BMY

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · derivative · entry 16

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,407

Underlying: Common Stock, $0.10 par value · 7,407 shares

Expires 2027-03-10

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · derivative · entry 15

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,206 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · derivative · entry 14

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,938

Underlying: Common Stock, $0.10 par value · 4,938 shares

Expires 2028-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · derivative · entry 13

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,307

Underlying: Common Stock, $0.10 par value · 768 shares

Expires 2027-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · derivative · entry 12

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621

Underlying: Common Stock, $0.10 par value · 810 shares

Expires 2026-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F9 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · derivative · entry 11

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 701

Underlying: Common Stock, $0.10 par value · 701 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · derivative · entry 10

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 613 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 9

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,460

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 8

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,452

F6 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 7

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 6

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,710

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 5

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,920

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 4

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 3

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,340

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 2

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,527

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-24-000069 · wk-form4_1710289869.xml · nonDerivative · entry 1

Holzer Phil M · CIK 0002012588 · SVP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · derivative · entry 16

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,952

Underlying: Common Stock, $0.10 par value · 60,952 shares

Expires 2027-03-10

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · derivative · entry 15

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 29,311 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · derivative · entry 14

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,635

Underlying: Common Stock, $0.10 par value · 40,635 shares

Expires 2028-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · derivative · entry 13

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,565

Underlying: Common Stock, $0.10 par value · 5,854 shares

Expires 2027-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · derivative · entry 12

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,532

Underlying: Common Stock, $0.10 par value · 4,765 shares

Expires 2026-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F9 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · derivative · entry 11

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,886

Underlying: Common Stock, $0.10 par value · 4,885 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · derivative · entry 10

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,192 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 9

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,279

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 8

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,053

F6 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 7

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 6

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,945

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 5

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,013

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 4

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 3

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,970

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 2

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,777

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-24-000070 · wk-form4_1710290395.xml · nonDerivative · entry 1

Hirawat Samit · CIK 0001781290 · EVP,Chief Med.Offr.,Drug Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · derivative · entry 17

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,096

Underlying: Common Stock, $0.10 par value · 17,096 shares

Expires 2027-03-10

F14 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

F14 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · derivative · entry 16

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,140 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · derivative · entry 15

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,397

Underlying: Common Stock, $0.10 par value · 11,397 shares

Expires 2028-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · derivative · entry 14

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,411

Underlying: Common Stock, $0.10 par value · 803 shares

Expires 2027-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F12 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · derivative · entry 13

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621

Underlying: Common Stock, $0.10 par value · 810 shares

Expires 2026-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F10 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · derivative · entry 12

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 690

Underlying: Common Stock, $0.10 par value · 690 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · derivative · entry 11

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 628 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 9

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,424

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 8

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,400

F6 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 7

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 6

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 701

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 5

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 908

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 4

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 3

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 2

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

SEC source: 0000014272-24-000072 · wk-form4_1710292278.xml · nonDerivative · entry 1

Poole Ahn Amanda · CIK 0002005210 · EVP, Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · derivative · entry 18

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,220

Underlying: Common Stock, $0.10 par value · 23,220 shares

Expires 2027-03-10

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

SEC source: 0000014272-24-000074 · wk-form4_1710292877.xml · derivative · entry 17

Plenge Robert M · CIK 0001773367 · EVP, Chief Research Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 6,985 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

F14 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.