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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 1,981 $53.49 $105,963.69
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,912

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 1,769 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,893

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,769 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherPerformance Shares · Derivative 160.1904 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 20

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,295.1904

Underlying: Common Stock, $0.10 par value · 160.1904 shares

Expires 2016-03-31

F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F20 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 5,135 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 19

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,135

Underlying: Common Stock, $0.10 par value · 5,135 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherPerformance Shares · Derivative 425.4115 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 18

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062.2385

Underlying: Common Stock, $0.10 par value · 425.4115 shares

Expires 2015-03-31

F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F16 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 6,112 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 17

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,636.827

Underlying: Common Stock, $0.10 par value · 6,112 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionPerformance Shares · Derivative 40,119 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 16

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 40,119 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F6 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherPerformance Shares · Derivative 1,212.5733 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 15

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,119

Underlying: Common Stock, $0.10 par value · 1,212.5733 shares

Expires 2014-03-31

F11 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F12 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F11 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F11 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantPerformance Shares · Derivative 18,600 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 14

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,906.4267

Underlying: Common Stock, $0.10 par value · 18,600 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionMarket Share Units · Derivative 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 13

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,703

Underlying: Common Stock, $0.10 par value · 3,703 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionMarket Share Units · Derivative 3,813 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 12

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,813 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,691 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · derivative · entry 11

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

F1 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 16,402 $53.49 $877,342.98
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 10

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,008.041

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 40,119 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 9

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,410.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 3,335 $53.49 $178,389.15
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 8

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,291.041

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherCommon Stock, $0.10 par value 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 7

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,626.041

F4 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 6

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,923.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 3,434 $53.49 $183,684.66
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 5

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,220.041

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherCommon Stock, $0.10 par value 3,813 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 4

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,654.041

F4 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 3,813 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,841.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 1,212 $53.49 $64,829.88
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,028.041

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 2,691 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000087 · wf-form4_139405541394476.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,240.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC OtherPerformance Shares · Derivative 173.542 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 17

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736.542

Underlying: Common Stock, $0.10 par value · 173.542 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC GrantPerformance Shares · Derivative 5,563 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 16

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Underlying: Common Stock, $0.10 par value · 5,563 shares

Expires 2016-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC OtherPerformance Shares · Derivative 425.4115 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 15

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062.2385

Underlying: Common Stock, $0.10 par value · 425.4115 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC GrantPerformance Shares · Derivative 6,112 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 14

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,636.827

Underlying: Common Stock, $0.10 par value · 6,112 shares

Expires 2015-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Exercise / conversionPerformance Shares · Derivative 40,119 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 13

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 40,119 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC OtherPerformance Shares · Derivative 1,212.5733 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 12

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,119

Underlying: Common Stock, $0.10 par value · 1,212.5733 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC GrantPerformance Shares · Derivative 18,600 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 11

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,906.4267

Underlying: Common Stock, $0.10 par value · 18,600 shares

Expires 2014-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Exercise / conversionMarket Share Units · Derivative 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 10

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,703

Underlying: Common Stock, $0.10 par value · 3,703 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Exercise / conversionMarket Share Units · Derivative 4,131 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · derivative · entry 9

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,131 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Tax withholdingCommon Stock, $0.10 par value 20,803 $53.49 $1,112,752.47
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 8

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,096.292

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Exercise / conversionCommon Stock, $0.10 par value 40,119 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 7

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,899.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Tax withholdingCommon Stock, $0.10 par value 3,841 $53.49 $205,455.09
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 6

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,780.292

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC OtherCommon Stock, $0.10 par value 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 5

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,621.292

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Exercise / conversionCommon Stock, $0.10 par value 3,703 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,918.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Tax withholdingCommon Stock, $0.10 par value 4,284 $53.49 $229,151.16
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,215.292

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC OtherCommon Stock, $0.10 par value 4,131 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,499.292

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:36 UTC Exercise / conversionCommon Stock, $0.10 par value 4,131 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000086 · wf-form4_139405539168085.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,368.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherPerformance Shares · Derivative 117.2336 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 17

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,875.2336

Underlying: Common Stock, $0.10 par value · 117.2336 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
GrantPerformance Shares · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 16

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,758

Underlying: Common Stock, $0.10 par value · 3,758 shares

Expires 2016-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherPerformance Shares · Derivative 147.4347 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 15

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873.5423

Underlying: Common Stock, $0.10 par value · 147.4347 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
GrantPerformance Shares · Derivative 2,118 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 14

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,726.1076

Underlying: Common Stock, $0.10 par value · 2,118 shares

Expires 2015-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionPerformance Shares · Derivative 14,734 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 13

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 14,734 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherPerformance Shares · Derivative 444.7672 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 12

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock, $0.10 par value · 444.7672 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
GrantPerformance Shares · Derivative 6,832 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 11

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,289.2328

Underlying: Common Stock, $0.10 par value · 6,832 shares

Expires 2014-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,360 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 10

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

Underlying: Common Stock, $0.10 par value · 1,360 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,377 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · derivative · entry 9

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,377 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:37 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 4,474 $53.49 $239,314.26
Disclosure

SEC source: 0000014272-14-000088 · wf-form4_139405543550677.xml · nonDerivative · entry 8

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,586.97

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.