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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
SaleCommon Stock, $0.10 par value 45,910 $78.88 $3,621,380.80
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · nonDerivative · entry 6

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,079

F1 · shares: 45,910 shares were sold to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $78.82 to $78.935, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: 45,910 shares were sold to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $78.82 to $78.935, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,491 $38.41 $326,139.31
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · nonDerivative · entry 5

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,491 $47.81 $405,954.71
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · nonDerivative · entry 4

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 8,491 $44.70 $379,547.70
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · nonDerivative · entry 3

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 21,288 $72.42 $1,541,676.96
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · nonDerivative · entry 2

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:38 UTC
Vessey RupertEVP, Research & Early Dev.
Exercise / conversionCommon Stock, $0.10 par value 5,843 $70.89 $414,210.27
Disclosure

SEC source: 0000014272-22-000198 · wf-form4_166804427924511.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP, Research & Early Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:01 UTC GrantDeferred Share Units · Derivative 474.75 $71.09 $33,749.98
Disclosure

SEC source: 0000014272-22-000184 · wf-form4_166493160415034.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,740.311

Underlying: Common Stock, $0.10 par value · 474.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:03 UTC GrantDeferred Share Units · Derivative 474.75 $71.09 $33,749.98
Disclosure

SEC source: 0000014272-22-000185 · wf-form4_166493176376750.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,988.025

Underlying: Common Stock, $0.10 par value · 474.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:06 UTC GrantDeferred Share Units · Derivative 685.75 $71.09 $48,749.97
Disclosure

SEC source: 0000014272-22-000186 · wf-form4_166493188983314.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,712.288

Underlying: Common Stock, $0.10 par value · 685.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:12 UTC GrantDeferred Share Units · Derivative 118.688 $71.09 $8,437.53
Disclosure

SEC source: 0000014272-22-000187 · wf-form4_166493204951387.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757.009

Underlying: Common Stock, $0.10 par value · 118.688 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:16 UTC GrantDeferred Share Units · Derivative 474.75 $71.09 $33,749.98
Disclosure

SEC source: 0000014272-22-000188 · wf-form4_166493247570386.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,244.249

Underlying: Common Stock, $0.10 par value · 474.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:38 UTC
Bhatt DeepakDirector
GrantDeferred Share Units · Derivative 105.5 $71.09 $7,500.00
Disclosure

SEC source: 0000014272-22-000189 · wf-form4_166493260069093.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,873.522

Underlying: Common Stock, $0.10 par value · 105.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:25 UTC GrantDeferred Share Units · Derivative 509.917 $71.09 $36,250.00
Disclosure

SEC source: 0000014272-22-000191 · wf-form4_166493307881172.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,028.781

Underlying: Common Stock, $0.10 par value · 509.917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:52 UTC GrantDeferred Share Units · Derivative 509.917 $71.09 $36,250.00
Disclosure

SEC source: 0000014272-22-000192 · wf-form4_166493472432084.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,001.392

Underlying: Common Stock, $0.10 par value · 509.917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 21:12 UTC
Caforio GiovanniDirector · Board Chair and CEO
SaleCommon Stock, $0.10 par value 25,000 $69.71 $1,742,750.00
Disclosure

SEC source: 0000014272-22-000174 · wf-form4_166388112426036.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,104.333

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:12 UTC
Caforio GiovanniDirector · Board Chair and CEO
SaleCommon Stock, $0.10 par value 50,000 $71.84 $3,592,000.00
Disclosure

SEC source: 0000014272-22-000172 · wf-form4_166336271065500.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,104.333

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.830 to $71.895, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 23:29 UTC
Powell AnnEVP, Chief Human Resources
SaleCommon Stock, $0.10 par value 25,000 $70.75 $1,768,750.00
Disclosure

SEC source: 0000014272-22-000169 · wf-form4_166328455127840.xml · nonDerivative · entry 1

Powell Ann · CIK 0001570844 · EVP, Chief Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,476.088

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $70.730 to $70.785, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 23:29 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionOption (right to buy) · Derivative 121,214 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0000014272-22-000170 · wf-form4_166328457044815.xml · derivative · entry 7

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 121,214 shares

Expires 2028-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 23:29 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionOption (right to buy) · Derivative 2,063 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0000014272-22-000170 · wf-form4_166328457044815.xml · derivative · entry 6

