith · CIK 0001624562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,038

Underlying: Common Stock · 77,038 shares

Expires 2036-03-27

F1 · derivative.exercise_date: The options vest 25% on the grant date, then 25% per quarter commencing 90 days from the grant date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:06 UTC GrantIncentive Stock Option (right to buy) · Derivative 77,038 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001104659-26-037710 · tm2610688-3_4seq1.xml · derivative · entry 1

Ceccoli Joseph D. · CIK 0001627545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,038

Underlying: Common Stock · 77,038 shares

Expires 2036-03-27

F1 · derivative.exercise_date: The options vest 25% on the grant date, then 25% per quarter commencing 90 days from the grant date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:06 UTC
Kruger JoshuaDirector · Chairman of the Board
GrantIncentive Stock Option (right to buy) · Derivative 77,038 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001104659-26-037707 · tm2610688-2_4seq1.xml · derivative · entry 1

Kruger Joshua · CIK 0002097448 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,038

Underlying: Common Stock · 77,038 shares

Expires 2036-03-27

F1 · derivative.exercise_date: The options vest 25% on the grant date, then 25% per quarter commencing 90 days from the grant date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:05 UTC
Haft JamesDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 77,038 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001104659-26-037702 · tm2610688-1_4seq1.xml · derivative · entry 1

Haft James · CIK 0001890842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,038

Underlying: Common Stock · 77,038 shares

Expires 2036-03-27

F1 · derivative.exercise_date: The options vest 25% on the grant date, then 25% per quarter commencing 90 days from the grant date.

Read SEC document
February 02, 2026 Filed Feb 13, 2026 21:16 UTC
Haft JamesDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 12,270 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000891839-26-000054 · form4.xml · derivative · entry 3

Haft James · CIK 0001890842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,270

Underlying: Common Stock · 12,270 shares

Expires 2036-02-02

F1 · derivative.exercise_date: The options vest in four equal installments on May 2, 2026, August 2, 2026, November 2, 2026 and February 2, 2027.

Read SEC document
February 02, 2026 Filed Feb 13, 2026 21:16 UTC
Haft JamesDirector
GrantIncentive Stock Option (right to buy) · Derivative 80,730 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000891839-26-000054 · form4.xml · derivative · entry 2

Haft James · CIK 0001890842 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,730

Underlying: Common Stock · 80,730 shares

Expires 2036-02-02

F1 · derivative.exercise_date: The options vest in four equal installments on May 2, 2026, August 2, 2026, November 2, 2026 and February 2, 2027.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:05 UTC
Shorrock ClayChief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 42,194 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001104659-25-121569 · tm2533553-2_4seq1.xml · derivative · entry 2

Shorrock Clay · CIK 0001853671 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,194

Underlying: Common Stock · 42,194 shares

Expires 2035-12-15

F1 · derivative.exercise_date: The options vest 25% per quarter commencing 90 days from the grant date.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:05 UTC
Shorrock ClayChief Executive Officer
GrantIncentive Stock Option (right to buy) · Derivative 42,194 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001104659-25-121569 · tm2533553-2_4seq1.xml · derivative · entry 1

Shorrock Clay · CIK 0001853671 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,194

Underlying: Common Stock · 42,194 shares

Expires 2035-12-15

F1 · derivative.exercise_date: The options vest 25% per quarter commencing 90 days from the grant date.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:05 UTC
Jantzen BethChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 42,194 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001104659-25-121565 · tm2533553-1_4seq1.xml · derivative · entry 2

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,194

Underlying: Common Stock · 42,194 shares

Expires 2035-12-15

F1 · derivative.exercise_date: The options vest 25% per quarter commencing 90 days from the grant date.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:05 UTC
Jantzen BethChief Financial Officer
GrantIncentive Stock Option (right to buy) · Derivative 42,194 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001104659-25-121565 · tm2533553-1_4seq1.xml · derivative · entry 1

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,194

Underlying: Common Stock · 42,194 shares

Expires 2035-12-15

F1 · derivative.exercise_date: The options vest 25% per quarter commencing 90 days from the grant date.

Read SEC document
October 17, 2025 Filed Oct 20, 2025 21:06 UTC GrantCommon Stock 22,511 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100880 · tm2529089-2_4seq1.xml · nonDerivative · entry 1

Ceccoli Joseph D. · CIK 0001627545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,512

F1 · security: 100% of the restricted stock units vest upon 90 days from the date of grant

Read SEC document
October 17, 2025 Filed Oct 20, 2025 21:04 UTC GrantCommon Stock 22,511 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100878 · tm2529089-7_4seq1.xml · nonDerivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,512

F1 · security: 100% of the restricted stock units vest upon 90 days from the date of grant

Read SEC document
October 17, 2025 Filed Oct 20, 2025 21:03 UTC
Jantzen BethChief Financial Officer
GrantCommon Stock 18,691 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100874 · tm2529089-6_4seq1.xml · nonDerivative · entry 1

