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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2021 Filed Jun 14, 2021 22:56 UTC Exercise / conversionRestricted Stock Units · Derivative 902 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000150 · wf-form4_162371137972613.xml · derivative · entry 3

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 902 shares

Expires 2021-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F1 · derivative.exercise_date: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F1 · derivative.expiration_date: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

Read SEC document
June 13, 2021 Filed Jun 14, 2021 22:56 UTC Exercise / conversionCommon Stock, $0.10 par value 902 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000150 · wf-form4_162371137972613.xml · nonDerivative · entry 1

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000144 · wf-form4_162283893698433.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Underlying: Common Stock, $0.10 par value · 2,949 shares

Expires 2022-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:35 UTC Exercise / conversionCommon Stock, $0.10 par value 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000144 · wf-form4_162283893698433.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:36 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000145 · wf-form4_162283895580715.xml · derivative · entry 3

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

Underlying: Common Stock, $0.10 par value · 2,154 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 3, 2019, the reporting person was granted 8,617 restricted stock units, vesting in four equal installments beginning on June 3, 2020.

F1 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 8,617 restricted stock units, vesting in four equal installments beginning on June 3, 2020.

F1 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 8,617 restricted stock units, vesting in four equal installments beginning on June 3, 2020.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:36 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Tax withholdingCommon Stock, $0.10 par value 738 $64.80 $47,822.40
Disclosure

SEC source: 0000014272-21-000145 · wf-form4_162283895580715.xml · nonDerivative · entry 2

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,485

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:36 UTC
Eid JosephSVP,Head Glob. Medical Affairs
Exercise / conversionCommon Stock, $0.10 par value 2,154 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000145 · wf-form4_162283895580715.xml · nonDerivative · entry 1

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 3, 2019, the reporting person was granted 8,617 restricted stock units, vesting in four equal installments beginning on June 3, 2020.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000146 · wf-form4_162283897591681.xml · derivative · entry 3

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Underlying: Common Stock, $0.10 par value · 2,949 shares

Expires 2022-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:37 UTC Exercise / conversionCommon Stock, $0.10 par value 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000146 · wf-form4_162283897591681.xml · nonDerivative · entry 1

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:43 UTC GrantDeferred Share Units · Derivative 1,959.059 $65.10 $127,534.74
Disclosure

SEC source: 0000014272-21-000140 · wf-form4_162275291539348.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959.059

Underlying: Common Stock, $0.10 par value · 1,959.059 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2021 annual Deferred Share Unit awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:39 UTC
Schmukler Louis SEVP,Pres.,Glob.Prod. & Supply
SaleCommon Stock, $0.10 par value 15,000 $65.25 $978,750.00
Disclosure

SEC source: 0000014272-21-000135 · wf-form4_162076553809722.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · EVP,Pres.,Glob.Prod. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,956.466

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $65.245 and $65.250, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $65.245 and $65.250, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:39 UTC
Eid JosephSVP,Head Glob. Medical Affairs
SaleCommon Stock, $0.10 par value 1,118 $65.00 $72,670.00
Disclosure

SEC source: 0000014272-21-000136 · wf-form4_162076555486017.xml · nonDerivative · entry 1

Eid Joseph · CIK 0001780247 · SVP,Head Glob. Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,069

Read SEC document
May 08, 2021 Filed May 11, 2021 20:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionRestricted Stock Units · Derivative 17,245 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000134 · wf-form4_162076551113132.xml · derivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 17,245 shares

Expires 2021-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: Represents final vesting of restricted stock units granted on May 8, 2018.

F1 · derivative.exercise_date: Represents final vesting of restricted stock units granted on May 8, 2018.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:38 UTC
Vessey RupertEVP, Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 7,994 $64.44 $515,133.36
Disclosure

SEC source: 0000014272-21-000134 · wf-form4_162076551113132.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,390

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 17,245 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000134 · wf-form4_162076551113132.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents final vesting of restricted stock units granted on May 8, 2018.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:56 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 30,546 $64.29 $1,963,802.34
Disclosure

SEC source: 0000014272-21-000129 · wf-form4_162042099430812.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,139

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.28 to $64.325, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.28 to $64.325, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:57 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
SaleCommon Stock, $0.10 par value 3,119 $64.21 $200,270.99
Disclosure

SEC source: 0000014272-21-000130 · wf-form4_162042102324582.xml · nonDerivative · entry 1

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,243.152

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $64.21 and $64.215, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $64.21 and $64.215, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:14 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionRestricted Stock Units · Derivative 2,684 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000117 · wf-form4_161738362260566.xml · derivative · entry 7

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,054

Underlying: Common Stock, $0.10 par value · 2,684 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on April 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:14 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionMarket Share Units · Derivative 3,662 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000117 · wf-form4_161738362260566.xml · derivative · entry 6

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,987

Underlying: Common Stock, $0.10 par value · 3,662 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on April 1, 2020.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:14 UTC
Mily ElizabethEVP, Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 1,139 $62.93 $71,677.27
Disclosure

SEC source: 0000014272-21-000117 · wf-form4_161738362260566.xml · nonDerivative · entry 5

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,241

F3 · shares: Shares withheld for payment of taxes.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:14 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 2,684 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000117 · wf-form4_161738362260566.xml · nonDerivative · entry 4

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The restricted stock unit vests in four equal annual installments beginning on April 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:14 UTC
Mily ElizabethEVP, Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 1,813 $62.93 $114,092.09
Disclosure

SEC source: 0000014272-21-000117 · wf-form4_161738362260566.xml · nonDerivative · entry 3