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,063 shares

Expires 2028-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 23:29 UTC
Elkins David VEVP, Chief Financial Officer
SaleCommon Stock, $0.10 par value 103,951 $71.29 $7,410,666.79
Disclosure

SEC source: 0000014272-22-000170 · wf-form4_166328457044815.xml · nonDerivative · entry 4

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,786

F3 · shares: 103,951 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.240 to $71.405, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 23:29 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 121,214 $48.49 $5,877,666.86
Disclosure

SEC source: 0000014272-22-000170 · wf-form4_166328457044815.xml · nonDerivative · entry 3

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares acquired from options exercised in a net exercise and hold transaction with broker.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 23:29 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 2,063 $48.49 $100,034.87
Disclosure

SEC source: 0000014272-22-000170 · wf-form4_166328457044815.xml · nonDerivative · entry 2

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares acquired from options exercised in a net exercise and hold transaction with broker.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 23:29 UTC
Elkins David VEVP, Chief Financial Officer
SaleCommon Stock, $0.10 par value 30,000 $71.35 $2,140,500.00
Disclosure

SEC source: 0000014272-22-000170 · wf-form4_166328457044815.xml · nonDerivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,460

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.350 to $71.380, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:28 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionRestricted Stock Units · Derivative 9,356 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000154 · wf-form4_165705285516489.xml · derivative · entry 3

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,357

Underlying: Common Stock, $0.10 par value · 9,356 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2020.

F1 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on July 1, 2020.

F1 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning on July 1, 2020.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:28 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Tax withholdingCommon Stock, $0.10 par value 4,786 $76.84 $367,756.24
Disclosure

SEC source: 0000014272-22-000154 · wf-form4_165705285516489.xml · nonDerivative · entry 2

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,292

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:28 UTC
Hirawat SamitEVP,Chief Med.Offr.,Drug Dev.
Exercise / conversionCommon Stock, $0.10 par value 9,356 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000154 · wf-form4_165705285516489.xml · nonDerivative · entry 1

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2020.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:29 UTC
Weese MichelleEVP, Corporate Affairs
Exercise / conversionRestricted Stock Units · Derivative 1,885 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000159 · wf-form4_165705298417888.xml · derivative · entry 3

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,655

Underlying: Common Stock, $0.10 par value · 1,885 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2022.

F1 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on July 1, 2022.

F1 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning on July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:29 UTC
Weese MichelleEVP, Corporate Affairs
Tax withholdingCommon Stock, $0.10 par value 682 $76.84 $52,404.88
Disclosure

SEC source: 0000014272-22-000159 · wf-form4_165705298417888.xml · nonDerivative · entry 2

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:29 UTC
Weese MichelleEVP, Corporate Affairs
Exercise / conversionCommon Stock, $0.10 par value 1,885 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000159 · wf-form4_165705298417888.xml · nonDerivative · entry 1

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:27 UTC GrantDeferred Share Units · Derivative 633.117 $77.00 $48,750.01
Disclosure

SEC source: 0000014272-22-000153 · wf-form4_165705283590190.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,786.051

Underlying: Common Stock, $0.10 par value · 633.117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:28 UTC GrantDeferred Share Units · Derivative 438.312 $77.00 $33,750.02
Disclosure

SEC source: 0000014272-22-000155 · wf-form4_165705289311290.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,654.671

Underlying: Common Stock, $0.10 par value · 438.312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:28 UTC
Bhatt DeepakDirector
GrantDeferred Share Units · Derivative 18.146 $77.00 $1,397.24
Disclosure

SEC source: 0000014272-22-000156 · wf-form4_165705291210701.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755.148

Underlying: Common Stock, $0.10 par value · 18.146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:29 UTC GrantDeferred Share Units · Derivative 470.779 $77.00 $36,249.98
Disclosure

SEC source: 0000014272-22-000157 · wf-form4_165705293212842.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,407.8

Underlying: Common Stock, $0.10 par value · 470.779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:29 UTC GrantDeferred Share Units · Derivative 470.779 $77.00 $36,249.98
Disclosure

SEC source: 0000014272-22-000158 · wf-form4_165705296609879.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,990.814

