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Baker Hughes Co

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2993
SEC CIK
0001701605
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202608
Mar 202604
Apr 202600
May 202601
Jun 202605
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2018 Filed May 14, 2018 17:08 UTC GrantRestricted Stock Unit D 5_18 · Derivative 4,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000071 · wf-form4_152633206873605.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893

Underlying: Class A Common Stock · 4,893 shares

Expires 2019-05-11

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director.

Read SEC document
May 11, 2018 Filed May 14, 2018 21:10 UTC
RICE JOHN GDirector
GrantRestricted Stock Unit D 5_18 · Derivative 4,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000072 · wf-form4_152633219316741.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893

Underlying: Class A Common Stock · 4,893 shares

Expires 2019-05-11

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020.

Read SEC document
May 11, 2018 Filed May 14, 2018 21:05 UTC GrantRestricted Stock Unit D 5_18 · Derivative 4,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000070 · wf-form4_152633188356294.xml · derivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893

Underlying: Class A Common Stock · 4,893 shares

Expires 2019-05-11

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000058 · wf-form4_152598840279316.xml · derivative · entry 2

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,176 shares

Expires 2018-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:40 UTC Exercise / conversionClass A Common Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000058 · wf-form4_152598840279316.xml · nonDerivative · entry 1

BRENNEMAN GREGORY D · CIK 0001164027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 17:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000059 · wf-form4_152598852607823.xml · derivative · entry 2

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,176 shares

Expires 2018-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 17:42 UTC Exercise / conversionClass A Common Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000059 · wf-form4_152598852607823.xml · nonDerivative · entry 1

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000057 · wf-form4_152598822292643.xml · derivative · entry 2

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,176 shares

Expires 2018-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:37 UTC Exercise / conversionClass A Common Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000057 · wf-form4_152598822292643.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of shares reported in Column 5 includes 38 shares acquired under the Company's Dividend Reinvestment Plan.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000060 · wf-form4_152598871333702.xml · derivative · entry 2

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,176 shares

Expires 2018-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:45 UTC Exercise / conversionClass A Common Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000060 · wf-form4_152598871333702.xml · nonDerivative · entry 1

Craighead Martin S · CIK 0001319699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,630.5642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 17:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000062 · wf-form4_152598904493262.xml · derivative · entry 2

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,176 shares

Expires 2018-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 17:50 UTC Exercise / conversionClass A Common Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000062 · wf-form4_152598904493262.xml · nonDerivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000061 · wf-form4_152598888507654.xml · derivative · entry 2

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,176 shares

Expires 2018-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:48 UTC Exercise / conversionClass A Common Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000061 · wf-form4_152598888507654.xml · nonDerivative · entry 1

Elsenhans Lynn Laverty · CIK 0001393665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionStock Option (Right to Buy) · Derivative 6,798 $0.00 Strike: $30.25 $0.00
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · derivative · entry 9

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,798 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionStock Option (Right to Buy) · Derivative 6,053 $0.00 Strike: $27.71 $0.00
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · derivative · entry 8

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,053 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionStock Option (Right to Buy) · Derivative 3,678 $0.00 Strike: $21.80 $0.00
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · derivative · entry 7

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,678 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionStock Option (Right to Buy) · Derivative 3,042 $0.00 Strike: $29.94 $0.00
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · derivative · entry 6

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,042 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
SaleClass A Common Stock 19,571 $36.97 $723,618.15
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · nonDerivative · entry 5

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.96 to $36.985, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionClass A Common Stock 6,798 $30.25 $205,639.50
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · nonDerivative · entry 4

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionClass A Common Stock 6,053 $27.71 $167,728.63
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · nonDerivative · entry 3

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionClass A Common Stock 3,678 $21.80 $80,180.40
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · nonDerivative · entry 2

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:43 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
Exercise / conversionClass A Common Stock 3,042 $29.94 $91,077.48
Disclosure

SEC source: 0001701605-18-000063 · wf-form4_152607139440514.xml · nonDerivative · entry 1

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 5 $150.00 Strike: $37.00 $750.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 22

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Underlying: Class A Common Stock · 500 shares

Expires 2018-06-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

Read SEC document
May 09, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 30 $192.00 Strike: $36.00 $5,760.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 21

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Class A Common Stock · 3,000 shares

