Tapewire

NYSE · USD

BMY

BRISTOL MYERS SQUIBB CO

Export transactions ↓
Tapewire entity
1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2013 Filed Jan 30, 2013 21:16 UTC Exercise / conversionOption (right to buy) · Derivative 3,500 $0.00 Strike: $25.51 $0.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · derivative · entry 9

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,500 shares

Expires 2013-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 6, 2003.

Read SEC document
January 30, 2013 Filed Jan 30, 2013 21:16 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $25.70 $0.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · derivative · entry 8

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,500 shares

Expires 2014-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 4, 2004.

Read SEC document
January 30, 2013 Filed Jan 30, 2013 21:16 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $26.25 $0.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · derivative · entry 7

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,500 shares

Expires 2015-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 3, 2005.

Read SEC document
January 30, 2013 Filed Jan 30, 2013 21:16 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $24.96 $0.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · derivative · entry 6

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,500 shares

Expires 2016-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 2, 2006.

Read SEC document
January 30, 2013 Filed Jan 30, 2013 21:16 UTC SaleCommon Stock, $0.10 par value 11,000 $36.40 $400,400.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · nonDerivative · entry 5

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 30, 2013 Filed Jan 30, 2013 21:16 UTC Exercise / conversionCommon Stock, $0.10 par value 2,500 $24.96 $62,400.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · nonDerivative · entry 4

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2013 Filed Jan 30, 2013 21:16 UTC Exercise / conversionCommon Stock, $0.10 par value 2,500 $25.70 $64,250.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · nonDerivative · entry 3

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2013 Filed Jan 30, 2013 21:16 UTC Exercise / conversionCommon Stock, $0.10 par value 2,500 $26.25 $65,625.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · nonDerivative · entry 2

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2013 Filed Jan 30, 2013 21:16 UTC Exercise / conversionCommon Stock, $0.10 par value 3,500 $25.51 $89,285.00
Disclosure

SEC source: 0001225208-13-002480 · doc4.xml · nonDerivative · entry 1

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 21:06 UTC SaleCommon Stock, $0.10 par value 10,000 $36.53 $365,300.00
Disclosure

SEC source: 0001225208-13-002478 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.25 to $36.64, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 28, 2013 Filed Jan 28, 2013 21:32 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionOption (right to buy) · Derivative 22,500 $0.00 Strike: $28.67 $0.00
Disclosure

SEC source: 0001225208-13-002186 · doc4.xml · derivative · entry 3

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 22,500 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

Read SEC document
January 28, 2013 Filed Jan 28, 2013 21:32 UTC
Caforio GiovanniPres., US Pharmaceuticals
SaleCommon Stock, $0.10 par value 20,350 $36.19 $736,466.50
Disclosure

SEC source: 0001225208-13-002186 · doc4.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000.018

F1 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.19 to $36.20, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.19 to $36.20, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 28, 2013 Filed Jan 28, 2013 21:32 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 22,500 $28.67 $645,075.00
Disclosure

SEC source: 0001225208-13-002186 · doc4.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,350.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2013 Filed Jan 30, 2013 21:06 UTC SaleCommon Stock, $0.10 par value 10,000 $36.43 $364,300.00
Disclosure

SEC source: 0001225208-13-002478 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.14 to $36.56, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 25, 2013 Filed Jan 28, 2013 21:11 UTC SaleCommon Stock, $0.10 par value 10,000 $36.32 $363,200.00
Disclosure

SEC source: 0001225208-13-002174 · doc4.xml · nonDerivative · entry 3

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $35.86 to $36.60, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 24, 2013 Filed Jan 28, 2013 21:11 UTC SaleCommon Stock, $0.10 par value 9,900 $35.79 $354,321.00
Disclosure

SEC source: 0001225208-13-002174 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $35.57 to $35.95, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 24, 2013 Filed Jan 28, 2013 21:11 UTC SaleCommon Stock, $0.10 par value 100 $34.90 $3,490.00
Disclosure

SEC source: 0001225208-13-002174 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181,118

