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Nasdaq · USD

BLFS

BIOLIFE SOLUTIONS INC

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Tapewire entity
4614
SEC CIK
0000834365
Parsed reports
1,001

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202508
Jan 202605
Feb 202600
Mar 202609
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2021 Filed Jul 22, 2021 00:30 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
SaleCommon Stock 10,000 $43.85 $438,500.00
Disclosure

SEC source: 0001437749-21-017325 · rdgdoc.xml · nonDerivative · entry 2

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,589

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.43 to $44.52, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 19, 2021 Filed Jul 22, 2021 00:30 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-21-017325 · rdgdoc.xml · nonDerivative · entry 1

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 00:30 UTC
Berard ToddChief Marketing Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,160 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-017168 · rdgdoc.xml · derivative · entry 6

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,280

Underlying: Common Stock · 6,160 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On December 20, 2016, the reporting person was granted an option to purchase 123,209 shares of common stock which vested in two equal annual installments on March 8, 2018 and March 8, 2019.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 00:30 UTC
Berard ToddChief Marketing Officer
SaleCommon Stock 6,160 $44.04 $271,286.40
Disclosure

SEC source: 0001437749-21-017168 · rdgdoc.xml · nonDerivative · entry 4

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,064

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.62 to $44.78 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 16, 2021 Filed Jul 20, 2021 00:30 UTC
Berard ToddChief Marketing Officer
Exercise / conversionCommon Stock 6,160 $1.64 $10,102.40
Disclosure

SEC source: 0001437749-21-017168 · rdgdoc.xml · nonDerivative · entry 3

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2021 Filed Jul 17, 2021 00:00 UTC SaleCommon Stock 2,500 $44.44 $111,100.00
Disclosure

SEC source: 0001437749-21-017103 · rdgdoc.xml · nonDerivative · entry 1

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,175

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

Read SEC document
July 15, 2021 Filed Jul 20, 2021 00:30 UTC
Berard ToddChief Marketing Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,165 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-017168 · rdgdoc.xml · derivative · entry 5

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,440

Underlying: Common Stock · 6,165 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On December 20, 2016, the reporting person was granted an option to purchase 123,209 shares of common stock which vested in two equal annual installments on March 8, 2018 and March 8, 2019.

Read SEC document
July 15, 2021 Filed Jul 20, 2021 00:30 UTC
Berard ToddChief Marketing Officer
SaleCommon Stock 6,165 $42.74 $263,492.10
Disclosure

SEC source: 0001437749-21-017168 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,064

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.15 to $43.78 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 15, 2021 Filed Jul 20, 2021 00:30 UTC
Berard ToddChief Marketing Officer
Exercise / conversionCommon Stock 6,165 $1.64 $10,110.60
Disclosure

SEC source: 0001437749-21-017168 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 15, 2021 00:02 UTC GrantCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-016944 · rdgdoc.xml · nonDerivative · entry 1

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,675

F1 · price: The restricted stock was granted pursuant to the BioLife Solutions 2013 Performance Incentive Plan and vests on the twelve-month anniversary of the grant date.

Read SEC document
July 12, 2021 Filed Jul 15, 2021 00:01 UTC GrantCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-016943 · rdgdoc.xml · nonDerivative · entry 1

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,375

F1 · price: The restricted stock was granted pursuant to the BioLife Solutions 2013 Performance Incentive Plan and vests on the twelve-month anniversary of the grant date.

Read SEC document
July 12, 2021 Filed Jul 15, 2021 00:00 UTC GrantCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-016942 · rdgdoc.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,763

F1 · price: The restricted stock was granted pursuant to the BioLife Solutions 2013 Performance Incentive Plan.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 01:02 UTC
Rice MichaelDirector · CEO
Exercise / conversionEmployee Stock Option · Derivative 11,464 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-016690 · rdgdoc.xml · derivative · entry 6

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,613

Underlying: Common Stock · 11,464 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in two equal annual installments based on the registrant's satisfaction of certain performance criteria for the fiscal year ending December 2017. The performance criteria for 2017 were met, resulting in vesting of the option as follows: 114,613 shares vested on March 8, 2018 and 114,613 shares vested on March 8, 2019.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 01:02 UTC
Rice MichaelDirector · CEO
SaleCommon Stock 11,464 $46.15 $529,063.60
Disclosure

SEC source: 0001437749-21-016690 · rdgdoc.xml · nonDerivative · entry 4

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,310

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.15 to $47.93, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 01:02 UTC
Rice MichaelDirector · CEO
Exercise / conversionCommon Stock 11,464 $1.64 $18,800.96
Disclosure

SEC source: 0001437749-21-016690 · rdgdoc.xml · nonDerivative · entry 3

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2021 Filed Jul 10, 2021 00:00 UTC
Schulz MarcusChief Revenue Officer
SaleCommon Stock 140 $45.72 $6,400.80
Disclosure

SEC source: 0001437749-21-016741 · rdgdoc.xml · nonDerivative · entry 2

Schulz Marcus · CIK 0001812702 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,905