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

F3 · shares: Shares withheld for payment of taxes.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:14 UTC
Mily ElizabethEVP, Strategy & BD
OtherCommon Stock, $0.10 par value 847 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000117 · wf-form4_161738362260566.xml · nonDerivative · entry 2

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,509

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 17:14 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 3,662 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000117 · wf-form4_161738362260566.xml · nonDerivative · entry 1

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on April 1, 2020.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:06 UTC GrantDeferred Share Units · Derivative 455.409 $63.13 $28,749.97
Disclosure

SEC source: 0000014272-21-000111 · wf-form4_161738311418691.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,465.193

Underlying: Common Stock, $0.10 par value · 455.409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:07 UTC GrantDeferred Share Units · Derivative 554.412 $63.13 $35,000.03
Disclosure

SEC source: 0000014272-21-000112 · wf-form4_161738319377685.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,711.197

Underlying: Common Stock, $0.10 par value · 554.412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:08 UTC GrantDeferred Share Units · Derivative 514.811 $63.13 $32,500.02
Disclosure

SEC source: 0000014272-21-000113 · wf-form4_161738327760184.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,159.627

Underlying: Common Stock, $0.10 par value · 514.811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:10 UTC GrantDeferred Share Units · Derivative 113.852 $63.13 $7,187.48
Disclosure

SEC source: 0000014272-21-000115 · wf-form4_161738339277897.xml · derivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,649.266

Underlying: Common Stock, $0.10 par value · 113.852 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:09 UTC GrantDeferred Share Units · Derivative 455.409 $63.13 $28,749.97
Disclosure

SEC source: 0000014272-21-000114 · wf-form4_161738334553400.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,454.973

Underlying: Common Stock, $0.10 par value · 455.409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:13 UTC GrantDeferred Share Units · Derivative 613.813 $63.13 $38,750.01
Disclosure

SEC source: 0000014272-21-000116 · wf-form4_161738352664829.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,501.112

Underlying: Common Stock, $0.10 par value · 613.813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:16 UTC GrantDeferred Share Units · Derivative 514.811 $63.13 $32,500.02
Disclosure

SEC source: 0000014272-21-000118 · wf-form4_161738372741256.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,689.564

Underlying: Common Stock, $0.10 par value · 514.811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:18 UTC GrantDeferred Share Units · Derivative 574.212 $63.13 $36,250.00
Disclosure

SEC source: 0000014272-21-000119 · wf-form4_161738381347414.xml · derivative · entry 1

Emmens Matthew · CIK 0001298332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,998.916

Underlying: Common Stock, $0.10 par value · 574.212 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:20 UTC GrantDeferred Share Units · Derivative 365.516 $63.13 $23,075.03
Disclosure

SEC source: 0000014272-21-000120 · wf-form4_161738398243865.xml · derivative · entry 1

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,930.258

Underlying: Common Stock, $0.10 par value · 365.516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:22 UTC GrantDeferred Share Units · Derivative 554.412 $63.13 $35,000.03
Disclosure

SEC source: 0000014272-21-000121 · wf-form4_161738408933001.xml · derivative · entry 1

BERTOLINI ROBERT J · CIK 0001270263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,648.481

Underlying: Common Stock, $0.10 par value · 554.412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:23 UTC GrantDeferred Share Units · Derivative 574.212 $63.13 $36,250.00
Disclosure

SEC source: 0000014272-21-000122 · wf-form4_161738419128553.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,111.633

Underlying: Common Stock, $0.10 par value · 574.212 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:41 UTC
Caforio GiovanniDirector · Chairman and CEO
SaleCommon Stock, $0.10 par value 25,000 $62.20 $1,555,000.00
Disclosure

SEC source: 0000014272-21-000098 · wf-form4_161661845166450.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,980.333

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
GrantPerformance Shares · Derivative 13,930 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · derivative · entry 22

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,930

Underlying: Common Stock, $0.10 par value · 13,930 shares

Expires 2024-03-10

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionPerformance Shares · Derivative 11,502 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · derivative · entry 21

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 11,502 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
GrantMarket Share Units · Derivative 9,287 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · derivative · entry 20

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,287

Underlying: Common Stock, $0.10 par value · 9,287 shares

Expires 2025-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionMarket Share Units · Derivative 2,316 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · derivative · entry 19

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,951

Underlying: Common Stock, $0.10 par value · 2,316 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionMarket Share Units · Derivative 2,512 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · derivative · entry 18

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,026

Underlying: Common Stock, $0.10 par value · 2,512 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionMarket Share Units · Derivative 1,917 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · derivative · entry 17

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,917

Underlying: Common Stock, $0.10 par value · 1,917 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionMarket Share Units · Derivative 2,055 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · derivative · entry 16

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,055 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Tax withholdingCommon Stock, $0.10 par value 6,369 $60.93 $388,063.17
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 15

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,670.066

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
OtherCommon Stock, $0.10 par value 2,239 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 14

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,039.066

F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionCommon Stock, $0.10 par value 11,502 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 13

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,800.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Tax withholdingCommon Stock, $0.10 par value 1,094 $60.93 $66,657.42
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 12

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,298.066

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
OtherCommon Stock, $0.10 par value 43 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 11

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,392.066

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Exercise / conversionCommon Stock, $0.10 par value 2,316 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 10

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,349.066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:50 UTC
von Autenried PaulEVP, Chief Information Officer
Tax withholdingCommon Stock, $0.10 par value 1,317 $60.93 $80,244.81
Disclosure

SEC source: 0000014272-21-000084 · wf-form4_161559299018670.xml · nonDerivative · entry 9

von Autenried Paul · CIK 0001524143 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,033.066

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.