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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
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Aug 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2015 Filed Mar 17, 2015 21:54 UTC Exercise / conversionCommon Stock, $0.10 par value 75,000 $24.74 $1,855,500.00
Disclosure

SEC source: 0000014272-15-000156 · wf-form4_142662924803877.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,689.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2015 Filed Mar 16, 2015 23:01 UTC
Moed Samuel JSVP, Strat Plan & Analysis
SaleCommon Stock, $0.10 par value 591 $66.67 $39,401.97
Disclosure

SEC source: 0000014272-15-000153 · wf-form4_142654689633367.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,014.843

Read SEC document
March 13, 2015 Filed Mar 16, 2015 23:02 UTC
Schmukler Louis SPres., Global Mfg. & Supply
SaleCommon Stock, $0.10 par value 4,400 $66.80 $293,898.00
Disclosure

SEC source: 0000014272-15-000154 · wf-form4_142654691104890.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,218.309

Read SEC document
March 13, 2015 Filed Mar 16, 2015 23:02 UTC
Schmukler Louis SPres., Global Mfg. & Supply
SaleCommon Stock, $0.10 par value 600 $66.79 $40,074.00
Disclosure

SEC source: 0000014272-15-000154 · wf-form4_142654691104890.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,618.309

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GrantMarket Share Units · Derivative 3,383 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · derivative · entry 12

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,383

Underlying: Common Stock, $0.10 par value · 3,383 shares

Expires 2019-03-10

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F8 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F8 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 895 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · derivative · entry 11

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,686

Underlying: Common Stock, $0.10 par value · 895 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,173 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · derivative · entry 10

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346

Underlying: Common Stock, $0.10 par value · 1,173 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
SaleCommon Stock, $0.10 par value 10,343 $65.84 $680,941.75
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · nonDerivative · entry 7

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,605.843

F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.77 to $65.86, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 513 $65.53 $33,616.89
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · nonDerivative · entry 6

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,948.843

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 94 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · nonDerivative · entry 5

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,461.843

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 895 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · nonDerivative · entry 4

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,367.843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 994 $65.53 $65,136.82
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · nonDerivative · entry 3

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,472.843

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 744 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,466.843

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,173 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000141 · wf-form4_142620081412238.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,722.843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantMarket Share Units · Derivative 17,977 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · derivative · entry 10

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,977

Underlying: Common Stock, $0.10 par value · 17,977 shares

Expires 2019-03-10

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionMarket Share Units · Derivative 5,119 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · derivative · entry 9

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,359

Underlying: Common Stock, $0.10 par value · 5,119 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionMarket Share Units · Derivative 4,878 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · derivative · entry 8

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,757

Underlying: Common Stock, $0.10 par value · 4,878 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 2,933 $65.53 $192,199.49
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · nonDerivative · entry 6

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,138.7417

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherCommon Stock, $0.10 par value 537 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · nonDerivative · entry 5

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,071.7417

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 5,119 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,534.7417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 4,134 $65.53 $270,901.02
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,415.7417

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherCommon Stock, $0.10 par value 3,094 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,549.7417

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 4,878 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000139 · wf-form4_142620078597315.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,455.7417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
GrantMarket Share Units · Derivative 8,786 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · derivative · entry 9

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,786

Underlying: Common Stock, $0.10 par value · 8,786 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionMarket Share Units · Derivative 2,547 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · derivative · entry 8

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,641

Underlying: Common Stock, $0.10 par value · 2,547 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionMarket Share Units · Derivative 2,740 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · derivative · entry 7

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479

Underlying: Common Stock, $0.10 par value · 2,740 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Tax withholdingCommon Stock, $0.10 par value 1,267 $65.53 $83,026.51
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 6

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,218.309

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherCommon Stock, $0.10 par value 267 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 5

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,485.309

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionCommon Stock, $0.10 par value 2,547 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 4

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,218.309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Tax withholdingCommon Stock, $0.10 par value 2,016 $65.53 $132,108.48
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,671.309

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherCommon Stock, $0.10 par value 1,738 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,687.309

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionCommon Stock, $0.10 par value 2,740 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,949.309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
GrantMarket Share Units · Derivative 9,272 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · derivative · entry 9

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,272

Underlying: Common Stock, $0.10 par value · 9,272 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
Exercise / conversionMarket Share Units · Derivative 2,439 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · derivative · entry 8

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318

Underlying: Common Stock, $0.10 par value · 2,439 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
Exercise / conversionMarket Share Units · Derivative 2,107 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · derivative · entry 7

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,215

Underlying: Common Stock, $0.10 par value · 2,107 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
Tax withholdingCommon Stock, $0.10 par value 820 $65.53 $53,734.60
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 6

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,493

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
OtherCommon Stock, $0.10 par value 256 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 5

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
Exercise / conversionCommon Stock, $0.10 par value 2,439 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 4

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,045 $65.53 $68,478.85
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 3

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
OtherCommon Stock, $0.10 par value 1,336 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 2

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:53 UTC
Powell AnnSVP, Human Resources
Exercise / conversionCommon Stock, $0.10 par value 2,107 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 1

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC GrantMarket Share Units · Derivative 19,930 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · derivative · entry 9

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,930

Underlying: Common Stock, $0.10 par value · 19,930 shares

Expires 2019-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC Exercise / conversionMarket Share Units · Derivative 5,279 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · derivative · entry 8

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,839

Underlying: Common Stock, $0.10 par value · 5,279 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC Exercise / conversionMarket Share Units · Derivative 2,740 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · derivative · entry 7

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479

Underlying: Common Stock, $0.10 par value · 2,740 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC Tax withholdingCommon Stock, $0.10 par value 3,025 $65.53 $198,228.25
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · nonDerivative · entry 6

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,689.3705

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC OtherCommon Stock, $0.10 par value 554 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · nonDerivative · entry 5

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,714.3705

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC Exercise / conversionCommon Stock, $0.10 par value 5,279 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · nonDerivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,160.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC Tax withholdingCommon Stock, $0.10 par value 2,322 $65.53 $152,160.66
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,881.3705

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC OtherCommon Stock, $0.10 par value 1,738 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,203.3705

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 22:54 UTC Exercise / conversionCommon Stock, $0.10 par value 2,740 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000144 · wf-form4_142620086235382.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,465.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.