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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionPerformance Shares · Derivative 2,102 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 20

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,102 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC GrantMarket Share Units · Derivative 4,626 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 19

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,626

Underlying: Common Stock, $0.10 par value · 4,626 shares

Expires 2023-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionMarket Share Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 18

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,047

Underlying: Common Stock, $0.10 par value · 682 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionMarket Share Units · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 17

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock, $0.10 par value · 410 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionMarket Share Units · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 16

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Underlying: Common Stock, $0.10 par value · 354 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionMarket Share Units · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · derivative · entry 15

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 277 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Tax withholdingCommon Stock, $0.10 par value 719 $51.39 $36,949.41
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 14

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionCommon Stock, $0.10 par value 2,102 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 13

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Tax withholdingCommon Stock, $0.10 par value 179 $51.39 $9,198.81
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 12

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC OtherCommon Stock, $0.10 par value 161 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 11

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionCommon Stock, $0.10 par value 682 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 10

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Tax withholdingCommon Stock, $0.10 par value 126 $51.39 $6,475.14
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 9

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC OtherCommon Stock, $0.10 par value 44 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 8

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionCommon Stock, $0.10 par value 410 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 7

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Tax withholdingCommon Stock, $0.10 par value 96 $51.39 $4,933.44
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 6

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC OtherCommon Stock, $0.10 par value 75 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 5

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,262

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionCommon Stock, $0.10 par value 354 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 4

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Tax withholdingCommon Stock, $0.10 par value 76 $51.39 $3,905.64
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 3

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,983

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC OtherCommon Stock, $0.10 par value 55 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 2

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:37 UTC Exercise / conversionCommon Stock, $0.10 par value 277 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000074 · wf-form4_155247701689524.xml · nonDerivative · entry 1

Santiago Karen Murphy · CIK 0001732137 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantPerformance Shares · Derivative 15,075 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · derivative · entry 21

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,075

Underlying: Common Stock, $0.10 par value · 15,075 shares

Expires 2022-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionPerformance Shares · Derivative 11,899 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · derivative · entry 20

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 11,899 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantMarket Share Units · Derivative 10,050 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · derivative · entry 19

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Underlying: Common Stock, $0.10 par value · 10,050 shares

Expires 2023-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 1,917 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · derivative · entry 18

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,751

Underlying: Common Stock, $0.10 par value · 1,917 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,053 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · derivative · entry 17

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108

Underlying: Common Stock, $0.10 par value · 2,053 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,003 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · derivative · entry 16

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003

Underlying: Common Stock, $0.10 par value · 2,003 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,053 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · derivative · entry 15

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,053 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 6,350 $51.39 $326,326.50
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 14

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,727.066

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 11,899 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 13

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,077.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 585 $51.39 $30,063.15
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 12

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,178.066

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 453 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 11

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,763.066

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 1,917 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 10

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,216.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 732 $51.39 $37,617.48
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 9

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,299.066

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 221 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 8

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,031.066

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,053 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 7

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,252.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 632 $51.39 $32,478.48
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 6

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,199.066

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 423 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,831.066

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,003 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,254.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 657 $51.39 $33,763.23
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,251.066

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 409 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,908.066

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:38 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,053 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000076 · wf-form4_155247710667236.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,317.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
GrantPerformance Shares · Derivative 11,641 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · derivative · entry 21

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641

Underlying: Common Stock, $0.10 par value · 11,641 shares

Expires 2022-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionPerformance Shares · Derivative 5,093 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · derivative · entry 20

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,093 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
GrantMarket Share Units · Derivative 7,760 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · derivative · entry 19

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,760

Underlying: Common Stock, $0.10 par value · 7,760 shares

Expires 2023-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionMarket Share Units · Derivative 926 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · derivative · entry 18

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

Underlying: Common Stock, $0.10 par value · 926 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionMarket Share Units · Derivative 1,095 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · derivative · entry 17

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191

Underlying: Common Stock, $0.10 par value · 1,095 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionMarket Share Units · Derivative 857 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · derivative · entry 16

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859

Underlying: Common Stock, $0.10 par value · 857 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionMarket Share Units · Derivative 648 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · derivative · entry 15

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 648 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 2,035 $51.39 $104,578.65
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · nonDerivative · entry 14

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:39 UTC
Biondi PaulSVP, Head of Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 5,093 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000078 · wf-form4_155247717979828.xml · nonDerivative · entry 13

Biondi Paul · CIK 0001744508 · SVP, Head of Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.