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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2020 Filed Dec 4, 2020 01:24 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 5,087 $62.18 $316,309.66
Disclosure

SEC source: 0000014272-20-000297 · wf-form4_160704502687137.xml · nonDerivative · entry 2

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,487

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:24 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 8,792 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000297 · wf-form4_160704502687137.xml · nonDerivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:24 UTC
AHMED NADIMEVP and President, Hematology
Exercise / conversionRestricted Stock Units · Derivative 6,594 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000298 · wf-form4_160704504862220.xml · derivative · entry 4

AHMED NADIM · CIK 0001731193 · EVP and President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,782

Underlying: Common Stock, $0.10 par value · 6,594 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:24 UTC
AHMED NADIMEVP and President, Hematology
Tax withholdingCommon Stock, $0.10 par value 3,380 $62.18 $210,168.40
Disclosure

SEC source: 0000014272-20-000298 · wf-form4_160704504862220.xml · nonDerivative · entry 2

AHMED NADIM · CIK 0001731193 · EVP and President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,603

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:24 UTC
AHMED NADIMEVP and President, Hematology
Exercise / conversionCommon Stock, $0.10 par value 6,594 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000298 · wf-form4_160704504862220.xml · nonDerivative · entry 1

AHMED NADIM · CIK 0001731193 · EVP and President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:24 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionRestricted Stock Units · Derivative 8,792 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000299 · wf-form4_160704506656734.xml · derivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,376

Underlying: Common Stock, $0.10 par value · 8,792 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:24 UTC
Vessey RupertEVP, Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 4,506 $62.18 $280,183.08
Disclosure

SEC source: 0000014272-20-000299 · wf-form4_160704506656734.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,208

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:24 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,792 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000299 · wf-form4_160704506656734.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:15 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000291 · wf-form4_160703370404217.xml · derivative · entry 3

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

Underlying: Common Stock, $0.10 par value · 2,825 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:15 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Tax withholdingCommon Stock, $0.10 par value 968 $62.41 $60,412.88
Disclosure

SEC source: 0000014272-20-000291 · wf-form4_160703370404217.xml · nonDerivative · entry 2

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,391

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:15 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionCommon Stock, $0.10 par value 2,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000291 · wf-form4_160703370404217.xml · nonDerivative · entry 1

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 1, 2018.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:52 UTC
von Autenried PaulEVP, Chief Information Officer
SaleCommon Stock, $0.10 par value 3 $63.50 $190.50
Disclosure

SEC source: 0000014272-20-000289 · wf-form4_160677674721292.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,698.066

F1 · shares: Shares were sold pursuant to a limit order.

Read SEC document
November 25, 2020 Filed Feb 9, 2021 00:29 UTC
Caforio GiovanniDirector · Chairman and CEO
GiftCommon Stock, $0.10 par value 480 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000063 · wf-form5_161283053601206.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,104.333

F1 · shares: This transaction involved a donation of securities by the Reporting Person to a charitable organization.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:31 UTC
von Autenried PaulEVP, Chief Information Officer
SaleCommon Stock, $0.10 par value 20,000 $62.75 $1,255,000.00
Disclosure

SEC source: 0000014272-20-000285 · wf-form4_160633989604016.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,701.066

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $62.50 to $63.00, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $62.50 to $63.00, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:32 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
SaleCommon Stock, $0.10 par value 900 $63.39 $57,051.00
Disclosure

SEC source: 0000014272-20-000286 · wf-form4_160633992053726.xml · nonDerivative · entry 1

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,186.152

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $63.385 to $63.386, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $63.385 to $63.386, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:32 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 13,421 $61.34 $823,244.14
Disclosure

SEC source: 0000014272-20-000287 · wf-form4_160633994006501.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,922

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.33 to $61.35, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.33 to $61.35, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,487 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · derivative · entry 13

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,981

Underlying: Common Stock, $0.10 par value · 8,487 shares

Expires 2028-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,489 $0.00 Strike: $47.81 $0.00
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · derivative · entry 12

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,980

Underlying: Common Stock, $0.10 par value · 8,489 shares

Expires 2028-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,489 $0.00 Strike: $44.70 $0.00
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · derivative · entry 11

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,980

Underlying: Common Stock, $0.10 par value · 8,489 shares

Expires 2028-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 12,233 $0.00 Strike: $54.29 $0.00
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · derivative · entry 10

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,233

Underlying: Common Stock, $0.10 par value · 12,233 shares

Expires 2027-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 14,515 $0.00 Strike: $54.94 $0.00
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · derivative · entry 9

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 14,515 shares

Expires 2026-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 47,012 $61.31 $2,882,305.72
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · nonDerivative · entry 7

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,343

F2 · shares: 47,012 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.21 to $61.36, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · price: 47,012 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.21 to $61.36, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,487 $38.41 $325,985.67
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · nonDerivative · entry 6

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,489 $47.81 $405,859.09
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · nonDerivative · entry 5

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,489 $44.70 $379,458.30
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · nonDerivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 12,233 $54.29 $664,129.57
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · nonDerivative · entry 3

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 14,515 $54.94 $797,454.10
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 22:40 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 10,579 $61.25 $647,963.75
Disclosure

SEC source: 0000014272-20-000281 · wf-form4_160617121293210.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,142

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.19 to $61.29, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.19 to $61.29, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:27 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionRestricted Stock Units · Derivative 5,804 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000274 · wf-form4_160443883877358.xml · derivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,804 shares

Expires 2020-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on October 30, 2018.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:27 UTC
Vessey RupertEVP, Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 2,859 $58.45 $167,108.55
Disclosure

