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Nasdaq · USD

BLFS

BIOLIFE SOLUTIONS INC

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Tapewire entity
4614
SEC CIK
0000834365
Parsed reports
1,001

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202508
Jan 202605
Feb 202600
Mar 202609
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2019 Filed Jun 22, 2019 00:01 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $17.60 $176,000.00
Disclosure

SEC source: 0001437749-19-012460 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.38 to $17.81 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 19, 2019 Filed Jun 22, 2019 00:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.81 $18,099.00
Disclosure

SEC source: 0001437749-19-012460 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,357 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-19-012311 · rdgdoc.xml · derivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,357 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:29 UTC SaleCommon Stock 5,357 $17.48 $93,640.36
Disclosure

SEC source: 0001437749-19-012311 · rdgdoc.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,388

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.31 to $17.78, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:29 UTC Exercise / conversionCommon Stock 5,357 $1.40 $7,499.80
Disclosure

SEC source: 0001437749-19-012311 · rdgdoc.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:29 UTC
Berard ToddVice President, Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-012310 · rdgdoc.xml · derivative · entry 3

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Underlying: Common Stock · 3,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable to the extent of 1/4th thereof on 5/4/16, and remaining balance exercisable to the extent of 1/36th thereof on the 4th day of each month commencing on 6/4/16.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:29 UTC
Berard ToddVice President, Marketing
SaleCommon Stock 3,000 $17.47 $52,410.00
Disclosure

SEC source: 0001437749-19-012310 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.47 to $17.49 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:29 UTC
Berard ToddVice President, Marketing
Exercise / conversionCommon Stock 3,000 $2.06 $6,180.00
Disclosure

SEC source: 0001437749-19-012310 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 00:01 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 9,903 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-19-012005 · rdgdoc.xml · derivative · entry 6

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,807

Underlying: Common Stock · 9,903 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vested equally over four years commencing on February 5, 2011.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 00:01 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 9,903 $17.12 $169,539.36
Disclosure

SEC source: 0001437749-19-012005 · rdgdoc.xml · nonDerivative · entry 4

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.03 to $17.38, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 00:01 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 9,903 $1.40 $13,864.20
Disclosure

SEC source: 0001437749-19-012005 · rdgdoc.xml · nonDerivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:01 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 9,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-19-012005 · rdgdoc.xml · derivative · entry 5

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,710

Underlying: Common Stock · 9,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vested equally over four years commencing on February 5, 2011.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:01 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 9,000 $17.64 $158,760.00
Disclosure

SEC source: 0001437749-19-012005 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.42 to $17.93, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 11, 2019 Filed Jun 14, 2019 00:01 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 9,000 $1.40 $12,600.00
Disclosure

SEC source: 0001437749-19-012005 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2019 Filed Jun 1, 2019 00:01 UTC SaleCommon Stock 6,000 $17.50 $105,000.00
Disclosure

SEC source: 0001437749-19-011184 · rdgdoc.xml · nonDerivative · entry 1

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,747

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

Read SEC document
May 29, 2019 Filed May 29, 2018 22:30 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 15,000 $9.65 $144,750.00
Disclosure

SEC source: 0001437749-18-010863 · rdgdoc.xml · nonDerivative · entry 4

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.64 to $9.65, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the BioLife Solutions, Inc. (the "Registrant"), or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 29, 2019 Filed May 29, 2018 22:30 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 15,000 $1.64 $24,600.00
Disclosure

SEC source: 0001437749-18-010863 · rdgdoc.xml · nonDerivative · entry 3

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2019 Filed May 29, 2018 22:30 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $9.35 $93,500.00
Disclosure

SEC source: 0001437749-18-010863 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

Read SEC document
May 25, 2019 Filed May 29, 2018 22:30 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-18-010863 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001437749-19-010841 · rdgdoc.xml · derivative · entry 5

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Common Stock · 10,000 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date, and in 36 equal monthly installments thereafter.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $17.80 $178,000.00
Disclosure

SEC source: 0001437749-19-010841 · rdgdoc.xml · nonDerivative · entry 3

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.46 to $18.05 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.81 $18,099.00
Disclosure

SEC source: 0001437749-19-010841 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed Jun 1, 2019 00:00 UTC SaleCommon Stock 14,987 $18.01 $269,915.87
Disclosure

SEC source: 0001437749-19-011183 · rdgdoc.xml · nonDerivative · entry 2

VILLIGER WALTER · CIK 0001113655 · 10% owner

WAVI Holding AG · CIK 0001603260 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By WAVI Holdings AG

Disclosed balance after: 3,478,347

Read SEC document
May 22, 2019 Filed May 25, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 4,500 $18.06 $81,270.00
Disclosure

SEC source: 0001437749-19-010841 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $18.3330 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 21, 2019 Filed Jun 1, 2019 00:00 UTC SaleCommon Stock 39,883 $19.18 $764,955.94
Disclosure

SEC source: 0001437749-19-011183 · rdgdoc.xml · nonDerivative · entry 1

VILLIGER WALTER · CIK 0001113655 · 10% owner

WAVI Holding AG · CIK 0001603260 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By WAVI Holdings AG

Disclosed balance after: 3,493,334

Read SEC document
May 17, 2019 Filed May 18, 2019 00:02 UTC SaleCommon Stock 15,000 $17.99 $269,850.00
Disclosure

SEC source: 0001437749-19-010416 · rdgdoc.xml · nonDerivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,388

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.985 to $17.99, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 16, 2019 Filed May 18, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001437749-19-010415 · rdgdoc.xml · derivative · entry 4

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,000

Underlying: Common Stock · 10,000 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date, and in 36 equal monthly installments thereafter.

