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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 626 $37.53 $23,493.78
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 10

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,602.97

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 596 $37.53 $22,367.88
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 9

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,228.97

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 362 $37.53 $13,585.86
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 8

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,824.97

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 144 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 7

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,186.97

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 599 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 6

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,042.97

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 680 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 5

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,443.97

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,043 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 4

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,763.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,360 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,720.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,360.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 11,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,984.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherPerformance Shares · Derivative 100.1076 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 23

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608.1076

Underlying: Common Stock, $0.10 par value · 100.1076 shares

Expires 2015-03-31

F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F20 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GrantPerformance Shares · Derivative 2,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 22

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,508

Underlying: Common Stock, $0.10 par value · 2,508 shares

Expires 2015-03-31

F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F18 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherPerformance Shares · Derivative 179.8356 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 21

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437.0756

Underlying: Common Stock, $0.10 par value · 179.8356 shares

Expires 2014-03-31

F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GrantPerformance Shares · Derivative 2,792 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 20

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,257.24

Underlying: Common Stock, $0.10 par value · 2,792 shares

Expires 2014-03-31

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F14 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionPerformance Shares · Derivative 10,892 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 19

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 10,892 shares

Expires 2013-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherPerformance Shares · Derivative 272.14 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 18

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,892

Underlying: Common Stock, $0.10 par value · 272.14 shares

Expires 2013-03-31

F11 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F12 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F11 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GrantPerformance Shares · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 17

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,619.86

Underlying: Common Stock, $0.10 par value · 3,166 shares

Expires 2013-03-31

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 16

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock, $0.10 par value · 1,043 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 15

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Common Stock, $0.10 par value · 1,316 shares

Expires 2014-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,174 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · derivative · entry 14

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,348

Underlying: Common Stock, $0.10 par value · 1,174 shares

Expires 2015-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 4,059 $37.53 $152,334.27
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 11

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,754.464

F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 733 $37.53 $27,509.49
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 10

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,813.464

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 630 $37.53 $23,643.90
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 9

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,546.464

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 443 $37.53 $16,625.79
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 8

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,176.464

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 144 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 7

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,619.464

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 517 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 6

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,475.464

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 650 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 5

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,958.464

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,043 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 4

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,308.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,174 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 3

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,265.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,316 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,091.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 10,892 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007240 · doc4.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,775.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherPerformance Shares · Derivative 229.3932 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 21

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,976.3932

Underlying: Common Stock, $0.10 par value · 229.3932 shares

Expires 2015-03-31

F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F20 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantPerformance Shares · Derivative 5,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 20

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,747

Underlying: Common Stock, $0.10 par value · 5,747 shares

Expires 2015-03-31

F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F18 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherPerformance Shares · Derivative 669.6597 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 19

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,446.6597

Underlying: Common Stock, $0.10 par value · 669.6597 shares

Expires 2014-03-31

F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

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March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantPerformance Shares · Derivative 7,568 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 18

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,777

Underlying: Common Stock, $0.10 par value · 7,568 shares

Expires 2014-03-31

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F14 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionPerformance Shares · Derivative 14,634 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 17

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 14,634 shares

Expires 2013-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

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March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherPerformance Shares · Derivative 560.9136 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 16

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock, $0.10 par value · 560.9136 shares

Expires 2013-03-31

F11 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F12 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F11 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantPerformance Shares · Derivative 4,254 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 15

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,073.0864

Underlying: Common Stock, $0.10 par value · 4,254 shares

Expires 2013-03-31

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 14

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,171

Underlying: Common Stock, $0.10 par value · 2,390 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 1,769 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 13

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,769

Underlying: Common Stock, $0.10 par value · 1,769 shares

Expires 2014-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 3,182 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · derivative · entry 12

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363

Underlying: Common Stock, $0.10 par value · 3,182 shares

Expires 2015-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 7,591 $37.53 $284,890.23
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 11

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,584

F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 1,707 $37.53 $64,063.71
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 10

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,175

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 1,356 $37.53 $50,890.68
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 9

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,882

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 985 $37.53 $36,967.05
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 8

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,238

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 330 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 7

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,223

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 874 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 6

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,893

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 1,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,019

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 1,769 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.