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Nasdaq · USD

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BIOLIFE SOLUTIONS INC

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4614
SEC CIK
0000834365
Parsed reports
1,001

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202508
Jan 202605
Feb 202600
Mar 202609
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.11 $50,275.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.01 to $20.21, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
September 05, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · derivative · entry 8

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,919

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $19.99 $199,900.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · nonDerivative · entry 4

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.85 to $20.17 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 05, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · nonDerivative · entry 3

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.03 $50,075.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.51 to $20.42, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
September 04, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · derivative · entry 7

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,919

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $19.46 $194,600.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.82 to $20.42 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 04, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.07 $50,175.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.01 to $20.14, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-017956 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2019 Filed Aug 31, 2019 00:00 UTC SaleCommon Stock 6,000 $20.07 $120,420.00
Disclosure

SEC source: 0001437749-19-017732 · rdgdoc.xml · nonDerivative · entry 1

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,747

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.77 $51,925.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.52 $51,300.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.06 $50,150.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
August 20, 2019 Filed Aug 23, 2019 00:11 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-017313 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:03 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 9,905 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-19-017142 · rdgdoc.xml · derivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,905 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vested equally over four years commencing on February 5, 2011.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:03 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 9,905 $18.07 $178,983.35
Disclosure

SEC source: 0001437749-19-017142 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.27, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:03 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 9,905 $1.40 $13,867.00
Disclosure

SEC source: 0001437749-19-017142 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:02 UTC
Berard ToddVice President, Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-017141 · rdgdoc.xml · derivative · entry 3

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

Underlying: Common Stock · 3,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable to the extent of 1/4th thereof on 5/4/16, and remaining balance exercisable to the extent of 1/36th thereof on the 4th day of each month commencing on 6/4/16.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:02 UTC
Berard ToddVice President, Marketing
SaleCommon Stock 3,000 $17.97 $53,910.00
Disclosure

SEC source: 0001437749-19-017141 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.94 to $18.01 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:02 UTC
Berard ToddVice President, Marketing
Exercise / conversionCommon Stock 3,000 $2.06 $6,180.00
Disclosure

SEC source: 0001437749-19-017141 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,357 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-017140 · rdgdoc.xml · derivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,357 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:01 UTC SaleCommon Stock 5,357 $17.98 $96,318.86
Disclosure

SEC source: 0001437749-19-017140 · rdgdoc.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,388

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.94 to $18.01, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 00:01 UTC Exercise / conversionCommon Stock 5,357 $1.12 $5,999.84
Disclosure

SEC source: 0001437749-19-017140 · rdgdoc.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:00 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 9,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-19-016957 · rdgdoc.xml · derivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,904

Underlying: Common Stock · 9,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vested equally over four years commencing on February 5, 2011.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:00 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 9,000 $17.07 $153,630.00
Disclosure

SEC source: 0001437749-19-016957 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.04 to $17.13, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:00 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 9,000 $1.40 $12,600.00
Disclosure

SEC source: 0001437749-19-016957 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2019 Filed Aug 20, 2019 00:00 UTC Amendment
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 9,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-19-017139 · rdgdoc.xml · derivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,905

Underlying: Common Stock · 9,000 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vested equally over four years commencing on February 5, 2011.

F4 · balance_after: This Form 4/A is being filed solely to amend the total number of options remaining after the reported transaction due to a clerical error. All other information remains unchanged.

Read SEC document
August 13, 2019 Filed Aug 20, 2019 00:00 UTC Amendment
Rice MichaelDirector · President & CEO
SaleCommon Stock 9,000 $17.07 $153,630.00
Disclosure

SEC source: 0001437749-19-017139 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.04 to $17.13, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 13, 2019 Filed Aug 20, 2019 00:00 UTC Amendment
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 9,000 $1.40 $12,600.00
Disclosure

SEC source: 0001437749-19-017139 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $18.21 $45,525.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.1705 to $18.30, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $18.00 $45,000.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.93 to $18.09, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $17.87 $44,675.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.84 to $17.98, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 06, 2019 Filed Aug 9, 2019 00:04 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-016096 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 2, 2019 23:35 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-015368 · rdgdoc.xml · derivative · entry 9

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,919

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.