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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,489 $0.00 Strike: $47.81 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 31

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,491

Underlying: Common Stock, $0.10 par value · 8,489 shares

Expires 2028-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,489 $0.00 Strike: $44.70 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 30

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,491

Underlying: Common Stock, $0.10 par value · 8,489 shares

Expires 2028-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 15,879 $0.00 Strike: $55.52 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 29

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494

Underlying: Common Stock, $0.10 par value · 15,879 shares

Expires 2028-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 22,483 $0.00 Strike: $60.53 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 28

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 22,483 shares

Expires 2027-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 24,134 $0.00 Strike: $61.34 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 27

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 24,134 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 17,630 $0.00 Strike: $56.44 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 26

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 17,630 shares

Expires 2026-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 2,905 $0.00 Strike: $54.20 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 25

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,905 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 5,843 $0.00 Strike: $61.01 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 24

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,843 shares

Expires 2025-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 29,489 $0.00 Strike: $63.41 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 23

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 29,489 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 373 $0.00 Strike: $56.44 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 22

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 373 shares

Expires 2026-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 1,454 $0.00 Strike: $54.20 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 21

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,454 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 1,651 $0.00 Strike: $60.53 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 20

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,651 shares

Expires 2027-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 6,305 $0.00 Strike: $63.41 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 19

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 6,305 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 5,843 $0.00 Strike: $58.78 $0.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · derivative · entry 18

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,843 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 140,653 $68.08 $9,575,656.24
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 16

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,964

F2 · shares: 140,653 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.165, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · price: 140,653 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.165, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,489 $47.81 $405,859.09
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 15

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,489 $44.70 $379,458.30
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 14

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 15,879 $55.52 $881,602.08
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 13

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 22,483 $60.53 $1,360,895.99
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 12

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 24,134 $61.34 $1,480,379.56
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 11

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 17,630 $56.44 $995,037.20
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 10

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 2,905 $54.20 $157,451.00
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 9

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 5,843 $61.01 $356,481.43
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 8

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 29,489 $63.41 $1,869,897.49
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 7

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 373 $56.44 $21,052.12
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 6

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 1,454 $54.20 $78,806.80
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 5

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 1,651 $60.53 $99,935.03
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 6,305 $63.41 $399,800.05
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 3

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 5,843 $58.78 $343,451.54
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:50 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 17,740 $68.01 $1,206,497.40
Disclosure

SEC source: 0000014272-21-000193 · wf-form4_162802376123740.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,650

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.93 to $68.045, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.93 to $68.045, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:54 UTC
LEUNG SANDRAEVP, General Counsel
SaleCommon Stock, $0.10 par value 29,390 $68.04 $1,999,695.60
Disclosure

SEC source: 0000014272-21-000194 · wf-form4_162802382800185.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,967.333

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.030 to $68.065, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:56 UTC
Dubow AdamSVP,ChiefCompliance&EthicsOff.
SaleCommon Stock, $0.10 par value 2,466 $67.90 $167,441.40
Disclosure

SEC source: 0000014272-21-000196 · wf-form4_162802414717075.xml · nonDerivative · entry 1

Dubow Adam · CIK 0001744507 · SVP,ChiefCompliance&EthicsOff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,777.152

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.905 to $67.910, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:38 UTC
Weese MichelleEVP, Corporate Affairs
GrantRestricted Stock Units · Derivative 7,540 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000180 · wf-form4_162560383707510.xml · derivative · entry 1

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

Underlying: Common Stock, $0.10 par value · 7,540 shares

Expires 2025-07-01

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on July 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning on July 1, 2022.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:38 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,069 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000181 · wf-form4_162560389583719.xml · derivative · entry 3

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139

Underlying: Common Stock, $0.10 par value · 1,069 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on July 1, 2020.

F1 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning on July 1, 2020.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:38 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 547 $66.56 $36,408.32
Disclosure

SEC source: 0000014272-21-000181 · wf-form4_162560389583719.xml · nonDerivative · entry 2

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,498

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:38 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,069 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000181 · wf-form4_162560389583719.xml · nonDerivative · entry 1

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2020.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:38 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionRestricted Stock Units · Derivative 9,356 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000182 · wf-form4_162560392359905.xml · derivative · entry 3

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,713

Underlying: Common Stock, $0.10 par value · 9,356 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal installments beginning on July 1, 2020.

F1 · derivative.expiration_date: The restricted stock unit vests in four equal installments beginning on July 1, 2020.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:38 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 4,786 $66.56 $318,556.16
Disclosure

SEC source: 0000014272-21-000182 · wf-form4_162560392359905.xml · nonDerivative · entry 2

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,752

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:38 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 9,356 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000182 · wf-form4_162560392359905.xml · nonDerivative · entry 1

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal installments beginning on July 1, 2020.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:05 UTC GrantDeferred Share Units · Derivative 466.03 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000168 · wf-form4_162517345651375.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000.769

Underlying: Common Stock, $0.10 par value · 466.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:06 UTC GrantDeferred Share Units · Derivative 523.795 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000169 · wf-form4_162517353424297.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,722.5

Underlying: Common Stock, $0.10 par value · 523.795 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:07 UTC GrantDeferred Share Units · Derivative 629.459 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000170 · wf-form4_162517360838485.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,979.318

Underlying: Common Stock, $0.10 par value · 629.459 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:11 UTC GrantDeferred Share Units · Derivative 489.876 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000171 · wf-form4_162517384470599.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,983.44

Underlying: Common Stock, $0.10 par value · 489.876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:12 UTC GrantDeferred Share Units · Derivative 116.507 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000172 · wf-form4_162517389456491.xml · derivative · entry 1

Price Paula A · CIK 0001369240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800.781

Underlying: Common Stock, $0.10 par value · 116.507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:13 UTC GrantDeferred Share Units · Derivative 35.461 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000173 · wf-form4_162517397238754.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994.52

Underlying: Common Stock, $0.10 par value · 35.461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:16 UTC GrantDeferred Share Units · Derivative 486.998 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000174 · wf-form4_162517416071414.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,247.38

Underlying: Common Stock, $0.10 par value · 486.998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:17 UTC GrantDeferred Share Units · Derivative 345.331 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000175 · wf-form4_162517420355316.xml · derivative · entry 1

BONNEY MICHAEL W · CIK 0001219016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,341.7

Underlying: Common Stock, $0.10 par value · 345.331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:18 UTC GrantDeferred Share Units · Derivative 507.35 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000176 · wf-form4_162517425421264.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,862.42

Underlying: Common Stock, $0.10 par value · 507.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2021 Filed Jun 14, 2021 22:56 UTC Exercise / conversionRestricted Stock Units · Derivative 902 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000149 · wf-form4_162371135343506.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 902 shares

Expires 2021-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F1 · derivative.expiration_date: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F1 · derivative.underlying: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

Read SEC document
June 13, 2021 Filed Jun 14, 2021 22:56 UTC Exercise / conversionCommon Stock, $0.10 par value 902 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000149 · wf-form4_162371135343506.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.