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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 4, 2022 22:13 UTC
Mily ElizabethEVP, Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 2,194 $73.82 $161,961.08
Disclosure

SEC source: 0000014272-22-000103 · wf-form4_164911038576988.xml · nonDerivative · entry 3

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,796

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:13 UTC
Mily ElizabethEVP, Strategy & BD
OtherCommon Stock, $0.10 par value 1,508 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000103 · wf-form4_164911038576988.xml · nonDerivative · entry 2

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,990

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:13 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 3,662 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000103 · wf-form4_164911038576988.xml · nonDerivative · entry 1

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on April 1, 2020.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:13 UTC GrantDeferred Share Units · Derivative 496.371 $73.03 $36,249.97
Disclosure

SEC source: 0000014272-22-000104 · wf-form4_164911040458205.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,858.921

Underlying: Common Stock, $0.10 par value · 496.371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:14 UTC GrantDeferred Share Units · Derivative 462.139 $73.03 $33,750.01
Disclosure

SEC source: 0000014272-22-000105 · wf-form4_164911043169891.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,266.108

Underlying: Common Stock, $0.10 par value · 462.139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:14 UTC GrantDeferred Share Units · Derivative 462.139 $73.03 $33,750.01
Disclosure

SEC source: 0000014272-22-000106 · wf-form4_164911044680593.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,107.698

Underlying: Common Stock, $0.10 par value · 462.139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:14 UTC GrantDeferred Share Units · Derivative 462.139 $73.03 $33,750.01
Disclosure

SEC source: 0000014272-22-000107 · wf-form4_164911046730746.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,855.158

Underlying: Common Stock, $0.10 par value · 462.139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:15 UTC GrantDeferred Share Units · Derivative 102.698 $73.03 $7,500.03
Disclosure

SEC source: 0000014272-22-000108 · wf-form4_164911049423449.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,452.829

Underlying: Common Stock, $0.10 par value · 102.698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:15 UTC GrantDeferred Share Units · Derivative 496.371 $73.03 $36,249.97
Disclosure

SEC source: 0000014272-22-000109 · wf-form4_164911051348905.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,009.312

Underlying: Common Stock, $0.10 par value · 496.371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:15 UTC GrantDeferred Share Units · Derivative 667.534 $73.03 $48,750.01
Disclosure

SEC source: 0000014272-22-000110 · wf-form4_164911053911290.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,923.33

Underlying: Common Stock, $0.10 par value · 667.534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 23:43 UTC
Caforio GiovanniDirector · Board Chair and CEO
GiftCommon Stock, $0.10 par value 420 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000092 · wf-form4_164807896539251.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,104.333

F2 · shares: This transaction involved a donation of securities by the Reporting Person to a charitable organization.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 23:43 UTC
Caforio GiovanniDirector · Board Chair and CEO
SaleCommon Stock, $0.10 par value 25,000 $71.52 $1,788,000.00
Disclosure

SEC source: 0000014272-22-000092 · wf-form4_164807896539251.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,524.333

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 8,490 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · derivative · entry 11

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,491

Underlying: Common Stock, $0.10 par value · 8,490 shares

Expires 2028-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 5,294 $0.00 Strike: $55.52 $0.00
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · derivative · entry 10

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,294 shares

Expires 2028-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 12,233 $0.00 Strike: $54.29 $0.00
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · derivative · entry 9

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 12,233 shares

Expires 2027-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionOption (right to buy) · Derivative 21,288 $0.00 Strike: $66.35 $0.00
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · derivative · entry 8

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 21,288 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 43,228 $69.23 $2,992,674.44
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · nonDerivative · entry 6

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,385

F2 · shares: 43,228 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.16 to $69.33, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · price: 43,228 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.16 to $69.33, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,490 $38.41 $326,100.90
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · nonDerivative · entry 5

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 12,233 $54.29 $664,129.57
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · nonDerivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 5,294 $55.52 $293,922.88
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · nonDerivative · entry 3

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 21,288 $66.35 $1,412,458.80
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:50 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 31,331 $69.27 $2,170,298.37
Disclosure

SEC source: 0000014272-22-000090 · wf-form4_164764023320954.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,308