F1 · shares: The sales reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 08, 2021 Filed Jul 10, 2021 00:00 UTC
Schulz MarcusChief Revenue Officer
SaleCommon Stock 100 $45.75 $4,575.00
Disclosure

SEC source: 0001437749-21-016741 · rdgdoc.xml · nonDerivative · entry 1

Schulz Marcus · CIK 0001812702 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,045

F1 · shares: The sales reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:02 UTC
Rice MichaelDirector · CEO
Exercise / conversionEmployee Stock Option · Derivative 11,461 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-016690 · rdgdoc.xml · derivative · entry 5

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,077

Underlying: Common Stock · 11,461 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in two equal annual installments based on the registrant's satisfaction of certain performance criteria for the fiscal year ending December 2017. The performance criteria for 2017 were met, resulting in vesting of the option as follows: 114,613 shares vested on March 8, 2018 and 114,613 shares vested on March 8, 2019.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:02 UTC
Rice MichaelDirector · CEO
SaleCommon Stock 11,461 $46.28 $530,415.08
Disclosure

SEC source: 0001437749-21-016690 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,310

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.22 to $46.80, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:02 UTC
Rice MichaelDirector · CEO
Exercise / conversionCommon Stock 11,461 $1.64 $18,796.04
Disclosure

SEC source: 0001437749-21-016690 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 00:32 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
SaleCommon Stock 715 $43.75 $31,281.25
Disclosure

SEC source: 0001437749-21-016269 · rdgdoc.xml · nonDerivative · entry 1

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,589

F1 · kind: The sale reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 00:31 UTC
Foster Karen A.Chief Quality Officer
SaleCommon Stock 607 $43.75 $26,556.25
Disclosure

SEC source: 0001437749-21-016268 · rdgdoc.xml · nonDerivative · entry 1

Foster Karen A. · CIK 0001683151 · Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,777

F1 · kind: The sale reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 00:31 UTC
Rice MichaelDirector · CEO
SaleCommon Stock 902 $43.75 $39,462.50
Disclosure

SEC source: 0001437749-21-016267 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,310

F1 · kind: The sale reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 00:31 UTC SaleCommon Stock 685 $43.75 $29,968.75
Disclosure

SEC source: 0001437749-21-016266 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,853

F1 · kind: The sale reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 00:30 UTC
Berard ToddChief Marketing Officer
SaleCommon Stock 502 $43.75 $21,962.50
Disclosure

SEC source: 0001437749-21-016265 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,064

F1 · kind: The sale reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 00:30 UTC
Foster Karen A.Chief Quality Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 16,332 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-015404 · rdgdoc.xml · derivative · entry 3

Foster Karen A. · CIK 0001683151 · Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,661

Underlying: Common Stock · 16,332 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On December 20, 2016, the reporting person was granted an option to purchase 163,323 shares of common stock which vested in two equal installments on March 8, 2018 and March 8, 2019.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 00:30 UTC
Foster Karen A.Chief Quality Officer
SaleCommon Stock 16,332 $42.79 $698,846.28
Disclosure

SEC source: 0001437749-21-015404 · rdgdoc.xml · nonDerivative · entry 2

Foster Karen A. · CIK 0001683151 · Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.40 to $43.22 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 00:30 UTC
Foster Karen A.Chief Quality Officer
Exercise / conversionCommon Stock 16,332 $1.64 $26,784.48
Disclosure

SEC source: 0001437749-21-015404 · rdgdoc.xml · nonDerivative · entry 1

Foster Karen A. · CIK 0001683151 · Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 00:30 UTC
Berard ToddChief Marketing Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 6,160 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-014985 · rdgdoc.xml · derivative · entry 6

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,605

Underlying: Common Stock · 6,160 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On December 20, 2016, the reporting person was granted an option to purchase 123,209 shares of common stock which vested in two equal annual installments on March 8, 2018 and March 8, 2019.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 00:30 UTC
Berard ToddChief Marketing Officer
SaleCommon Stock 6,160 $39.26 $241,841.60
Disclosure

SEC source: 0001437749-21-014985 · rdgdoc.xml · nonDerivative · entry 4

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,566

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.92 to $39.70 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
June 16, 2021 Filed Jun 17, 2021 00:30 UTC
Berard ToddChief Marketing Officer
Exercise / conversionCommon Stock 6,160 $1.64 $10,102.40
Disclosure

SEC source: 0001437749-21-014985 · rdgdoc.xml · nonDerivative · entry 3

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 00:30 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-014984 · rdgdoc.xml · derivative · entry 6

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,707

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On December 20, 2016, the reporting person was granted an option to purchase 197,707 shares of common stock which vested in two equal annual installments on March 8, 2018 and March 8, 2019.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 00:30 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
SaleCommon Stock 10,000 $39.27 $392,700.00
Disclosure

SEC source: 0001437749-21-014984 · rdgdoc.xml · nonDerivative · entry 4

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,304

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.95 to $39.69, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 00:30 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-21-014984 · rdgdoc.xml · nonDerivative · entry 3

