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BKTI

BK Technologies Corp

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Tapewire entity
6049
SEC CIK
0000002186
Parsed reports
216

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2017 Filed Mar 15, 2017 21:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001354488-17-000417 · issuerdirect_section16.xml · derivative · entry 8

O'Neil Timothy W · CIK 0001373760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable 100% on April 23, 2014.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001354488-17-000417 · issuerdirect_section16.xml · derivative · entry 7

O'Neil Timothy W · CIK 0001373760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable 100% on April 23, 2013.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:13 UTC Tax withholdingCommon Stock, par value $0.60 per share 3,440 $5.00 $17,200.00
Disclosure

SEC source: 0001354488-17-000417 · issuerdirect_section16.xml · nonDerivative · entry 6

O'Neil Timothy W · CIK 0001373760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,949

F1 · shares: Shares withheld by the Company in payment of the reporting person's exercise price under the stock option.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:13 UTC Exercise / conversionCommon Stock, par value $0.60 per share 5,000 $3.44 $17,200.00
Disclosure

SEC source: 0001354488-17-000417 · issuerdirect_section16.xml · nonDerivative · entry 5

O'Neil Timothy W · CIK 0001373760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:13 UTC Tax withholdingCommon Stock, par value $0.60 per share 3,450 $5.00 $17,250.00
Disclosure

SEC source: 0001354488-17-000417 · issuerdirect_section16.xml · nonDerivative · entry 4

O'Neil Timothy W · CIK 0001373760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,389

F1 · shares: Shares withheld by the Company in payment of the reporting person's exercise price under the stock option.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:13 UTC Exercise / conversionCommon Stock, par value $0.60 per share 5,000 $3.45 $17,250.00
Disclosure

SEC source: 0001354488-17-000417 · issuerdirect_section16.xml · nonDerivative · entry 3

O'Neil Timothy W · CIK 0001373760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:13 UTC Tax withholdingCommon Stock, par value $0.60 per share 2,030 $5.00 $10,150.00
Disclosure

SEC source: 0001354488-17-000417 · issuerdirect_section16.xml · nonDerivative · entry 2

O'Neil Timothy W · CIK 0001373760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,839

F1 · shares: Shares withheld by the Company in payment of the reporting person's exercise price under the stock option.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:13 UTC Exercise / conversionCommon Stock, par value $0.60 per share 5,000 $2.03 $10,150.00
Disclosure

SEC source: 0001354488-17-000417 · issuerdirect_section16.xml · nonDerivative · entry 1

O'Neil Timothy W · CIK 0001373760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 21:38 UTC
FG Group Holdings Inc.Director · 10% owner
Cerminara KyleDirector · 10% owner
Johnson Lewis MDirector · 10% owner
OtherCommon Stock 992,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-014015 · v461434_form4.xml · nonDerivative · entry 2

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

BALLANTYNE STRONG, INC. · CIK 0000946454 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Holdings, LP

Disclosed balance after: 992,302

F3 · kind: Withdrawal and redemption from FGPM and contribution to FGHP.

F3 · price: Withdrawal and redemption from FGPM and contribution to FGHP.

F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,832,107 shares of Common Stock, which represent approximately 27.9% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Ballantyne Strong, Inc. ("BTN"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 690,483 shares of Common Stock for accounts of individual investors, which represent approximately 5.0% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGGM and FGHP. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 21:38 UTC
FG Group Holdings Inc.Director · 10% owner
Cerminara KyleDirector · 10% owner
Johnson Lewis MDirector · 10% owner
OtherCommon Stock 992,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-014015 · v461434_form4.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

BALLANTYNE STRONG, INC. · CIK 0000946454 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Fundamental Global Partners Master Fund, LP

Disclosed balance after: 549,319

F3 · kind: Withdrawal and redemption from FGPM and contribution to FGHP.

F3 · price: Withdrawal and redemption from FGPM and contribution to FGHP.

F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,832,107 shares of Common Stock, which represent approximately 27.9% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Ballantyne Strong, Inc. ("BTN"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 690,483 shares of Common Stock for accounts of individual investors, which represent approximately 5.0% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGGM and FGHP. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

Read SEC document
January 09, 2017 Filed Jan 12, 2017 22:19 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0001354488-17-000084 · issuerdirect_section16.xml · derivative · entry 1

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-01-09

F1 · derivative.exercise_date: The options vest 100% on December 10, 2017

Read SEC document
December 29, 2016 Filed Dec 30, 2016 21:44 UTC
FG Group Holdings Inc.Director · 10% owner
Cerminara KyleDirector · 10% owner
Johnson Lewis MDirector · 10% owner
PurchaseCommon Stock 106,383 $4.71 $501,063.93
Disclosure

SEC source: 0001354488-16-008743 · issuerdirect_section16.xml · nonDerivative · entry 1

Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner

BALLANTYNE STRONG, INC. · CIK 0000946454 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Johnson Lewis M · CIK 0001619951 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · FGI Global Asset Allocation Master Fund, LP

Disclosed balance after: 106,383

F3 · price: Includes brokerage commission of $0.01 per share.

F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,832,107 shares of Common Stock, which represent approximately 27.9% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP (FGGM"), and Ballantyne Strong, Inc. ("BTN"). In addition, CWA Asset Management Group, LLC holds 690,483 shares of Common Stock for accounts of individual investors, which represent approximately 5.0% of the Company's outstanding shares of Common Stock.

F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 20:49 UTC
GOEBERT DONALD F UDirector · 10% owner
SaleCommon Stock, par value $0.60 per share 425,532 $4.70 $2,000,000.40
Disclosure

SEC source: 0001354488-16-008741 · issuerdirect_section16.xml · nonDerivative · entry 1

GOEBERT DONALD F U · CIK 0000898582 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,041

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.