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

Read SEC document
January 17, 2013 Filed Jan 18, 2013 21:40 UTC SaleCommon Stock, $0.10 par value 10,000 $34.33 $343,300.00
Disclosure

SEC source: 0001225208-13-001687 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.18 to $34.41, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 16, 2013 Filed Jan 18, 2013 21:40 UTC SaleCommon Stock, $0.10 par value 10,000 $34.33 $343,300.00
Disclosure

SEC source: 0001225208-13-001687 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.25 to $34.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2013 Filed Jan 9, 2013 21:15 UTC SaleCommon Stock, $0.10 par value 10,000 $33.58 $335,800.00
Disclosure

SEC source: 0001225208-13-001210 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.36 to $33.66, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 07, 2013 Filed Jan 9, 2013 21:15 UTC SaleCommon Stock, $0.10 par value 10,000 $33.40 $334,000.00
Disclosure

SEC source: 0001225208-13-001210 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.25 to $33.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2013 Filed Jan 7, 2013 21:25 UTC SaleCommon Stock, $0.10 par value 10,000 $33.26 $332,600.00
Disclosure

SEC source: 0001225208-13-000996 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.11 to $33.42, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2013 Filed Jan 7, 2013 21:25 UTC SaleCommon Stock, $0.10 par value 10,000 $32.98 $329,800.00
Disclosure

SEC source: 0001225208-13-000996 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.67 to $33.27, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2013 Filed Jan 7, 2013 21:25 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-000997 · doc4.xml · derivative · entry 3

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, $0.10 par value · 7,500 shares

Expires 2015-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on January 3, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on January 3, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2013 Filed Jan 7, 2013 21:25 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 2,910 $33.24 $96,728.40
Disclosure

SEC source: 0001225208-13-000997 · doc4.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,850.018

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
January 03, 2013 Filed Jan 7, 2013 21:25 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-000997 · doc4.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,760.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2012 Filed Jan 2, 2013 21:10 UTC GrantCommon Stock, $0.10 par value 767 $32.59 $24,996.53
Disclosure

SEC source: 0001225208-13-000151 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,218

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 21:26 UTC GrantDeferred Share Units · Derivative 310.09 $32.45 $10,062.42
Disclosure

SEC source: 0001225208-13-000564 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,691.83

Underlying: Common Stock, $0.10 par value · 310.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 21:26 UTC GrantDeferred Share Units · Derivative 885.98 $32.45 $28,750.05
Disclosure

SEC source: 0001225208-13-000565 · doc4.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,681.39

Underlying: Common Stock, $0.10 par value · 885.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 28, 2012 Filed Dec 28, 2012 22:59 UTC SaleCommon Stock, $0.10 par value 10,000 $32.09 $320,900.00
Disclosure

SEC source: 0001225208-12-026240 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $31.91 to $32.25, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 27, 2012 Filed Dec 28, 2012 22:59 UTC SaleCommon Stock, $0.10 par value 10,000 $32.02 $320,200.00
Disclosure

SEC source: 0001225208-12-026240 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $31.85 to $32.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 21, 2012 Filed Dec 21, 2012 22:56 UTC SaleCommon Stock, $0.10 par value 10,000 $32.48 $324,800.00
Disclosure

SEC source: 0001225208-12-025878 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.37 to $32.62, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 20, 2012 Filed Dec 21, 2012 22:56 UTC SaleCommon Stock, $0.10 par value 10,000 $32.52 $325,200.00
Disclosure

SEC source: 0001225208-12-025878 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.36 to $32.63, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 21:15 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionOption (right to buy) · Derivative 26,875 $0.00 Strike: $23.14 $0.00
Disclosure

SEC source: 0001225208-12-025592 · doc4.xml · derivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 26,875 shares

Expires 2013-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2003.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 21:15 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionOption (right to buy) · Derivative 20,250 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0001225208-12-025592 · doc4.xml · derivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 20,250 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 21:15 UTC
Bancroft Charles AEVP & Chief Financial Officer
SaleCommon Stock, $0.10 par value 42,844 $32.77 $1,403,997.88
Disclosure

SEC source: 0001225208-12-025592 · doc4.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,076.166