SEC source: 0000014272-20-000274 · wf-form4_160443883877358.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,721

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:27 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 5,804 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000274 · wf-form4_160443883877358.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in three equal annual installments beginning on October 30, 2018.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:28 UTC
AHMED NADIMEVP and President, Hematology
Exercise / conversionRestricted Stock Units · Derivative 4,650 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000275 · wf-form4_160443891475377.xml · derivative · entry 4

AHMED NADIM · CIK 0001731193 · EVP and President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,650 shares

Expires 2020-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on October 30, 2018.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:28 UTC
AHMED NADIMEVP and President, Hematology
Tax withholdingCommon Stock, $0.10 par value 2,291 $58.45 $133,908.95
Disclosure

SEC source: 0000014272-20-000275 · wf-form4_160443891475377.xml · nonDerivative · entry 2

AHMED NADIM · CIK 0001731193 · EVP and President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,389

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:28 UTC
AHMED NADIMEVP and President, Hematology
Exercise / conversionCommon Stock, $0.10 par value 4,650 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000275 · wf-form4_160443891475377.xml · nonDerivative · entry 1

AHMED NADIM · CIK 0001731193 · EVP and President, Hematology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in three equal annual installments beginning on October 30, 2018.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:29 UTC GrantDeferred Share Units · Derivative 149.414 $60.29 $9,008.17
Disclosure

SEC source: 0000014272-20-000260 · wf-form4_160167054678485.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455.693

Underlying: Common Stock, $0.10 par value · 149.414 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:29 UTC GrantDeferred Share Units · Derivative 382.733 $60.29 $23,074.97
Disclosure

SEC source: 0000014272-20-000261 · wf-form4_160167056399310.xml · derivative · entry 1

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,057.255

Underlying: Common Stock, $0.10 par value · 382.733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:29 UTC GrantDeferred Share Units · Derivative 580.527 $60.29 $34,999.97
Disclosure

SEC source: 0000014272-20-000262 · wf-form4_160167058228309.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,625.212

Underlying: Common Stock, $0.10 par value · 580.527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:30 UTC GrantDeferred Share Units · Derivative 539.061 $60.29 $32,499.99
Disclosure

SEC source: 0000014272-20-000263 · wf-form4_160167060117345.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,741.081

Underlying: Common Stock, $0.10 par value · 539.061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:30 UTC GrantDeferred Share Units · Derivative 539.061 $60.29 $32,499.99
Disclosure

SEC source: 0000014272-20-000264 · wf-form4_160167062234972.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507.151

Underlying: Common Stock, $0.10 par value · 539.061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:30 UTC GrantDeferred Share Units · Derivative 601.261 $60.29 $36,250.03
Disclosure

SEC source: 0000014272-20-000265 · wf-form4_160167064183367.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,468.481

Underlying: Common Stock, $0.10 par value · 601.261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:31 UTC GrantDeferred Share Units · Derivative 580.527 $60.29 $34,999.97
Disclosure

SEC source: 0000014272-20-000266 · wf-form4_160167065837612.xml · derivative · entry 1

BERTOLINI ROBERT J · CIK 0001270263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,128.215

Underlying: Common Stock, $0.10 par value · 580.527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:31 UTC GrantDeferred Share Units · Derivative 601.261 $60.29 $36,250.03
Disclosure

SEC source: 0000014272-20-000267 · wf-form4_160167068073141.xml · derivative · entry 1

Emmens Matthew · CIK 0001298332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,433.803

Underlying: Common Stock, $0.10 par value · 601.261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:32 UTC GrantDeferred Share Units · Derivative 37.353 $60.29 $2,252.01
Disclosure

SEC source: 0000014272-20-000268 · wf-form4_160167070003245.xml · derivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343.632

Underlying: Common Stock, $0.10 par value · 37.353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:32 UTC GrantDeferred Share Units · Derivative 476.862 $60.29 $28,750.01
Disclosure

SEC source: 0000014272-20-000269 · wf-form4_160167073815300.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,404.701

Underlying: Common Stock, $0.10 par value · 476.862 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:32 UTC GrantDeferred Share Units · Derivative 642.727 $60.29 $38,750.01
Disclosure

SEC source: 0000014272-20-000270 · wf-form4_160167075500939.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,650.905

Underlying: Common Stock, $0.10 par value · 642.727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:33 UTC GrantDeferred Share Units · Derivative 160.682 $60.29 $9,687.52
Disclosure

SEC source: 0000014272-20-000271 · wf-form4_160167077440287.xml · derivative · entry 1

Vousden Karen H · CIK 0001723884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,345.169

Underlying: Common Stock, $0.10 par value · 160.682 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 04, 2020 Filed Sep 8, 2020 21:29 UTC SaleCall Option (obligation to sell) · Derivative 12 $72.50 Strike: $72.50 $870.00
Disclosure

SEC source: 0000014272-20-000245 · wf-form4_159960053331850.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,200 shares

Expires 2021-01-15

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:33 UTC GrantDeferred Share Units · Derivative 1,306.279 $60.97 $79,643.83
Disclosure

SEC source: 0000014272-20-000239 · wf-form4_159907878786596.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306.279

Underlying: Common Stock, $0.10 par value · 1,306.279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2020 annual Deferred Share Unit awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:33 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionRestricted Stock Units · Derivative 642 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000238 · wf-form4_159907876937346.xml · derivative · entry 3

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 642 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on September 1, 2016.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:33 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 220 $60.97 $13,413.40
Disclosure

SEC source: 0000014272-20-000238 · wf-form4_159907876937346.xml · nonDerivative · entry 2

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,170

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.