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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,053 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000078 · wf-form4_152097444312964.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,856.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 1,039 $67.92 $70,568.88
Disclosure

SEC source: 0000014272-18-000078 · wf-form4_152097444312964.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,803.066

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 561 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000078 · wf-form4_152097444312964.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,842.066

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,472 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000078 · wf-form4_152097444312964.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,281.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
GrantPerformance Shares · Derivative 28,413 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · derivative · entry 22

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,413

Underlying: Common Stock, $0.10 par value · 28,413 shares

Expires 2021-03-10

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 49,683 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · derivative · entry 21

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 49,683 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
GrantMarket Share Units · Derivative 18,942 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · derivative · entry 20

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,942

Underlying: Common Stock, $0.10 par value · 18,942 shares

Expires 2022-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,165 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · derivative · entry 19

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

Underlying: Common Stock, $0.10 par value · 5,165 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 4,434 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · derivative · entry 18

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,868

Underlying: Common Stock, $0.10 par value · 4,434 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 4,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · derivative · entry 17

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

Underlying: Common Stock, $0.10 par value · 4,494 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionMarket Share Units · Derivative 5,120 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · derivative · entry 16

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,120 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 24,092 $67.92 $1,636,328.64
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 14

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,585.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 49,683 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 13

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,677.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,954 $67.92 $200,635.68
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 12

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,994.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 926 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 11

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,948.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,165 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 10

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,022.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,242 $67.92 $152,276.64
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 9

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,857.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 189 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 8

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,099.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 4,434 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 7

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,910.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 2,307 $67.92 $156,691.44
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 6

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,476.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 262 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 5

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,783.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 4,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,521.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Tax withholdingCommon Stock, $0.10 par value 3,047 $67.92 $206,952.24
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,027.333

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
OtherCommon Stock, $0.10 par value 1,163 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,074.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:54 UTC
LEUNG SANDRAEVP, General Counsel
Exercise / conversionCommon Stock, $0.10 par value 5,120 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000079 · wf-form4_152097446347947.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,911.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
GrantPerformance Shares · Derivative 20,264 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 21

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,264

Underlying: Common Stock, $0.10 par value · 20,264 shares

Expires 2021-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 27,147 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 20

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 27,147 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
GrantMarket Share Units · Derivative 13,509 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 19

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,509

Underlying: Common Stock, $0.10 par value · 13,509 shares

Expires 2022-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 4,722 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 18

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,166

Underlying: Common Stock, $0.10 par value · 4,722 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 3,073 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 17

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,146

Underlying: Common Stock, $0.10 par value · 3,073 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 2,455 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 16

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Common Stock, $0.10 par value · 2,455 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 1,838 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 15

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,838 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 13,370 $67.92 $908,090.40
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 14

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,657.605

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 27,147 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 13

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,027.605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 2,743 $67.92 $186,304.56
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 12

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,880.605

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 846 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 11

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,623.605

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 4,722 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 10

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,777.605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 1,578 $67.92 $107,177.76
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 9

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,055.605

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 131 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 8

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,633.605

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 3,073 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 7

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,502.605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 1,280 $67.92 $86,937.60
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 6

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,429.605

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 143 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 5

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,709.605

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 2,455 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 4

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,566.605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 1,111 $67.92 $75,459.12
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 3

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,111.605

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
OtherCommon Stock, $0.10 par value 417 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 2

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,222.605

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC
Gordon MurdoEVP, Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 1,838 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 1

Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,805.605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC GrantPerformance Shares · Derivative 4,093 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000081 · wf-form4_152097450962749.xml · derivative · entry 21

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,093

Underlying: Common Stock, $0.10 par value · 4,093 shares

Expires 2021-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC Exercise / conversionPerformance Shares · Derivative 3,036 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000081 · wf-form4_152097450962749.xml · derivative · entry 20

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,036 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC GrantMarket Share Units · Derivative 2,729 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000081 · wf-form4_152097450962749.xml · derivative · entry 19

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729

Underlying: Common Stock, $0.10 par value · 2,729 shares

Expires 2022-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:55 UTC Exercise / conversionMarket Share Units · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0000014272-18-000081 · wf-form4_152097450962749.xml · derivative · entry 18

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231

Underlying: Common Stock, $0.10 par value · 410 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.