F1 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.76 to $32.79, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 21:15 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 20,250 $28.11 $569,227.50
Disclosure

SEC source: 0001225208-12-025592 · doc4.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,920.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 21:15 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 26,875 $23.14 $621,887.50
Disclosure

SEC source: 0001225208-12-025592 · doc4.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,670.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 21:20 UTC Exercise / conversionExecutive Option (right to buy) · Derivative 400,000 $0.00 Strike: $22.14 $0.00
Disclosure

SEC source: 0001225208-12-025236 · doc4.xml · derivative · entry 4

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,996

Underlying: Common Stock, $0.10 par value · 400,000 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As Mr. Cornelius had attained age 60, this stock option award vested 100% on the first anniversary of the grant date, which was March 4, 2009.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 21:20 UTC SaleCommon Stock, $0.10 par value 10,000 $33.31 $333,100.00
Disclosure

SEC source: 0001225208-12-025236 · doc4.xml · nonDerivative · entry 3

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.09 to $33.51, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 21:20 UTC GrantCommon Stock, $0.10 par value 400,000 $22.14 $8,856,000.00
Disclosure

SEC source: 0001225208-12-025236 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290,451

Read SEC document
December 11, 2012 Filed Dec 13, 2012 21:28 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
SaleCommon Stock, $0.10 par value 62,903 $33.00 $2,075,799.00
Disclosure

SEC source: 0001181431-12-064463 · rrd363264.xml · nonDerivative · entry 7

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ruth L. Sigal 2012 Irrevocable Trust

Disclosed balance after: 37,412

F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.81 to $33.23, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 11, 2012 Filed Dec 13, 2012 21:28 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
SaleCommon Stock, $0.10 par value 62,903 $33.00 $2,075,799.00
Disclosure

SEC source: 0001181431-12-064463 · rrd363264.xml · nonDerivative · entry 6

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Indirect · By C. Elliott Sigal 2012 Irrevocable Trust

Disclosed balance after: 37,412

F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.81 to $33.23, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 11, 2012 Filed Dec 13, 2012 21:28 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
SaleCommon Stock, $0.10 par value 31,451 $33.00 $1,037,883.00
Disclosure

SEC source: 0001181431-12-064463 · rrd363264.xml · nonDerivative · entry 5

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sigal Family Investments, LLC

Disclosed balance after: 18,707

F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.81 to $33.23, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 11, 2012 Filed Dec 13, 2012 21:20 UTC SaleCommon Stock, $0.10 par value 10,000 $33.10 $331,000.00
Disclosure

SEC source: 0001225208-12-025236 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.82 to $33.21, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2012 Filed Dec 4, 2012 22:08 UTC SaleCommon Stock, $0.10 par value 10,000 $32.64 $326,400.00
Disclosure

SEC source: 0001225208-12-024462 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.43 to $32.80, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2012 Filed Dec 4, 2012 22:08 UTC SaleCommon Stock, $0.10 par value 10,000 $32.68 $326,800.00
Disclosure

SEC source: 0001225208-12-024462 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.42 to $32.83, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 28, 2012 Filed Nov 29, 2012 21:08 UTC SaleCommon Stock, $0.10 par value 10,000 $32.58 $325,800.00
Disclosure

SEC source: 0001225208-12-024016 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.24 to $32.76, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 21:08 UTC SaleCommon Stock, $0.10 par value 10,000 $32.69 $326,900.00
Disclosure

SEC source: 0001225208-12-024016 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,451

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.59 to $32.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 27, 2012 Filed Dec 13, 2012 21:28 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
GiftCommon Stock, $0.10 par value 100,315 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-064463 · rrd363264.xml · nonDerivative · entry 4

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ruth L. Sigal 2012 Irrevocable Trust

Disclosed balance after: 100,315

F3 · shares: On November 27, 2012, the reporting person's wife contributed her 40% interest in SFI to the Ruth L. Sigal 2012 Irrevocable Trust for the benefit of the reporting person and their children.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: On November 27, 2012, the reporting person's wife contributed her 40% interest in SFI to the Ruth L. Sigal 2012 Irrevocable Trust for the benefit of the reporting person and their children.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.