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BLACKBAUD INC

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476
SEC CIK
0001280058
Parsed reports
509

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 202605
Mar 202602
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2017 Filed Feb 15, 2017 22:26 UTC
BOOR ANTHONY WCFO & Exec VP of Fin. & Admin.
GrantCommon Stock 24,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011158 · doc4.xml · nonDerivative · entry 3

BOOR ANTHONY W · CIK 0001239883 · CFO & Exec VP of Fin. & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,273

F3 · shares: On February 14, 2017, the Compensation Committee determined that PRSUs granted in 2016 would vest in three equal annual installments beginning on February 14, 2017 based on the Issuer achieving performance goals for the period ended December 31, 2016.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 17:27 UTC
MISTRETTA JOHN JEVP of Human Resources
GrantCommon Stock 9,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011608 · doc4.xml · nonDerivative · entry 1

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,717

F1 · shares: Represents a restricted stock award which vests in four equal annual installments beginning on February 14, 2018, subject to continued employment.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 17:28 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
GrantCommon Stock 15,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011609 · doc4.xml · nonDerivative · entry 1

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,309

F1 · shares: Represents a restricted stock award which vests in four equal annual installments beginning on February 14, 2018, subject to continued employment.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 17:25 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
GrantCommon Stock 1,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011602 · doc4.xml · nonDerivative · entry 1

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,476

F1 · shares: Represents a restricted stock award which vests in full on February 14, 2018, subject to continued employment.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:31 UTC
Olson Jon WSVP and General Counsel
GrantCommon Stock 7,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011611 · doc4.xml · nonDerivative · entry 1

Olson Jon W · CIK 0001524788 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,460

F1 · shares: Represents a restricted stock award which vests in four equal annual installments beginning on February 14, 2018, subject to continued employment.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:26 UTC
Gianoni Michael PDirector · President and CEO
GrantCommon Stock 37,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011604 · doc4.xml · nonDerivative · entry 1

Gianoni Michael P · CIK 0001365837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,264

F1 · shares: Represents a restricted stock award which vests in four equal annual installments beginning on February 14, 2018, subject to continued employment.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:24 UTC
Boruff BrianEVP & Pres Ent. Market Group
GrantCommon Stock 15,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011598 · doc4.xml · nonDerivative · entry 1

Boruff Brian · CIK 0001642307 · EVP & Pres Ent. Market Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,664

F1 · shares: Represents a restricted stock award which vests in four equal annual installments beginning on February 14, 2018, subject to continued employment.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:24 UTC
BOOR ANTHONY WCFO & Exec VP of Fin. & Admin.
GrantCommon Stock 22,686 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011595 · doc4.xml · nonDerivative · entry 1

BOOR ANTHONY W · CIK 0001239883 · CFO & Exec VP of Fin. & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,022

F1 · shares: Represents a restricted stock award which vests in four equal annual installments beginning on February 14, 2018, subject to continued employment.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:32 UTC
MISTRETTA JOHN JEVP of Human Resources
Tax withholdingCommon Stock 1,227 $70.74 $86,797.98
Disclosure

SEC source: 0001209191-17-011168 · doc4.xml · nonDerivative · entry 2

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,926

F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of performance restricted stock units ("PRSUs") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:32 UTC
MISTRETTA JOHN JEVP of Human Resources
Tax withholdingCommon Stock 920 $70.74 $65,080.80
Disclosure

SEC source: 0001209191-17-011168 · doc4.xml · nonDerivative · entry 1

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,153

F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock ("RS") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:33 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
Tax withholdingCommon Stock 2,690 $70.74 $190,290.60
Disclosure

SEC source: 0001209191-17-011169 · doc4.xml · nonDerivative · entry 2

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,593

F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of performance based restricted stock units ("PRSUs") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:33 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
Tax withholdingCommon Stock 1,924 $70.74 $136,103.76
Disclosure

SEC source: 0001209191-17-011169 · doc4.xml · nonDerivative · entry 1

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,283

F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock ("RS") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:34 UTC
Olson Jon WSVP and General Counsel
Tax withholdingCommon Stock 942 $70.74 $66,637.08
Disclosure

SEC source: 0001209191-17-011171 · doc4.xml · nonDerivative · entry 2

Olson Jon W · CIK 0001524788 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,801