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,694

F1 · security: 100% of the restricted stock units vest upon 90 days from the date of grant

Read SEC document
October 17, 2025 Filed Oct 20, 2025 21:00 UTC GrantCommon Stock 18,691 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100870 · tm2529089-3_4seq1.xml · nonDerivative · entry 1

Murrah Judith · CIK 0001624562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,694

F1 · security: 100% of the restricted stock units vest upon 90 days from the date of grant

Read SEC document
October 17, 2025 Filed Oct 20, 2025 21:02 UTC GrantCommon Stock 22,511 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100873 · tm2529089-5_4seq1.xml · nonDerivative · entry 1

Schmalz Elizabeth M · CIK 0001707145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,512

F1 · security: 100% of the restricted stock units vest upon 90 days from the date of grant

Read SEC document
October 17, 2025 Filed Oct 20, 2025 21:01 UTC GrantCommon Stock 22,511 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100872 · tm2529089-4_4seq1.xml · nonDerivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,512

F1 · security: 100% of the restricted stock units vest upon 90 days from the date of grant

Read SEC document
October 17, 2025 Filed Oct 20, 2025 20:57 UTC
Shorrock ClayChief Executive Officer
GrantCommon Stock 18,691 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-100868 · tm2529089-1_4seq1.xml · nonDerivative · entry 1

Shorrock Clay · CIK 0001853671 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,695

F1 · security: 100% of the restricted stock units vest upon 90 days from the date of grant

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Jantzen BethChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,961 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-23-037279 · tm2310641-3_4seq1.xml · derivative · entry 3

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,961

Underlying: Common Stock · 1,961 shares

Expires 2033-03-23

F2 · derivative.exercise_date: The options vest 25% per year commencing on the first anniversary of the grant date.

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Jantzen BethChief Financial Officer
GrantIncentive Stock Option (right to buy) · Derivative 98,039 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-23-037279 · tm2310641-3_4seq1.xml · derivative · entry 2

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Common Stock · 98,039 shares

Expires 2033-03-23

F2 · derivative.exercise_date: The options vest 25% per year commencing on the first anniversary of the grant date.

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Jantzen BethChief Financial Officer
GrantCommon Stock 91,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-037279 · tm2310641-3_4seq1.xml · nonDerivative · entry 1

Jantzen Beth · CIK 0001633940 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,739

F1 · security: Represents common stock underlying restricted stock units granted to the reporting person on March 23, 2023. 100% of the restricted stock units vest upon the first anniversary of the grant date.

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Shorrock ClayChief Legal Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,961 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-23-037278 · tm2310641-2_4seq1.xml · derivative · entry 3

Shorrock Clay · CIK 0001853671 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,961

Underlying: Common Stock · 1,961 shares

Expires 2033-03-23

F2 · derivative.exercise_date: The options vest 25% per year commencing on the first anniversary of the grant date.

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Shorrock ClayChief Legal Officer
GrantIncentive Stock Option (right to buy) · Derivative 98,039 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-23-037278 · tm2310641-2_4seq1.xml · derivative · entry 2

Shorrock Clay · CIK 0001853671 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Common Stock · 98,039 shares

Expires 2033-03-23

F2 · derivative.exercise_date: The options vest 25% per year commencing on the first anniversary of the grant date.

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Shorrock ClayChief Legal Officer
GrantCommon Stock 91,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-037278 · tm2310641-2_4seq1.xml · nonDerivative · entry 1

Shorrock Clay · CIK 0001853671 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,667

F1 · security: Represents common stock underlying restricted stock units granted to the reporting person on March 23, 2023. 100% of the restricted stock units vest upon the first anniversary of the grant date.

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Murrah JudithCIO and COO
GrantNon-Qualified Stock Option (right to buy) · Derivative 10,294 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-23-037276 · tm2310641-1_4seq1.xml · derivative · entry 3

Murrah Judith · CIK 0001624562 · CIO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,294

Underlying: Common Stock · 10,294 shares

Expires 2033-03-23

F2 · derivative.exercise_date: The options vest 25% per year commencing on the first anniversary of the grant date.

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Murrah JudithCIO and COO
GrantIncentive Stock Option (right to buy) · Derivative 98,039 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-23-037276 · tm2310641-1_4seq1.xml · derivative · entry 2

Murrah Judith · CIK 0001624562 · CIO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Common Stock · 98,039 shares

Expires 2033-03-23

F2 · derivative.exercise_date: The options vest 25% per year commencing on the first anniversary of the grant date.