Expires 2018-06-15

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

Read SEC document
May 09, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 30 $130.00 Strike: $36.00 $3,900.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 20

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires 2018-05-18

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

Read SEC document
May 01, 2018 Filed May 2, 2018 17:40 UTC
MARSH WILLIAM DChief Legal Officer
SaleClass A Common Stock 200 $35.84 $7,168.00
Disclosure

SEC source: 0001701605-18-000055 · wf-form4_152528276094023.xml · nonDerivative · entry 2

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,463.1058

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

Read SEC document
May 01, 2018 Filed May 2, 2018 17:40 UTC
MARSH WILLIAM DChief Legal Officer
SaleClass A Common Stock 6,343 $35.82 $227,206.26
Disclosure

SEC source: 0001701605-18-000055 · wf-form4_152528276094023.xml · nonDerivative · entry 1

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,663.1058

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 16:20 UTC
Christie RoderickPres & CEO, Turbomachinery
GrantRestricted Stock Unit 04_18 · Derivative 14,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000049 · wf-form4_152467321159268.xml · derivative · entry 1

Christie Roderick · CIK 0001709238 · Pres & CEO, Turbomachinery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,438

Underlying: Class A Common Stock · 14,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit fully vests three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit fully vests three years from the date of grant.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 16:15 UTC
BORRAS MARIA CPres & CEO, Oilfield Services
GrantRestricted Stock Unit 04_18 · Derivative 21,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000047 · wf-form4_152467290308075.xml · derivative · entry 1

BORRAS MARIA C · CIK 0001588503 · Pres & CEO, Oilfield Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,657

Underlying: Class A Common Stock · 21,657 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit fully vests three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit fully vests three years from the date of grant.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 16:08 UTC
Worrell BrianChief Financial Officer
GrantRestricted Stock Unit 04_18 · Derivative 21,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000045 · wf-form4_152467249046398.xml · derivative · entry 1

Worrell Brian · CIK 0001709183 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,657

Underlying: Class A Common Stock · 21,657 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit fully vests three years from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit fully vests three years from the date of grant.

Read SEC document
April 20, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 15 $95.00 Strike: $36.00 $1,425.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 19

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Class A Common Stock · 1,500 shares

Expires 2018-05-18

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

Read SEC document
April 20, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 15 $100.00 Strike: $36.00 $1,500.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 18

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15

Underlying: Class A Common Stock · 1,500 shares

Expires 2018-05-18

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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April 09, 2018 Filed Oct 10, 2019 18:13 UTC PurchaseClass A Common Stock 195 $29.74 $5,799.30
Disclosure

SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 5

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,031

F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein.

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March 29, 2018 Filed Mar 30, 2018 20:05 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerCommon Unit · Derivative 8,617,701 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000310 · ss86174_4.xml · derivative · entry 4

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 570,311,656

Underlying: Class A common stock · 8,617,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $29.71 for each Paired Interest.

F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $29.71 for each Paired Interest.

F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $29.71 for each Paired Interest.

F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries.

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March 29, 2018 Filed Mar 30, 2018 20:05 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerCommon Unit · Derivative 1,906,172 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000310 · ss86174_4.xml · derivative · entry 3

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,148,726

Underlying: Class A common stock · 1,906,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $29.71 for each Paired Interest.

F3 · price: The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).

F1 · derivative.exercise_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $29.71 for each Paired Interest.

F1 · derivative.expiration_date: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $29.71 for each Paired Interest.

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March 29, 2018 Filed Mar 30, 2018 20:05 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerClass B Common Stock 8,617,701 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000310 · ss86174_4.xml · nonDerivative · entry 2

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 570,311,656

F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $29.71 for each Paired Interest.

F2 · ownership.nature: The Reporting Person holds these securities through wholly-owned subsidiaries.

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March 29, 2018 Filed Mar 30, 2018 20:05 UTC
GENERAL ELECTRIC CODirector · 10% owner
Disposition to issuerClass B Common Stock 1,906,172 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-18-000310 · ss86174_4.xml · nonDerivative · entry 1

GENERAL ELECTRIC CO · CIK 0000040545 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,148,726

F1 · price: Each share of Class B common stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A common stock. In connection with the Issuer's previously announced open market repurchase program, the Issuer has purchased for cash the Paired Interests reported as disposed of on this Form 4 and the price paid for each such Paired Interest was equal to $29.71 for each Paired Interest.