F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of performance based restricted stock units ("PRSUs") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:34 UTC
Olson Jon WSVP and General Counsel
Tax withholdingCommon Stock 768 $70.74 $54,328.32
Disclosure

SEC source: 0001209191-17-011171 · doc4.xml · nonDerivative · entry 1

Olson Jon W · CIK 0001524788 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,743

F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock ("RS") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:30 UTC
Gianoni Michael PDirector · President and CEO
Tax withholdingCommon Stock 8,250 $70.74 $583,605.00
Disclosure

SEC source: 0001209191-17-011164 · doc4.xml · nonDerivative · entry 2

Gianoni Michael P · CIK 0001365837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,062

F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of performance restricted stock units ("PRSUs") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:30 UTC
Gianoni Michael PDirector · President and CEO
Tax withholdingCommon Stock 2,144 $70.74 $151,666.56
Disclosure

SEC source: 0001209191-17-011164 · doc4.xml · nonDerivative · entry 1

Gianoni Michael P · CIK 0001365837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,312

F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock ("RS") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:28 UTC SaleCommon Stock 3,531 $70.64 $249,429.84
Disclosure

SEC source: 0001209191-17-011161 · doc4.xml · nonDerivative · entry 1

CHOU TIMOTHY C K · CIK 0001202967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,899

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:27 UTC
Boruff BrianEVP & Pres Ent. Market Group
Tax withholdingCommon Stock 1,416 $70.74 $100,167.84
Disclosure

SEC source: 0001209191-17-011159 · doc4.xml · nonDerivative · entry 2

Boruff Brian · CIK 0001642307 · EVP & Pres Ent. Market Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,180

F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of performance restricted stock units ("PRSUs") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:27 UTC
Boruff BrianEVP & Pres Ent. Market Group
Tax withholdingCommon Stock 1,110 $70.74 $78,521.40
Disclosure

SEC source: 0001209191-17-011159 · doc4.xml · nonDerivative · entry 1

Boruff Brian · CIK 0001642307 · EVP & Pres Ent. Market Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,596

F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:26 UTC
BOOR ANTHONY WCFO & Exec VP of Fin. & Admin.
Tax withholdingCommon Stock 2,567 $70.74 $181,589.58
Disclosure

SEC source: 0001209191-17-011158 · doc4.xml · nonDerivative · entry 2

BOOR ANTHONY W · CIK 0001239883 · CFO & Exec VP of Fin. & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,553

F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of performance restricted stock units ("PRSUs") granted February 11, 2016.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:26 UTC
BOOR ANTHONY WCFO & Exec VP of Fin. & Admin.
Tax withholdingCommon Stock 1,940 $70.74 $137,235.60
Disclosure

SEC source: 0001209191-17-011158 · doc4.xml · nonDerivative · entry 1

BOOR ANTHONY W · CIK 0001239883 · CFO & Exec VP of Fin. & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,120

F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock ("RS") granted February 11, 2016.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:53 UTC
MISTRETTA JOHN JEVP of Human Resources
Exercise / conversionStock Appreciation Right · Derivative 7,161 $0.00 Strike: $26.79 $0.00
Disclosure

SEC source: 0001209191-17-010136 · doc4.xml · derivative · entry 6

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,161 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 30, 2016 and effective on December 5, 2016.

F5 · derivative.exercise_date: Represents a stock appreciation right which vested in four equal annual installments beginning on November 8, 2011, subject to continued employment, and shall be settled in stock at time of exercise.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:53 UTC
MISTRETTA JOHN JEVP of Human Resources
SaleCommon Stock 1,560 $71.74 $111,914.40
Disclosure

SEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 5

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,073

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 30, 2016 and effective on December 5, 2016.