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.26 to $69.305, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.26 to $69.305, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 23:32 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
SaleCommon Stock, $0.10 par value 29,532 $69.20 $2,043,525.80
Disclosure

SEC source: 0000014272-22-000087 · wf-form4_164747351775482.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,966

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.18 to $69.225, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.18 to $69.225, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 23:32 UTC
Santiago Karen MurphySVP & Controller
SaleCommon Stock, $0.10 par value 6,577 $69.20 $455,095.52
Disclosure

SEC source: 0000014272-22-000088 · wf-form4_164747353987155.xml · nonDerivative · entry 1

Santiago Karen Murphy · CIK 0001732137 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,704

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Mily ElizabethEVP, Strategy & BD
GrantPerformance Shares · Derivative 21,952 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000069 · wf-form4_164730695015828.xml · derivative · entry 6

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,952

Underlying: Common Stock, $0.10 par value · 21,952 shares

Expires 2025-03-10

F6 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F6 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Mily ElizabethEVP, Strategy & BD
GrantMarket Share Units · Derivative 14,634 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000069 · wf-form4_164730695015828.xml · derivative · entry 5

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock, $0.10 par value · 14,634 shares

Expires 2026-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionMarket Share Units · Derivative 4,005 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000069 · wf-form4_164730695015828.xml · derivative · entry 4

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,017

Underlying: Common Stock, $0.10 par value · 4,005 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Mily ElizabethEVP, Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 1,875 $68.42 $128,287.50
Disclosure

SEC source: 0000014272-22-000069 · wf-form4_164730695015828.xml · nonDerivative · entry 3

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Mily ElizabethEVP, Strategy & BD
OtherCommon Stock, $0.10 par value 449 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000069 · wf-form4_164730695015828.xml · nonDerivative · entry 2

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,695

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 4,005 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000069 · wf-form4_164730695015828.xml · nonDerivative · entry 1

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
GrantPerformance Shares · Derivative 42,884 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · derivative · entry 11

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884

Underlying: Common Stock, $0.10 par value · 42,884 shares

Expires 2025-03-10

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2025.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
GrantMarket Share Units · Derivative 28,589 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · derivative · entry 10

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,589

Underlying: Common Stock, $0.10 par value · 28,589 shares

Expires 2026-03-10

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionMarket Share Units · Derivative 7,824 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · derivative · entry 9

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,475

Underlying: Common Stock, $0.10 par value · 7,824 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionMarket Share Units · Derivative 7,423 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · derivative · entry 8

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,848

Underlying: Common Stock, $0.10 par value · 7,423 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 4,452 $68.42 $304,605.84
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · nonDerivative · entry 6

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,639

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
OtherCommon Stock, $0.10 par value 878 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · nonDerivative · entry 5

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,091

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 7,824 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · nonDerivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
Tax withholdingCommon Stock, $0.10 par value 4,299 $68.42 $294,137.58
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · nonDerivative · entry 3

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,389

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
OtherCommon Stock, $0.10 par value 981 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,688

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:16 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 7,423 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000070 · wf-form4_164730697074316.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
GrantPerformance Shares · Derivative 28,593 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · derivative · entry 10

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,593

Underlying: Common Stock, $0.10 par value · 28,593 shares

Expires 2025-03-10

F7 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F7 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
GrantMarket Share Units · Derivative 19,062 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · derivative · entry 9

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,062

Underlying: Common Stock, $0.10 par value · 19,062 shares

Expires 2026-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionMarket Share Units · Derivative 4,885 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · derivative · entry 8

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,656

Underlying: Common Stock, $0.10 par value · 4,885 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionMarket Share Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · derivative · entry 7

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,381

Underlying: Common Stock, $0.10 par value · 4,189 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 2,779 $68.42 $190,139.18
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · nonDerivative · entry 6

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,722

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
OtherCommon Stock, $0.10 par value 548 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · nonDerivative · entry 5

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,501

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 4,885 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · nonDerivative · entry 4

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 2,426 $68.42 $165,986.92
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · nonDerivative · entry 3

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,068

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
OtherCommon Stock, $0.10 par value 553 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · nonDerivative · entry 2

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,494

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:17 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 4,189 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000072 · wf-form4_164730701224878.xml · nonDerivative · entry 1

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.