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 00:30 UTC
Berard ToddChief Marketing Officer
Exercise / conversionShare Option (Right to Buy) · Derivative 6,160 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-014985 · rdgdoc.xml · derivative · entry 5

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,765

Underlying: Common Stock · 6,160 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On December 20, 2016, the reporting person was granted an option to purchase 123,209 shares of common stock which vested in two equal annual installments on March 8, 2018 and March 8, 2019.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 00:30 UTC
Berard ToddChief Marketing Officer
SaleCommon Stock 6,160 $39.38 $242,580.80
Disclosure

SEC source: 0001437749-21-014985 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,566

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.55 to $39.80 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 00:30 UTC
Berard ToddChief Marketing Officer
Exercise / conversionCommon Stock 6,160 $1.64 $10,102.40
Disclosure

SEC source: 0001437749-21-014985 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 18, 2021 00:30 UTC SaleCommon Stock 2,500 $38.35 $95,875.00
Disclosure

SEC source: 0001437749-21-015121 · rdgdoc.xml · nonDerivative · entry 1

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,675

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 00:30 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-014984 · rdgdoc.xml · derivative · entry 5

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,707

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On December 20, 2016, the reporting person was granted an option to purchase 197,707 shares of common stock which vested in two equal annual installments on March 8, 2018 and March 8, 2019.

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June 14, 2021 Filed Jun 17, 2021 00:30 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
SaleCommon Stock 10,000 $38.90 $389,000.00
Disclosure

SEC source: 0001437749-21-014984 · rdgdoc.xml · nonDerivative · entry 2

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,304

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.40 to $39.37, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 14, 2021 Filed Jun 17, 2021 00:30 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-21-014984 · rdgdoc.xml · nonDerivative · entry 1

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 10, 2021 Filed Jun 11, 2021 00:31 UTC
Rice MichaelDirector · CEO
Exercise / conversionEmployee Stock Option · Derivative 11,461 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-014534 · rdgdoc.xml · derivative · entry 6

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,538

Underlying: Common Stock · 11,461 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in two equal annual installments based on the registrant's satisfaction of certain performance criteria for the fiscal year ending December 2017. The performance criteria for 2017 were met, resulting in vesting of the option as follows: 114,613 shares vested on March 8, 2018 and 114,613 shares vested on March 8, 2019.

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June 10, 2021 Filed Jun 11, 2021 00:31 UTC
Rice MichaelDirector · CEO
SaleCommon Stock 11,461 $36.47 $417,982.67
Disclosure

SEC source: 0001437749-21-014534 · rdgdoc.xml · nonDerivative · entry 4

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,212

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.85 to $36.87, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 10, 2021 Filed Jun 11, 2021 00:31 UTC
Rice MichaelDirector · CEO
Exercise / conversionCommon Stock 11,461 $1.64 $18,796.04
Disclosure

SEC source: 0001437749-21-014534 · rdgdoc.xml · nonDerivative · entry 3

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:31 UTC
Rice MichaelDirector · CEO
Exercise / conversionEmployee Stock Option · Derivative 11,461 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-21-014534 · rdgdoc.xml · derivative · entry 5

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,999

Underlying: Common Stock · 11,461 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in two equal annual installments based on the registrant's satisfaction of certain performance criteria for the fiscal year ending December 2017. The performance criteria for 2017 were met, resulting in vesting of the option as follows: 114,613 shares vested on March 8, 2018 and 114,613 shares vested on March 8, 2019.

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June 08, 2021 Filed Jun 11, 2021 00:31 UTC
Rice MichaelDirector · CEO
SaleCommon Stock 11,461 $35.54 $407,323.94
Disclosure

SEC source: 0001437749-21-014534 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,212

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of November 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.30 to $36.33, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2021 Filed Jun 11, 2021 00:31 UTC
Rice MichaelDirector · CEO
Exercise / conversionCommon Stock 11,461 $1.64 $18,796.04
Disclosure

SEC source: 0001437749-21-014534 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:31 UTC
Rice MichaelDirector · CEO
SaleCommon Stock 802 $33.87 $27,163.74
Disclosure

SEC source: 0001437749-21-014006 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,212

F1 · kind: The sale reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

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May 28, 2021 Filed Jun 3, 2021 00:31 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
SaleCommon Stock 375 $33.87 $12,701.25
Disclosure

SEC source: 0001437749-21-014005 · rdgdoc.xml · nonDerivative · entry 1

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,304

F1 · kind: The sale reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

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May 28, 2021 Filed Jun 3, 2021 00:30 UTC
Foster Karen A.Chief Quality Officer
SaleCommon Stock 264 $33.87 $8,941.68
Disclosure

SEC source: 0001437749-21-014004 · rdgdoc.xml · nonDerivative · entry 1

Foster Karen A. · CIK 0001683151 · Chief Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,384

F1 · kind: The sale reported herein was made by the issuer to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.