Underlying: Common Stock, $0.10 par value · 470.779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:30 UTC GrantDeferred Share Units · Derivative 97.403 $77.00 $7,500.03
Disclosure

SEC source: 0000014272-22-000160 · wf-form4_165705300313566.xml · derivative · entry 1

Hidalgo Medina Manuel · CIK 0001865525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,589.451

Underlying: Common Stock, $0.10 par value · 97.403 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:31 UTC GrantDeferred Share Units · Derivative 438.312 $77.00 $33,750.02
Disclosure

SEC source: 0000014272-22-000161 · wf-form4_165705304407453.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,979.645

Underlying: Common Stock, $0.10 par value · 438.312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:31 UTC GrantDeferred Share Units · Derivative 438.312 $77.00 $33,750.02
Disclosure

SEC source: 0000014272-22-000162 · wf-form4_165705307314218.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,400.313

Underlying: Common Stock, $0.10 par value · 438.312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:09 UTC
Bhatt DeepakDirector
GrantDeferred Share Units · Derivative 1,737.002 $72.87 $126,575.34
Disclosure

SEC source: 0000014272-22-000142 · wf-form4_165541732669315.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,737.002

Underlying: Common Stock, $0.10 par value · 1,737.002 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2022 annual Deferred Share Unit awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 21:58 UTC
Caforio GiovanniDirector · Board Chair and CEO
SaleCommon Stock, $0.10 par value 30,000 $74.04 $2,221,200.00
Disclosure

SEC source: 0000014272-22-000126 · wf-form4_165524389135163.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,104.333

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $74.020 to $74.065, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 21:49 UTC
LEUNG SANDRAEVP, General Counsel
SaleCommon Stock, $0.10 par value 65,000 $74.89 $4,867,850.00
Disclosure

SEC source: 0000014272-22-000123 · wf-form4_165463855523110.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,627.333

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $74.870 to $74.910, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:50 UTC Exercise / conversionRestricted Stock Units · Derivative 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000124 · wf-form4_165463859067171.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,949 shares

Expires 2022-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:50 UTC Exercise / conversionCommon Stock, $0.10 par value 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000124 · wf-form4_165463859067171.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:29 UTC
Greenlees SharonSVP & Controller
GrantPerformance Shares · Derivative 4,134 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000119 · wf-form4_165170685934645.xml · derivative · entry 3

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

Underlying: Common Stock, $0.10 par value · 4,134 shares

Expires 2025-05-02

F5 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F5 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:29 UTC
Greenlees SharonSVP & Controller
GrantMarket Share Units · Derivative 2,756 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000119 · wf-form4_165170685934645.xml · derivative · entry 2

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,756

Underlying: Common Stock, $0.10 par value · 2,756 shares

Expires 2026-05-02

F3 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:29 UTC
Greenlees SharonSVP & Controller
GrantRestricted Stock Units · Derivative 1,312 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000119 · wf-form4_165170685934645.xml · derivative · entry 1

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock, $0.10 par value · 1,312 shares

Expires 2026-05-02

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on May 2, 2023.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:13 UTC
Shanahan KarinEVP, Glob. Prod. Dev. & Supply
GrantRestricted Stock Units · Derivative 13,225 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000102 · wf-form4_164911036204911.xml · derivative · entry 1

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,225

Underlying: Common Stock, $0.10 par value · 13,225 shares

Expires 2026-04-01

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2023.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:13 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000103 · wf-form4_164911038576988.xml · derivative · entry 7

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,369

Underlying: Common Stock, $0.10 par value · 2,685 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on April 1, 2021.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:13 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionMarket Share Units · Derivative 3,662 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000103 · wf-form4_164911038576988.xml · derivative · entry 6

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock, $0.10 par value · 3,662 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on April 1, 2020.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:13 UTC
Mily ElizabethEVP, Strategy & BD
Tax withholdingCommon Stock, $0.10 par value 1,139 $73.82 $84,080.98
Disclosure

SEC source: 0000014272-22-000103 · wf-form4_164911038576988.xml · nonDerivative · entry 5

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,342

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:13 UTC
Mily ElizabethEVP, Strategy & BD
Exercise / conversionCommon Stock, $0.10 par value 2,685 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000103 · wf-form4_164911038576988.xml · nonDerivative · entry 4

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The restricted stock unit vests in four equal annual installments beginning on April 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.