Read SEC document
March 23, 2023 Filed Mar 28, 2023 01:30 UTC
Murrah JudithCIO and COO
GrantCommon Stock 99,306 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-037276 · tm2310641-1_4seq1.xml · nonDerivative · entry 1

Murrah Judith · CIK 0001624562 · CIO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,853

F1 · security: Represents common stock underlying restricted stock units granted to the reporting person on March 23, 2023. 100% of the restricted stock units vest upon the first anniversary of the grant date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 46,938 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007541 · tm234563-6_4seq1.xml · derivative · entry 2

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,938

Underlying: Common Stock · 46,938 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:20 UTC GrantIncentive Stock Option (right to buy) · Derivative 75,099 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007541 · tm234563-6_4seq1.xml · derivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,099

Underlying: Common Stock · 75,099 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 37,550 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007539 · tm234563-5_4seq1.xml · derivative · entry 2

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,550

Underlying: Common Stock · 37,550 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:19 UTC GrantIncentive Stock Option (right to buy) · Derivative 75,099 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007539 · tm234563-5_4seq1.xml · derivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,099

Underlying: Common Stock · 75,099 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 41,305 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007537 · tm234563-4_4seq1.xml · derivative · entry 2

Ceccoli Joseph D. · CIK 0001627545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,305

Underlying: Common Stock · 41,305 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:19 UTC GrantIncentive Stock Option (right to buy) · Derivative 75,099 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007537 · tm234563-4_4seq1.xml · derivative · entry 1

Ceccoli Joseph D. · CIK 0001627545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,099

Underlying: Common Stock · 75,099 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:17 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 38,489 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007535 · tm234563-3_4seq1.xml · derivative · entry 2

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,489

Underlying: Common Stock · 38,489 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:17 UTC GrantIncentive Stock Option (right to buy) · Derivative 75,099 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007535 · tm234563-3_4seq1.xml · derivative · entry 1

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,099

Underlying: Common Stock · 75,099 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:17 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 40,366 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007533 · tm234563-2_4seq1.xml · derivative · entry 2

Schmalz Elizabeth M · CIK 0001707145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,366

Underlying: Common Stock · 40,366 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:17 UTC GrantIncentive Stock Option (right to buy) · Derivative 75,099 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007533 · tm234563-2_4seq1.xml · derivative · entry 1

Schmalz Elizabeth M · CIK 0001707145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,099

Underlying: Common Stock · 75,099 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:16 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 39,428 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007532 · tm234563-1_4seq1.xml · derivative · entry 2

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,428

Underlying: Common Stock · 39,428 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:16 UTC GrantIncentive Stock Option (right to buy) · Derivative 75,099 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001104659-23-007532 · tm234563-1_4seq1.xml · derivative · entry 1

CATELL ROBERT B · CIK 0001195325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,099

Underlying: Common Stock · 75,099 shares

Expires 2033-01-25

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

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November 01, 2021 Filed Nov 3, 2021 20:49 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,197 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001104659-21-133703 · tm2131758-10_4seq1.xml · derivative · entry 2

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,197

Underlying: Common Stock · 10,197 shares

Expires 2031-10-31

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

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November 01, 2021 Filed Nov 3, 2021 20:49 UTC GrantIncentive Stock Option (right to buy) · Derivative 19,897 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001104659-21-133703 · tm2131758-10_4seq1.xml · derivative · entry 1

Simon Sanford R · CIK 0001357785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,897

Underlying: Common Stock · 19,897 shares

Expires 2031-10-31

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

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November 01, 2021 Filed Nov 3, 2021 20:50 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 11,937 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001104659-21-133706 · tm2131758-11_4seq1.xml · derivative · entry 2

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,937

Underlying: Common Stock · 11,937 shares

Expires 2031-10-31

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

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November 01, 2021 Filed Nov 3, 2021 20:50 UTC GrantIncentive Stock Option (right to buy) · Derivative 19,897 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001104659-21-133706 · tm2131758-11_4seq1.xml · derivative · entry 1

SHAMASH YACOV A · CIK 0001013589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,897

Underlying: Common Stock · 19,897 shares

Expires 2031-10-31

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

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November 01, 2021 Filed Nov 3, 2021 20:48 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 9,948 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001104659-21-133702 · tm2131758-9_4seq1.xml · derivative · entry 2

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,948

Underlying: Common Stock · 9,948 shares

Expires 2031-10-31

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

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November 01, 2021 Filed Nov 3, 2021 20:48 UTC GrantIncentive Stock Option (right to buy) · Derivative 19,897 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001104659-21-133702 · tm2131758-9_4seq1.xml · derivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,897

Underlying: Common Stock · 19,897 shares

Expires 2031-10-31

F1 · derivative.exercise_date: These options vest in full and become exercisable on the first anniversary of the date of grant, subject to continued board membership through such date.

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November 01, 2021 Filed Nov 3, 2021 20:46 UTC
Murrah JudithCIO and COO
GrantNon-Qualified Stock Option (right to buy) · Derivative 32,203 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001104659-21-133696 · tm2131758-7_4seq1.xml · derivative · entry 2

Murrah Judith · CIK 0001624562 · CIO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,203

Underlying: Common Stock · 32,203 shares

Expires 2031-10-31

F1 · derivative.exercise_date: The options vest immediately.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.