F4 · price: This transaction was executed in multiple trades at prices ranging from $71.19 to $71.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:53 UTC
MISTRETTA JOHN JEVP of Human Resources
SaleCommon Stock 5,313 $70.35 $373,769.55
Disclosure

SEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 4

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,633

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 30, 2016 and effective on December 5, 2016.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.99 to $70.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:53 UTC
MISTRETTA JOHN JEVP of Human Resources
Tax withholdingCommon Stock 1,585 $69.99 $110,934.15
Disclosure

SEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 3

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,946

F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities upon the exercise of stock appreciation rights.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:53 UTC
MISTRETTA JOHN JEVP of Human Resources
Disposition to issuerCommon Stock 2,742 $69.99 $191,912.58
Disclosure

SEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 2

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,531

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:53 UTC
MISTRETTA JOHN JEVP of Human Resources
Exercise / conversionCommon Stock 7,161 $26.79 $191,843.19
Disclosure

SEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 1

MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:51 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
Exercise / conversionPerformance Stock Appreciation Right · Derivative 21,590 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0001209191-17-010131 · doc4.xml · derivative · entry 7

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,179

Underlying: Common Stock · 21,590 shares

Expires 2019-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 19, 2016 and effective on January 3, 2017.

F3 · derivative.exercise_date: Represents a performance stock appreciation right ("PSAR") which vested in four equal annual installments beginning on November 6, 2013 since the Issuer maintained a 25% increase in its stock price over $22.24 for 30 consecutive days prior to November 6, 2013. The PSARs shall be settled in stock at the time of exercise.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:51 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
SaleCommon Stock 7,683 $71.50 $549,334.50
Disclosure

SEC source: 0001209191-17-010131 · doc4.xml · nonDerivative · entry 4

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,912

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 19, 2016 and effective on January 3, 2017.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:51 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
Tax withholdingCommon Stock 7,191 $71.50 $514,156.50
Disclosure

SEC source: 0001209191-17-010131 · doc4.xml · nonDerivative · entry 3

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,595

F1 · shares: Represents shares forfeited to the company in connection with the satisfaction of tax liabilities incurred upon the exercise of performance stock appreciation rights.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:51 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
Disposition to issuerCommon Stock 6,716 $71.50 $480,194.00
Disclosure

SEC source: 0001209191-17-010131 · doc4.xml · nonDerivative · entry 2

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,786

Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:51 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
Exercise / conversionCommon Stock 21,590 $22.24 $480,161.60
Disclosure

SEC source: 0001209191-17-010131 · doc4.xml · nonDerivative · entry 1

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:41 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
Exercise / conversionPerformance Stock Appreciation Right · Derivative 21,589 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0001209191-17-002466 · doc4.xml · derivative · entry 7

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,769

Underlying: Common Stock · 21,589 shares

Expires 2019-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 19, 2016 and effective on January 3, 2017.

F3 · derivative.exercise_date: Represents a performance stock appreciation right ("PSAR") which vested in four equal annual installments beginning on November 6, 2013 since the Issuer maintained a 25% increase in its stock price over $22.24 for 30 consecutive days prior to November 6, 2013. The PSARs shall be settled in stock at the time of exercise.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:41 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
SaleCommon Stock 9,340 $66.50 $621,110.00
Disclosure

SEC source: 0001209191-17-002466 · doc4.xml · nonDerivative · entry 4

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,912

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 19, 2016 and effective on January 3, 2017.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:41 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
Tax withholdingCommon Stock 5,028 $66.50 $334,362.00
Disclosure

SEC source: 0001209191-17-002466 · doc4.xml · nonDerivative · entry 3

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,252

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:41 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
Disposition to issuerCommon Stock 7,221 $66.50 $480,196.50
Disclosure

SEC source: 0001209191-17-002466 · doc4.xml · nonDerivative · entry 2

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,280

F1 · shares: Represents shares forfeited to the company in connection with the satisfaction of tax liabilities incurred upon the exercise of performance stock appreciation rights.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:41 UTC
Cumbaa Charles TEVP Corp. & Prod. Strategy
Exercise / conversionCommon Stock 21,589 $22.24 $480,139.36
Disclosure

SEC source: 0001209191-17-002466 · doc4.xml · nonDerivative · entry 1

Cumbaa Charles T · CIK 0001294987 · EVP Corp. & Prod. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:35 UTC GrantCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002460 · doc4.xml · nonDerivative · entry 1

KIGHT PETER J · CIK 0001007734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,388

F1 · shares: Represents a fully vested restricted stock award granted in lieu of cash compensation for services to be rendered by the Reporting Person as a member of the Board of Directors for the first quarter of 2017.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:38 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
Exercise / conversionPerformance Stock Appreciation Right · Derivative 22,870 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0001209191-17-002464 · doc4.xml · derivative · entry 6

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,741

Underlying: Common Stock · 22,870 shares

Expires 2019-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 28, 2016 and effective on January 3, 2017.

