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BRISTOL MYERS SQUIBB CO

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0000014272
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Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
GrantPerformance Shares · Derivative 3,553 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · derivative · entry 18

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,877

Underlying: Common Stock, $0.10 par value · 3,553 shares

Expires 2014-03-31

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F14 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionPerformance Shares · Derivative 9,902 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · derivative · entry 17

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 9,902 shares

Expires 2013-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
OtherPerformance Shares · Derivative 377.8048 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · derivative · entry 16

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,902

Underlying: Common Stock, $0.10 par value · 377.8048 shares

Expires 2013-03-31

F11 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F12 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F11 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
GrantPerformance Shares · Derivative 2,879 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · derivative · entry 15

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,524.1952

Underlying: Common Stock, $0.10 par value · 2,879 shares

Expires 2013-03-31

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionMarket Share Units · Derivative 2,889 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · derivative · entry 14

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Common Stock, $0.10 par value · 2,889 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionMarket Share Units · Derivative 1,197 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · derivative · entry 13

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197

Underlying: Common Stock, $0.10 par value · 1,197 shares

Expires 2014-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionMarket Share Units · Derivative 1,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · derivative · entry 12

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988

Underlying: Common Stock, $0.10 par value · 1,494 shares

Expires 2015-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 4,278 $37.53 $160,553.34
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 11

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,169.018

F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 1,225 $37.53 $45,974.25
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 10

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,447.018

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 802 $37.53 $30,099.06
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 9

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,672.018

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 667 $37.53 $25,032.51
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 8

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,474.018

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
OtherCommon Stock, $0.10 par value 399 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 7

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,141.018

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
OtherCommon Stock, $0.10 par value 591 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 6

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,742.018

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
OtherCommon Stock, $0.10 par value 658 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 5

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,151.018

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 1,197 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 4

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,493.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 1,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,296.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 2,889 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,802.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:47 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 9,902 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007236 · doc4.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,913.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
OtherPerformance Shares · Derivative 844.848 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 25

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,010.848

Underlying: Common Stock, $0.10 par value · 844.848 shares

Expires 2015-03-31

F21 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F22 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F21 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F21 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
GrantPerformance Shares · Derivative 21,166 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 24

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,166

Underlying: Common Stock, $0.10 par value · 21,166 shares

Expires 2015-03-31

F19 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F20 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F19 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F19 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
OtherPerformance Shares · Derivative 2,465.8489 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 23

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,242.8489

Underlying: Common Stock, $0.10 par value · 2,465.8489 shares

Expires 2014-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F18 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
GrantPerformance Shares · Derivative 27,866 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 22

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,777

Underlying: Common Stock, $0.10 par value · 27,866 shares

Expires 2014-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionPerformance Shares · Derivative 99,812 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 21

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 99,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
OtherPerformance Shares · Derivative 3,832.0423 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 20

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,812

Underlying: Common Stock, $0.10 par value · 3,832.0423 shares

Expires not disclosed

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F14 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
GrantPerformance Shares · Derivative 29,007 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 19

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,979.9577

Underlying: Common Stock, $0.10 par value · 29,007 shares

Expires not disclosed

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F12 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionMarket Share Units · Derivative 8,801 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 18

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,406

Underlying: Common Stock, $0.10 par value · 8,801 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionMarket Share Units · Derivative 12,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 17

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,491

Underlying: Common Stock, $0.10 par value · 12,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F10 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionMarket Share Units · Derivative 11,715 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · derivative · entry 16

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,553

Underlying: Common Stock, $0.10 par value · 11,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F10 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 51,754 $37.53 $1,942,327.62
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 11

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,021

F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 9,343 $37.53 $350,642.79
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 10

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,775

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 8,748 $37.53 $328,312.44
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 9

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,118

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 5,194 $37.53 $194,930.82
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 8

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,866

F6 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
OtherCommon Stock, $0.10 par value 1,216 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 7

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,060

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
OtherCommon Stock, $0.10 par value 5,156 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 6

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,844

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
OtherCommon Stock, $0.10 par value 5,957 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 5

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,688

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 8,801 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 4

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 11,715 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 12,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 99,812 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007238 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherPerformance Shares · Derivative 100.1076 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 21

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608.1076

Underlying: Common Stock, $0.10 par value · 100.1076 shares

Expires 2015-03-31

F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F20 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
GrantPerformance Shares · Derivative 2,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 20

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,508

Underlying: Common Stock, $0.10 par value · 2,508 shares

Expires 2015-03-31

F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F18 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherPerformance Shares · Derivative 246.3028 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 19

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,457.2328

Underlying: Common Stock, $0.10 par value · 246.3028 shares

Expires 2014-03-31

F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F16 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
GrantPerformance Shares · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 18

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,210.93

Underlying: Common Stock, $0.10 par value · 3,234 shares

Expires 2014-03-31

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F14 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionPerformance Shares · Derivative 11,390 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 17

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 11,390 shares

Expires 2013-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherPerformance Shares · Derivative 359.23 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 16

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,390

Underlying: Common Stock, $0.10 par value · 359.23 shares

Expires 2013-03-31

F11 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F12 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.

F11 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

F11 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
GrantPerformance Shares · Derivative 3,310 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 15

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,030.77

Underlying: Common Stock, $0.10 par value · 3,310 shares

Expires 2013-03-31

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F10 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 14

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock, $0.10 par value · 1,043 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 13

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377

Underlying: Common Stock, $0.10 par value · 1,376 shares

Expires 2014-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,360 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · derivative · entry 12

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Underlying: Common Stock, $0.10 par value · 1,360 shares

Expires 2015-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 3,467 $37.53 $130,116.51
Disclosure

SEC source: 0001225208-13-007239 · doc4.xml · nonDerivative · entry 11

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135.97

F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.