Read SEC document
May 16, 2019 Filed May 18, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $16.76 $167,600.00
Disclosure

SEC source: 0001437749-19-010415 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,359

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.39 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 16, 2019 Filed May 18, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.81 $18,099.00
Disclosure

SEC source: 0001437749-19-010415 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 18, 2019 00:03 UTC Exercise / conversionEmployee Stock Option · Derivative 2,900 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-010418 · rdgdoc.xml · derivative · entry 6

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 18, 2019 00:03 UTC SaleCommon Stock 2,900 $18.01 $52,229.00
Disclosure

SEC source: 0001437749-19-010418 · rdgdoc.xml · nonDerivative · entry 4

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.03, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 16, 2019 Filed May 18, 2019 00:03 UTC Exercise / conversionCommon Stock 2,900 $2.06 $5,974.00
Disclosure

SEC source: 0001437749-19-010418 · rdgdoc.xml · nonDerivative · entry 3

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:03 UTC
Berard ToddVice President, Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-010419 · rdgdoc.xml · derivative · entry 3

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 3,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable to the extent of 1/4th thereof on 5/4/16, and remaining balance exercisable to the extent of 1/36th thereof on the 4th day of each month commencing on 6/4/16.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:03 UTC
Berard ToddVice President, Marketing
SaleCommon Stock 3,000 $16.96 $50,880.00
Disclosure

SEC source: 0001437749-19-010419 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.87 to $17.39 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:03 UTC
Berard ToddVice President, Marketing
Exercise / conversionCommon Stock 3,000 $2.06 $6,180.00
Disclosure

SEC source: 0001437749-19-010419 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:03 UTC Exercise / conversionEmployee Stock Option · Derivative 1,900 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-010418 · rdgdoc.xml · derivative · entry 5

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 1,900 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:03 UTC SaleCommon Stock 1,900 $18.00 $34,200.00
Disclosure

SEC source: 0001437749-19-010418 · rdgdoc.xml · nonDerivative · entry 2

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:03 UTC Exercise / conversionCommon Stock 1,900 $2.06 $3,914.00
Disclosure

SEC source: 0001437749-19-010418 · rdgdoc.xml · nonDerivative · entry 1

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:02 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 7,088 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-19-010417 · rdgdoc.xml · derivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,710

Underlying: Common Stock · 7,088 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vested equally over four years commencing on February 5, 2011.

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May 15, 2019 Filed May 18, 2019 00:02 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 7,088 $16.94 $120,070.72
Disclosure

SEC source: 0001437749-19-010417 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.91 to $17.39, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 15, 2019 Filed May 18, 2019 00:02 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 7,088 $1.40 $9,923.20
Disclosure

SEC source: 0001437749-19-010417 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2019 Filed May 18, 2019 00:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001437749-19-010416 · rdgdoc.xml · derivative · entry 4

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:02 UTC SaleCommon Stock 10,000 $16.98 $169,800.00
Disclosure

SEC source: 0001437749-19-010416 · rdgdoc.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,388

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $17.39, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 15, 2019 Filed May 18, 2019 00:02 UTC Exercise / conversionCommon Stock 10,000 $1.90 $19,000.00
Disclosure

SEC source: 0001437749-19-010416 · rdgdoc.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 9, 2019 23:00 UTC Exercise / conversionEmployee Stock Option · Derivative 200 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-009343 · rdgdoc.xml · derivative · entry 3

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 200 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 9, 2019 23:00 UTC SaleCommon Stock 200 $18.00 $3,600.00
Disclosure

SEC source: 0001437749-19-009343 · rdgdoc.xml · nonDerivative · entry 2

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

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May 07, 2019 Filed May 9, 2019 23:00 UTC Exercise / conversionCommon Stock 200 $2.06 $412.00
Disclosure

SEC source: 0001437749-19-009343 · rdgdoc.xml · nonDerivative · entry 1

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:01 UTC SaleCommon Stock 6,000 $17.19 $103,140.00
Disclosure

SEC source: 0001437749-19-008577 · rdgdoc.xml · nonDerivative · entry 1

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,747

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

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April 17, 2019 Filed Apr 20, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001437749-19-007640 · rdgdoc.xml · derivative · entry 4

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,000

Underlying: Common Stock · 10,000 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date, and in 36 equal monthly installments thereafter.

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April 17, 2019 Filed Apr 20, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $16.53 $165,300.00
Disclosure

SEC source: 0001437749-19-007640 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,359

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.46 to $16.90 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.