F5 · derivative.exercise_date: Represents a performance stock appreciation right ("PSAR") which vested in four equal annual installments beginning on November 6, 2013 since the Issuer maintained a 25% increase in its stock price over $22.24 for 30 consecutive days prior to November 6, 2013. The PSARs shall be settled in stock at the time of exercise.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:38 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
SaleCommon Stock 1,300 $65.55 $85,215.00
Disclosure

SEC source: 0001209191-17-002464 · doc4.xml · nonDerivative · entry 5

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,207

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 28, 2016 and effective on January 3, 2017.

F4 · price: This transaction was executed in multiple trades at prices ranging from $65.45 to $65.66. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:38 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
SaleCommon Stock 8,400 $64.97 $545,748.00
Disclosure

SEC source: 0001209191-17-002464 · doc4.xml · nonDerivative · entry 4

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,507

F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 28, 2016 and effective on January 3, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $64.43 to $65.42. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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January 03, 2017 Filed Jan 5, 2017 21:38 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
Tax withholdingCommon Stock 5,222 $64.00 $334,208.00
Disclosure

SEC source: 0001209191-17-002464 · doc4.xml · nonDerivative · entry 3

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,907

F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the exercise of performance stock appreciation rights.

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January 03, 2017 Filed Jan 5, 2017 21:38 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
Disposition to issuerCommon Stock 7,948 $64.00 $508,672.00
Disclosure

SEC source: 0001209191-17-002464 · doc4.xml · nonDerivative · entry 2

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,129

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January 03, 2017 Filed Jan 5, 2017 21:38 UTC
MOONEY KEVIN WEVP, Pres Gen Markets Group
Exercise / conversionCommon Stock 22,870 $22.24 $508,628.80
Disclosure

SEC source: 0001209191-17-002464 · doc4.xml · nonDerivative · entry 1

MOONEY KEVIN W · CIK 0001180692 · EVP, Pres Gen Markets Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2017 Filed Jan 6, 2017 02:36 UTC GrantCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002461 · doc4.xml · nonDerivative · entry 1

Leitch Andrew M · CIK 0001292592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,197

F1 · shares: Represents a fully vested restricted stock award granted in lieu of cash compensation for services to be rendered by the Reporting Person as a member of the Board of Directors for the first quarter of 2017.

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January 03, 2017 Filed Jan 6, 2017 02:37 UTC
Nash Sarah EDirector
GrantCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002462 · doc4.xml · nonDerivative · entry 1

Nash Sarah E · CIK 0001345709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,873

F1 · shares: Represents a fully vested restricted stock award granted in lieu of cash compensation for services to be rendered by the Reporting Person as a member of the Board of Directors for the first quarter of 2017.

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November 29, 2016 Filed Dec 1, 2016 22:27 UTC
Olson Jon WSVP and General Counsel
SaleCommon Stock 1,000 $64.00 $64,000.00
Disclosure

SEC source: 0001209191-16-152699 · doc4.xml · nonDerivative · entry 1

Olson Jon W · CIK 0001524788 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,511

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November 28, 2016 Filed Nov 29, 2016 23:03 UTC
Gianoni Michael PDirector · President and CEO
SaleCommon Stock 3,973 $63.00 $250,299.00
Disclosure

SEC source: 0001209191-16-152355 · doc4.xml · nonDerivative · entry 1

Gianoni Michael P · CIK 0001365837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,456

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November 23, 2016 Filed Dec 1, 2016 22:14 UTC
BOOR ANTHONY WCFO & Exec VP of Fin. & Admin.
GiftCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152695 · doc4.xml · nonDerivative · entry 1

BOOR ANTHONY W · CIK 0001239883 · CFO & Exec VP of Fin. & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,060

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November 18, 2016 Filed Nov 22, 2016 21:32 UTC
BOOR ANTHONY WCFO & Exec VP of Fin. & Admin.
SaleCommon Stock 5,608 $65.02 $364,632.16
Disclosure

SEC source: 0001209191-16-151714 · doc4.xml · nonDerivative · entry 1

BOOR ANTHONY W · CIK 0001239883 · CFO & Exec VP of Fin. & Admin.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,505

F1 · price: This transaction was executed in multiple trades at prices ranging from $64.76 to $65.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.