BMY

SEC source: 0000014272-23-000130 · wk-form4_1688592374.xml · nonDerivative · entry 1

Weese Michelle · CIK 0001867715 · EVP, Corporate Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal installments beginning on July 1, 2022.

SEC source: 0000014272-23-000132 · wk-form4_1688592514.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,999.589

Underlying: Common Stock, $0.10 par value · 527.756 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000136 · wk-form4_1688592700.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,978.355

Underlying: Common Stock, $0.10 par value · 553.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000134 · wk-form4_1688592629.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,090.668

Underlying: Common Stock, $0.10 par value · 126.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000138 · wk-form4_1688592789.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,720.528

Underlying: Common Stock, $0.10 par value · 566.849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000140 · wk-form4_1688592866.xml · derivative · entry 1

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,494.788

Underlying: Common Stock, $0.10 par value · 762.314 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000142 · wk-form4_1688592932.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,179.993

Underlying: Common Stock, $0.10 par value · 566.849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000144 · wk-form4_1688593040.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,689.931

Underlying: Common Stock, $0.10 par value · 527.756 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000119 · wk-form4_1686094775.xml · derivative · entry 5

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,077 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on June 3, 2020.

SEC source: 0000014272-23-000119 · wk-form4_1686094775.xml · nonDerivative · entry 2

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526

F2 · shares: Shares withheld for payment of taxes upon vesting of award.

SEC source: 0000014272-23-000119 · wk-form4_1686094775.xml · nonDerivative · entry 1

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal installments beginning on June 3, 2020.

SEC source: 0000014272-23-000114 · wf-form4_168323704827586.xml · nonDerivative · entry 1

VESSEY RUPERT · CIK 0001677618 · EVP & President, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,751

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.050 to $67.111, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · derivative · entry 7

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 984

Underlying: Common Stock, $0.10 par value · 328 shares

Expires 2026-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 2, 2022.

SEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · derivative · entry 6

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,067

Underlying: Common Stock, $0.10 par value · 689 shares

Expires 2026-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 2, 2022.

SEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 5

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 4

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on May 2, 2022.

SEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 3

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 2

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627

F2 · shares: Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 1

Greenlees Sharon · CIK 0001926113 · SVP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on May 2, 2022.

SEC source: 0000014272-23-000112 · wf-form4_168315701807555.xml · derivative · entry 2

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,241

Underlying: Common Stock, $0.10 par value · 8,241 shares

Expires 2026-03-10

F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

SEC source: 0000014272-23-000112 · wf-form4_168315701807555.xml · derivative · entry 1

Lenkowsky Adam · CIK 0001975719 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,494

Underlying: Common Stock, $0.10 par value · 5,494 shares

Expires 2027-05-10

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-23-000097 · wf-form4_168065518679814.xml · derivative · entry 4

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,919

Underlying: Common Stock, $0.10 par value · 3,306 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2023.

SEC source: 0000014272-23-000097 · wf-form4_168065518679814.xml · nonDerivative · entry 2

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,226

F2 · shares: Shares withheld for payment of taxes upon vesting of award.

SEC source: 0000014272-23-000097 · wf-form4_168065518679814.xml · nonDerivative · entry 1

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units vest in four equal annual installments beginning on April 1, 2023.

SEC source: 0000014272-23-000098 · wf-form4_168065520334631.xml · derivative · entry 7

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,685

Underlying: Common Stock, $0.10 par value · 2,684 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2021.

SEC source: 0000014272-23-000098 · wf-form4_168065520334631.xml · derivative · entry 6

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,663

Underlying: Common Stock, $0.10 par value · 3,662 shares

Expires 2024-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on April 1, 2020.

SEC source: 0000014272-23-000098 · wf-form4_168065520334631.xml · nonDerivative · entry 5

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,734

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

SEC source: 0000014272-23-000098 · wf-form4_168065520334631.xml · nonDerivative · entry 4

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The restricted stock units vest in four equal annual installments beginning on April 1, 2021.

SEC source: 0000014272-23-000098 · wf-form4_168065520334631.xml · nonDerivative · entry 3

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,189

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

SEC source: 0000014272-23-000098 · wf-form4_168065520334631.xml · nonDerivative · entry 2

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,248

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-23-000098 · wf-form4_168065520334631.xml · nonDerivative · entry 1

Mily Elizabeth · CIK 0001808438 · EVP, Strategy & BD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on April 1, 2020.

SEC source: 0000014272-23-000091 · wf-form4_168065505897640.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,255.615

Underlying: Common Stock, $0.10 par value · 486.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000092 · wf-form4_168065507370589.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,963.449

Underlying: Common Stock, $0.10 par value · 523.013 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000093 · wf-form4_168065510789715.xml · derivative · entry 1

Rice Derica W · CIK 0001359067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,020.179

Underlying: Common Stock, $0.10 par value · 523.013 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000094 · wf-form4_168065512260636.xml · derivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,995.546

Underlying: Common Stock, $0.10 par value · 486.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000095 · wf-form4_168065513809774.xml · derivative · entry 2

Samuels Theodore R. II · CIK 0001688276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,412.375

Underlying: Common Stock, $0.10 par value · 703.362 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F3 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000096 · wf-form4_168065515718896.xml · derivative · entry 1

Bhatt Deepak · CIK 0001934074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,922.726

Underlying: Common Stock, $0.10 par value · 108.209 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000100 · wf-form4_168065647911412.xml · derivative · entry 1

Arduini Peter J · CIK 0001323134 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,104.299

Underlying: Common Stock, $0.10 par value · 486.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

SEC source: 0000014272-23-000054 · wf-form4_167883915023684.xml · derivative · entry 7

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,760

Underlying: Common Stock, $0.10 par value · 19,760 shares

Expires 2026-03-10

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

SEC source: 0000014272-23-000054 · wf-form4_167883915023684.xml · derivative · entry 6

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,173

Underlying: Common Stock, $0.10 par value · 13,173 shares

Expires 2027-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-23-000054 · wf-form4_167883915023684.xml · derivative · entry 5

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,342

Underlying: Common Stock, $0.10 par value · 2,447 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

SEC source: 0000014272-23-000054 · wf-form4_167883915023684.xml · nonDerivative · entry 3

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-23-000054 · wf-form4_167883915023684.xml · nonDerivative · entry 2

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-23-000054 · wf-form4_167883915023684.xml · nonDerivative · entry 1

Shanahan Karin · CIK 0001917325 · EVP, Glob. Prod. Dev. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · derivative · entry 22

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,515

Underlying: Common Stock, $0.10 par value · 140,515 shares

Expires 2026-03-10

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · derivative · entry 21

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 140,445 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · derivative · entry 20

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,677

Underlying: Common Stock, $0.10 par value · 93,677 shares

Expires 2027-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · derivative · entry 19

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,643

Underlying: Common Stock, $0.10 par value · 22,214 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · derivative · entry 18

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,635

Underlying: Common Stock, $0.10 par value · 23,817 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

SEC source: 0000014272-23-000055 · wf-form4_167883916612284.xml · derivative · entry 17

Caforio Giovanni · CIK 0001533201 · Director · Board Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,409

Underlying: Common Stock, $0.10 par value · 23,407 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.