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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
GrantPerformance Shares · Derivative 4,868 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 22

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,868

Underlying: Common Stock, $0.10 par value · 4,868 shares

Expires 2025-03-10

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2025.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionPerformance Shares · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 21

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 6,939 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
GrantMarket Share Units · Derivative 3,245 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 20

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,245

Underlying: Common Stock, $0.10 par value · 3,245 shares

Expires 2026-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 19

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Underlying: Common Stock, $0.10 par value · 1,154 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,141 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 18

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,282

Underlying: Common Stock, $0.10 par value · 1,141 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,156 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 17

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Underlying: Common Stock, $0.10 par value · 1,156 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionMarket Share Units · Derivative 683 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · derivative · entry 16

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 683 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 4,500 $68.42 $307,890.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 15

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,281

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
OtherCommon Stock, $0.10 par value 3,292 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 14

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,781

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 6,939 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 13

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 464 $68.42 $31,746.88
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 12

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,550

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
OtherCommon Stock, $0.10 par value 129 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 11

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,014

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,154 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 10

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 468 $68.42 $32,020.56
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 9

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,731

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
OtherCommon Stock, $0.10 par value 151 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 8

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,141 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 7

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 545 $68.42 $37,288.90
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 6

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,907

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
OtherCommon Stock, $0.10 par value 351 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 5

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,452

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,156 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 4

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Tax withholdingCommon Stock, $0.10 par value 246 $68.42 $16,831.32
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 3

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,945

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
OtherCommon Stock, $0.10 par value 10 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 2

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,191

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Santiago Karen MurphySVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 683 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000071 · wf-form4_164730699167076.xml · nonDerivative · entry 1

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Weese MichelleEVP, Corporate Affairs
GrantPerformance Shares · Derivative 9,544 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000073 · wf-form4_164730703439960.xml · derivative · entry 2

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544

Underlying: Common Stock, $0.10 par value · 9,544 shares

Expires 2025-03-10

F3 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F3 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Weese MichelleEVP, Corporate Affairs
GrantMarket Share Units · Derivative 6,363 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000073 · wf-form4_164730703439960.xml · derivative · entry 1

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363

Underlying: Common Stock, $0.10 par value · 6,363 shares

Expires 2026-03-10

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
GrantPerformance Shares · Derivative 19,653 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · derivative · entry 22

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,653

Underlying: Common Stock, $0.10 par value · 19,653 shares

Expires 2025-03-10

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2025.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionPerformance Shares · Derivative 22,194 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · derivative · entry 21

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 22,194 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

F11 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
GrantMarket Share Units · Derivative 13,102 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · derivative · entry 20

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,102

Underlying: Common Stock, $0.10 par value · 13,102 shares

Expires 2026-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,586 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · derivative · entry 19

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,758

Underlying: Common Stock, $0.10 par value · 3,586 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · derivative · entry 18

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,826

Underlying: Common Stock, $0.10 par value · 3,412 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 3,699 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · derivative · entry 17

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,699

Underlying: Common Stock, $0.10 par value · 3,699 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionMarket Share Units · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · derivative · entry 16

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,795 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 13,882 $68.42 $949,806.44
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 15

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,476.088

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 10,529 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 14

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,358.088

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 22,194 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 13

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,829.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,692 $68.42 $115,766.64
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 12

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,635.088

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 402 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 11

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,327.088

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,586 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 10

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,925.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,639 $68.42 $112,140.38
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 9

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,339.088

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 451 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 8

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,978.088

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 7

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,527.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 2,046 $68.42 $139,987.32
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 6

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,115.088

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 1,124 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 5

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,161.088

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 3,699 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 4

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,037.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Tax withholdingCommon Stock, $0.10 par value 1,110 $68.42 $75,946.20
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 3

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,338.088

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
OtherCommon Stock, $0.10 par value 40 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 2

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,448.088

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Powell AnnEVP, Chief Human Resources
Exercise / conversionCommon Stock, $0.10 par value 2,795 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000074 · wf-form4_164730705661561.xml · nonDerivative · entry 1

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,408.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
GrantPerformance Shares · Derivative 45,916 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · derivative · entry 11

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,916

Underlying: Common Stock, $0.10 par value · 45,916 shares

Expires 2025-03-10

F8 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F8 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
GrantMarket Share Units · Derivative 30,610 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · derivative · entry 10

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,610

Underlying: Common Stock, $0.10 par value · 30,610 shares

Expires 2026-03-10

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 8,042 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · derivative · entry 9

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

Underlying: Common Stock, $0.10 par value · 8,042 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:18 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000075 · wf-form4_164730707549364.xml · derivative · entry 8

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,052

Underlying: Common Stock, $0.10 par value · 8,025 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.