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February 20, 2018 Filed Oct 10, 2019 18:13 UTC SaleClass A Common Stock 201 $26.43 $5,312.43
Disclosure

SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 4

CAZALOT CLARENCE P JR · CIK 0001173583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,836

F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein.

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February 09, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 10 $10.00 Strike: $33.00 $100.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 17

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2018-03-16

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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January 31, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
SaleCall Option (obligation to sell) · Derivative 10 $104.00 Strike: $33.00 $1,040.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 16

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Class A Common Stock · 1,000 shares

Expires 2018-03-16

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F2 · derivative.exercise_date: Exercisable by the holder at any time.

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January 31, 2018 Filed Mar 8, 2019 15:23 UTC
Heilmann Matthias LChief Digital Officer
PurchaseCall Option (right to buy) · Derivative 10 $25.00 Strike: $34.00 $250.00
Disclosure

SEC source: 0000950103-19-003221 · dp103543_4-heilmann.xml · derivative · entry 15

Heilmann Matthias L · CIK 0001490911 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires 2018-02-16

F1 · kind: The reporting person's transactions reported herein are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $28,549.62, representing the full amount of the profit realized in connection with the transactions reported herein, together with the transactions reported on the Form 4 filed concurrently with this Form 4 on this date, that reports transactions beginning on 7/10/2018. As of March 6, 2019, the reporting person is no longer employed by Issuer.

F3 · derivative.exercise_date: Exercisable by the reporting person at any time.

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January 25, 2018 Filed Jan 26, 2018 15:41 UTC
Mathieson DerekChief Mktg & Tech Officer
Exercise / conversionRestricted Stock Unit 1_17A · Derivative 6,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000021 · wf-form4_151699930377307.xml · derivative · entry 3

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,964

Underlying: Class A Common Stock · 6,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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January 25, 2018 Filed Jan 26, 2018 15:41 UTC
Mathieson DerekChief Mktg & Tech Officer
Tax withholdingClass A Common Stock 1,700 $33.78 $57,426.00
Disclosure

SEC source: 0001701605-18-000021 · wf-form4_151699930377307.xml · nonDerivative · entry 2

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,080.6422

Read SEC document
January 25, 2018 Filed Jan 26, 2018 15:41 UTC
Mathieson DerekChief Mktg & Tech Officer
Exercise / conversionClass A Common Stock 6,981 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000021 · wf-form4_151699930377307.xml · nonDerivative · entry 1

Mathieson Derek · CIK 0001451013 · Chief Mktg & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,780.6422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

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January 25, 2018 Filed Jan 26, 2018 20:37 UTC
MARSH WILLIAM DChief Legal Officer
Exercise / conversionRestricted Stock Unit 1_17A · Derivative 5,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001701605-18-000020 · wf-form4_151699902703275.xml · derivative · entry 3

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,091

Underlying: Class A Common Stock · 5,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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January 25, 2018 Filed Jan 26, 2018 20:37 UTC
MARSH WILLIAM DChief Legal Officer
Tax withholdingClass A Common Stock 1,229 $33.78 $41,515.62
Disclosure

SEC source: 0001701605-18-000020 · wf-form4_151699902703275.xml · nonDerivative · entry 2

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,006.1058

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January 25, 2018 Filed Jan 26, 2018 20:37 UTC
MARSH WILLIAM DChief Legal Officer
Exercise / conversionClass A Common Stock 5,045 $0.00 $0.00
Disclosure

SEC source: 0001701605-18-000020 · wf-form4_151699902703275.xml · nonDerivative · entry 1

MARSH WILLIAM D · CIK 0001570404 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,235.1058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

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January 22, 2018 Filed Jan 24, 2018 15:36 UTC
Camilleri KurtVP/Controller/Chief Acctg Off
GrantStock Option (Right to Buy) · Derivative 7,104 $0.00 Strike: $35.55 $0.00
Disclosure

SEC source: 0001701605-18-000012 · wf-form4_151682619267784.xml · derivative · entry 2

Camilleri Kurt · CIK 0001710299 · VP/Controller/Chief Acctg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

Underlying: Class A Common Stock · 7,104 shares

Expires 2028-01-22

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning one year from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.