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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
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Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Exercise / conversionMarket Share Units · Derivative 24,793 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · derivative · entry 16

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 24,793 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Tax withholdingCommon Stock, $0.10 par value 80,594 $65.71 $5,295,831.74
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 15

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,935.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
OtherCommon Stock, $0.10 par value 17,148 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 14

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,529.333

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Exercise / conversionCommon Stock, $0.10 par value 140,445 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 13

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,381.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Tax withholdingCommon Stock, $0.10 par value 11,728 $65.71 $770,646.88
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 12

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,936.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
OtherCommon Stock, $0.10 par value 718 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 11

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,664.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Exercise / conversionCommon Stock, $0.10 par value 22,214 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 10

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,946.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Tax withholdingCommon Stock, $0.10 par value 14,179 $65.71 $931,702.09
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 9

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,732.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
OtherCommon Stock, $0.10 par value 3,908 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 8

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,911.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Exercise / conversionCommon Stock, $0.10 par value 23,817 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 7

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,003.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Tax withholdingCommon Stock, $0.10 par value 14,184 $65.71 $932,030.64
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 6

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,186.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
OtherCommon Stock, $0.10 par value 4,328 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 5

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,370.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Exercise / conversionCommon Stock, $0.10 par value 23,407 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 4

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,042.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Tax withholdingCommon Stock, $0.10 par value 17,304 $65.71 $1,137,045.84
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,635.333

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
OtherCommon Stock, $0.10 par value 9,042 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,939.333

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Caforio GiovanniDirector · Board Chair and CEO
Exercise / conversionCommon Stock, $0.10 par value 24,793 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,897.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
GrantPerformance Shares · Derivative 47,424 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · derivative · entry 19

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,424

Underlying: Common Stock, $0.10 par value · 47,424 shares

Expires 2026-03-10

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionPerformance Shares · Derivative 48,152 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · derivative · entry 18

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 48,152 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
GrantMarket Share Units · Derivative 31,616 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · derivative · entry 17

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,616

Underlying: Common Stock, $0.10 par value · 31,616 shares

Expires 2027-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 7,652 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · derivative · entry 16

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,958

Underlying: Common Stock, $0.10 par value · 7,652 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 8,042 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · derivative · entry 15

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,087

Underlying: Common Stock, $0.10 par value · 8,042 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 8,025 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · derivative · entry 14

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Underlying: Common Stock, $0.10 par value · 8,025 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 27,637 $65.71 $1,816,027.27
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 12

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,550

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
OtherCommon Stock, $0.10 par value 5,879 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 11

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,187

F7 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 48,152 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 10

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,041 $65.71 $265,534.11
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 9

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,156

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
OtherCommon Stock, $0.10 par value 247 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 8

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,197

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 7,652 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 7

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,789 $65.71 $314,685.19
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 6

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,298

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
OtherCommon Stock, $0.10 par value 1,320 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 5

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,087

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 8,042 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 4

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,864 $65.71 $319,613.44
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 3

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,725

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
OtherCommon Stock, $0.10 par value 1,484 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 2

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,589

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Elkins David VEVP, Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 8,025 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000056 · wf-form4_167883918542166.xml · nonDerivative · entry 1

Elkins David V · CIK 0001451604 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Greenlees SharonSVP & Controller
GrantPerformance Shares · Derivative 5,269 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000057 · wf-form4_167883919953888.xml · derivative · entry 2

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,269

Underlying: Common Stock, $0.10 par value · 5,269 shares

Expires 2026-03-10

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
Greenlees SharonSVP & Controller
GrantMarket Share Units · Derivative 3,513 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000057 · wf-form4_167883919953888.xml · derivative · entry 1

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Underlying: Common Stock, $0.10 par value · 3,513 shares

Expires 2027-03-10

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
GrantPerformance Shares · Derivative 19,760 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000059 · wf-form4_167883922799897.xml · derivative · entry 6

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,760

Underlying: Common Stock, $0.10 par value · 19,760 shares

Expires 2026-03-10

F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

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March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
GrantMarket Share Units · Derivative 13,173 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000059 · wf-form4_167883922799897.xml · derivative · entry 5

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,173

Underlying: Common Stock, $0.10 par value · 13,173 shares

Expires 2027-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Exercise / conversionMarket Share Units · Derivative 2,836 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000059 · wf-form4_167883922799897.xml · derivative · entry 4

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

Underlying: Common Stock, $0.10 par value · 2,836 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Tax withholdingCommon Stock, $0.10 par value 1,243 $65.71 $81,677.53
Disclosure

SEC source: 0000014272-23-000059 · wf-form4_167883922799897.xml · nonDerivative · entry 3

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
OtherCommon Stock, $0.10 par value 92 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000059 · wf-form4_167883922799897.xml · nonDerivative · entry 2

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,740

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:14 UTC
Meyers Gregory ScottEVP, Chief Digital & Tech Off.
Exercise / conversionCommon Stock, $0.10 par value 2,836 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000059 · wf-form4_167883922799897.xml · nonDerivative · entry 1

Meyers Gregory Scott · CIK 0001908769 · EVP, Chief Digital & Tech Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantPerformance Shares · Derivative 40,398 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 22

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,398

Underlying: Common Stock, $0.10 par value · 40,398 shares

Expires 2026-03-10

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionPerformance Shares · Derivative 34,450 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 21

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 34,450 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
GrantMarket Share Units · Derivative 26,932 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 20

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,932

Underlying: Common Stock, $0.10 par value · 26,932 shares

Expires 2027-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 6,616 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 19

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,850

Underlying: Common Stock, $0.10 par value · 6,616 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 18

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970

Underlying: Common Stock, $0.10 par value · 6,985 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 17

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743

Underlying: Common Stock, $0.10 par value · 5,741 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 5,319 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,319 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC
BOERNER CHRISTOPHER S.EVP, Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 19,773 $65.71 $1,299,283.83
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,313

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.